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Bloomberg AIM (Asset & Investment Manager) from Bloomberg
A buy-side order management system that provides portfolio management, trading, compliance, operations, and P&L capabilities. Includes real-time positions, pre-trade compliance, order management, trading tools, and comprehensive reporting.
Product analysis by function
Portfolio Management Systems for Portfolio Management
Comprehensive platforms that enable portfolio construction, optimization, rebalancing, and monitoring of investment portfolios across various asset classes. These systems typically include tools for asset allocation, performance attribution, risk analytics, and trade order generation.
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Core Portfolio Management
(9 Yes /9 Known /10 Possible features)
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Multi-Asset Class Support Supports a wide variety of asset classes including equities, fixed income, derivatives, alternatives, and cash. |
Bloomberg AIM supports equities, fixed income, derivatives, alternatives, and cash according to product documentation and third-party reviews. | |
|
Model Portfolio Management Ability to create and manage model portfolios for replication and benchmarking. |
Bloomberg AIM includes model portfolio replication and management for benchmarking and implementation. | |
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Rebalancing Tools Tools for automated and manual portfolio rebalancing based on rules or drift thresholds. |
Rule-based and manual rebalancing tools confirmed via product datasheet and industry demo videos. | |
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Tax Lot Tracking Tracks individual tax lots for accurate tax management and reporting. |
Tax lot tracking is referenced in AIM documentation as part of advanced accounting. | |
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Multi-Currency Support Manages and values portfolios in multiple base and reporting currencies. |
Multiple base and reporting currencies are supported; cited in Bloomberg AIM marketing collateral and implementation guides. | |
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Historical Position Reconstruction Ability to reconstruct historical portfolio positions for reporting or auditing. |
Historical position reconstruction is specifically noted in compliance and audit capabilities. | |
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Scenario Analysis Enables scenario modeling to assess portfolio impacts under various assumptions. |
Scenario and what-if analysis tools are core features, allowing multiple market scenarios. | |
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Portfolio Hierarchies Supports complex hierarchical structures (accounts, sub-portfolios, composites). |
Portfolio hierarchies (accounts, sub-portfolios, composites) supported. Referenced in configuration documentation. | |
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What-If Analysis Provides tools to simulate hypothetical trades and assess impacts. |
What-if analysis tools present in simulation and pre-trade modules. | |
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Speed of Portfolio Valuation Time taken to compute full valuation of a portfolio. |
. | No information available |
Order Management & Trading
(8 Yes /8 Known /10 Possible features)
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Order Generation Create and submit orders directly from portfolio or model changes. |
Order generation from portfolio and model changes is a core OMS feature. | |
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Pre-Trade Compliance Checks Checks trade orders against investment restrictions prior to execution. |
Bloomberg AIM emphasizes pre-trade compliance checks in its marketing materials and case studies. | |
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Order Routing Supports automated routing of trades to counterparties or execution platforms. |
Order routing to execution platforms and counterparties is a core feature, per vendor site and user guides. | |
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FIX Protocol Integration Native support for FIX protocol for seamless connectivity with brokers. |
FIX Protocol connectivity is specifically promoted in Bloomberg AIM documentation. | |
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Trade Allocation Flexible rules for post-trade allocation to accounts or sleeves. |
Trade allocation functions (including sleeves and overlays) featured in user manual and promotional content. | |
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Market Data Integration Real-time or delayed access to market prices for pre-trade decisions. |
Integration to market data (real-time and delayed) from Bloomberg’s own data as well as third-party providers. | |
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Execution Cost Analysis Tracks and reports on transaction costs and slippage. |
Execution cost analysis features available for transaction cost analysis, per product brochure. | |
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Straight-Through Processing (STP) Rate Percentage of trades processed from order to settlement without manual intervention. |
. | No information available |
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Time to Execute Trade Average time from order entry to execution fill. |
. | No information available |
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Block Trading Support Ability to manage and execute block trades efficiently. |
Block trading and bulk order management is available in the execution management suite. |
Performance Measurement & Attribution
(6 Yes /6 Known /10 Possible features)
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Time-Weighted Return Calculation Accurate calculation of time-weighted returns for investment performance analysis. |
Bloomberg AIM supports time-weighted return calculations for performance reporting. | |
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Money-Weighted Return Calculation Calculation of money-weighted (IRR) returns for cashflow-sensitive portfolios. |
Money-weighted (IRR) calculation is present in AIM performance modules. | |
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Multi-Level Attribution Supports multi-level (sector, security, currency) performance attribution. |
Multi-level attribution is described in reporting capabilities (sector, security, etc). | |
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Custom Benchmark Support Ability to set and compare portfolios against custom benchmark indices. |
Custom benchmark support included in portfolio performance comparisons. | |
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Risk-Adjusted Return Metrics Includes Sharpe, Sortino, and other ratios for performance analysis. |
Risk-adjusted metrics including Sharpe and Sortino ratios are in performance reporting. | |
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Performance Contribution Analysis Analyzes contribution to performance by asset, sector, or manager. |
Performance contribution by asset, sector, or manager supported, see performance attribution documentation. | |
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Automatic GIPS Composite Management Support for Global Investment Performance Standards composite setup and reporting. |
No information available | |
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Frequency of Return Calculations How often return calculations can be performed. |
. | No information available |
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Granularity of Holdings Analysis Level at which performance can be broken down (e.g., lot, security, sector). |
. | No information available |
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Speed of Performance Report Generation Time required to generate detailed performance reports. |
. | No information available |
Risk Management & Analytics
(8 Yes /8 Known /10 Possible features)
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VaR (Value at Risk) Calculation Calculates Value at Risk using multiple methodologies (parametric, historical, Monte Carlo). |
VaR (Value at Risk) calculations are included in risk modules. | |
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Stress Testing Ability to run stress and shock scenarios on portfolios. |
Stress testing and scenario modeling are part of Bloomberg AIM analytics suite. | |
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Risk Exposure Breakdown Detailed analysis and visualization of exposures (sector, country, factor, etc). |
Risk exposure breakdown by country, sector, and factor is supported, per documentation. | |
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Factor Analysis Decomposition of portfolio returns/risk into underlying risk factors. |
Factor analysis, including risk decomposition, is documented in the risk module. | |
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Liquidity Risk Assessment Measures and reports on the liquidity profile of portfolios. |
Liquidity risk analysis and reporting are present in the AIM product suite. | |
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Counterparty Risk Assessment Quantifies exposures to issuers, custodians, and brokers. |
Counterparty exposure and related analysis available for operational risk. | |
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Real-Time Risk Monitoring Provides real-time or near-time updates to risk metrics. |
AIM supports real-time risk monitoring, as advertised in key features. | |
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Limit Monitoring and Alerts Automated monitoring of risk and exposure limits with alerting. |
Limit monitoring with automated alerts for exposures and risk is standard in AIM. | |
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Number of Custom Risk Metrics Supported Custom risk models or metrics the platform can support at once. |
. | No information available |
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Speed of Risk Report Generation Time required to generate and distribute risk reports. |
. | No information available |
Compliance & Regulatory Reporting
(7 Yes /7 Known /10 Possible features)
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Pre-Trade Compliance Checks compliance with regulatory and client-specific rules prior to order execution. |
Pre-trade compliance is a key feature and frequently cited in Bloomberg AIM product material. | |
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Post-Trade Compliance Monitors post-trade activity for adherence to investment guidelines. |
Monitors post-trade compliance for ongoing adherence to investment guidelines. | |
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Regulatory Report Generation Produces reports required for regulatory filings (e.g., Form PF, AIFMD, MiFID II). |
Regulatory report generation (e.g., MiFID, AIFMD) is supported. | |
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Custom Rule Builder GUI or scripting language for creating custom compliance rules. |
Custom compliance rule builder is provided via GUI and scripting options. | |
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Audit Trail Tracks and logs all activity and changes for audit purposes. |
Audit trail and compliance activity logging is offered for all changes in Bloomberg AIM (regulatory requirement and confirmed in product whitepapers). | |
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Exception Management Workflows for handling and resolving compliance breaches and exceptions. |
Exception management workflows are part of compliance breach handling. | |
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Automated Document Generation Automatically generates legal and compliance documents for clients or regulators. |
Automated document generation is included for legal/regulatory fulfillment. | |
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Number of Built-In Compliance Rules Out-of-the-box compliance rules or templates available. |
. | No information available |
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Compliance Check Frequency How frequently compliance checks are run on portfolios. |
. | No information available |
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Alert Notification Time Delay between identifying a compliance breach and notifying the user. |
. | No information available |
Data Integration & Management
(7 Yes /7 Known /10 Possible features)
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Open API Access Well-documented APIs for integration with third-party systems or internal applications. |
Bloomberg provides documented open APIs for integration, called BLPAPI, referenced in official documentation. | |
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Market Data Connectivity Connectivity to market data providers for real-time and historical data. |
Market data connectivity (real-time/historic) is available through Bloomberg Terminal and data feeds as per product documentation. | |
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Pricing Source Flexibility Able to source pricing from multiple external or internal sources. |
Pricing source flexibility is available including Bloomberg and other market sources. | |
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ETL (Extract, Transform, Load) Tools In-built data transformation and loading utilities. |
ETL tools for data import/export are part of AIM's data management module. | |
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Data Quality Control Validation, deduplication, and error correction processes for incoming data. |
Data quality control and exception management are present for incoming data. | |
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Reference Data Management Centralized management for instrument, client, and counterparty reference data. |
Reference data management for instruments and entities is available in AIM. | |
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Data Retention Policy Support Configure how long data is retained for compliance and reporting. |
Data retention and compliance policies configurable in Bloomberg AIM. | |
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Number of Data Sources Supported Distinct external or internal data sources that can be integrated at once. |
No information available | |
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Data Load Frequency Maximum frequency at which data loads are supported. |
. | No information available |
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Data Reconciliation Speed Time required to reconcile positions or transactions with external records. |
. | No information available |
Client & Investor Communications
(7 Yes /7 Known /10 Possible features)
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Client Portal Branded, online access point for clients to view portfolio, performance, and documents. |
A customizable, branded client portal is available as part of Bloomberg’s broader OMS solution suite. | |
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Customizable Reporting Flexible options for tailoring reports to specific client needs. |
Reporting is highly customizable and can be tailored by user or client. | |
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Automated Statement Generation Generation and distribution of periodic account statements and tax documents. |
Periodic statement generation and distribution is a standard function. | |
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Document Vault Secure repository for storing and sharing investment reports and documents. |
Document vault/repository is available for secure client and firm document storage. | |
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Multi-Language Support Support for producing reports and communications in multiple languages. |
Multi-language support is available for both data and reporting output. | |
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Data Visualization Tools Advanced charting and data visualization in reporting and portals. |
Advanced data visualization within reporting modules and dashboards is supported. | |
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Custom Branding Options Allows for client-specific branding of communication materials. |
Custom branding is stated as available in user and client output. | |
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Bulk Reporting Speed Time required to generate and deliver bulk reports to all clients. |
. | No information available |
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Number of Concurrent Users Supported Clients or investors that can simultaneously access the system. |
. | No information available |
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Frequency of Automatic Updates How often clients receive automatic updates (email, portal notifications). |
. | No information available |
Workflow & Task Automation
(7 Yes /7 Known /10 Possible features)
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Workflow Designer Tool for configuring custom workflows and approval chains. |
Configured workflow designer tools are available for workflow customization. | |
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Task Assignment & Escalation Automatic assignment and escalation of tasks based on rules or deadlines. |
Task assignment & escalation processes are available to manage operations. | |
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Alerts & Notifications Email, SMS, or in-app notifications for important tasks or exceptions. |
Alerts and notifications (email, in-app) feature in workflow and compliance tools. | |
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Automated Data Imports Scheduling and running data imports without manual intervention. |
Automated data imports and scheduled loads available per documentation. | |
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Exception Handling Automation Automated handling of workflow errors or breaks. |
Automated exception handling is built-in for resolving operational issues. | |
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User Access Controls Assign roles, permissions, and workflows to users and groups. |
Role-based user access controls are standard for all major OMS/EMS and present in AIM. | |
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Workflow Execution Time Average time to complete an automated workflow from initiation to completion. |
. | No information available |
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Number of Workflow Types Different workflow templates or types available out-of-the-box. |
. | No information available |
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Concurrent Workflow Support Maximum number of workflows that can run simultaneously. |
. | No information available |
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Audit Logging of Workflows Automatically records all workflow steps and user actions for compliance. |
All workflow actions and steps are logged for compliance and audit purposes. |
Security & Access Control
(8 Yes /8 Known /10 Possible features)
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Single Sign-On (SSO) Support for SSO integration with enterprise identity providers. |
Single sign-on (SSO) is available; referenced in enterprise integration and IT requirements documentation. | |
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Multi-Factor Authentication (MFA) Enforce MFA for added user login security. |
Multi-factor authentication (MFA) supported for secure user logins, as stated in Bloomberg AIM security collateral. | |
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Role-Based Permissions Granular controls over user access to different system modules and data. |
Role-based permissions are present for granular user access. | |
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Encryption (At-Rest & In-Transit) Encrypts data when stored or sent across networks. |
Encryption at rest and in-transit is described in AIM security documentation. | |
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Regular Penetration Testing Conducts periodic security testing of the platform. |
Regular penetration testing and audits included in Bloomberg security practices. | |
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User Activity Logging Logs user activity for security and audit compliance. |
User activity logging/audit logs are features for compliance and security. | |
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Custom Password Policies Set and enforce custom password complexity and expiry rules. |
Password policies are configurable for complexity and expiry. | |
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Data Masking Ability to mask sensitive data fields for specific users. |
Data masking on sensitive fields is available for specific user profiles. | |
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Number of Access Roles Supported Distinct levels or roles that can be set for system users. |
. | No information available |
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User Session Timeout Default time a session remains active without user interaction. |
No information available |
Integration & Extensibility
(6 Yes /6 Known /10 Possible features)
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Third-Party Application Integrations Pre-built connectors for leading risk, CRM, or execution systems. |
AIM integrates with a wide range of third-party solutions for risk, CRM, etc. | |
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Custom Script/SDK Support Allows developers to build custom extensions or automation using an SDK or scripting. |
Custom script/SDK support for workflow and data extension is documented. | |
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Event-Based API Triggers APIs that trigger actions in response to portfolio events or data changes. |
Event-based API triggers are available via AIM's API. | |
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Outbound Data Feeds Flexible configuration for pushing data to downstream systems. |
Outbound data feeds (custom and scheduled) supported for downstream integration. | |
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Batch & Real-Time Processing Supports both scheduled (batch) and real-time integrations. |
Batch and real-time integrations are supported by Bloomberg AIM. | |
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Integration Partner Ecosystem Network of supported third-party vendors with certified integrations. |
Integration partner ecosystem detailed on the product website and documentation. | |
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Number of Pre-Built Connectors Connectors available for plug-and-play integration. |
. | No information available |
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API Call Latency Time for average API request-response cycle. |
. | No information available |
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Concurrent API Connections Supported Maximum number of simultaneous API connections. |
. | No information available |
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User Extensibility Options Availability of open frameworks or plugin architectures. |
. | No information available |
Usability & User Interface
(7 Yes /7 Known /10 Possible features)
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Customizable Dashboards Users can personalize dashboard layouts with preferred widgets or views. |
Customizable dashboards for users and teams are available in the AIM interface. | |
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Mobile Access Optimized access from mobile and tablet devices. |
Mobile access and tablet optimization are included; Bloomberg has mobile apps for professional products (as stated in official app stores and product FAQs). | |
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Accessibility (WCAG Compliance) Meets accessibility guidelines for users with disabilities. |
No information available | |
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Multi-Language Interface User interface supports multiple languages. |
The user interface supports multiple languages, as described in the product literature. | |
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Help & Support Tools Embedded help, documentation, and user support resources. |
Extensive help and support tools available in-app and through vendor resources. | |
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User Onboarding Workflows Guided onboarding and training for new users. |
User onboarding workflows present for new users and system modules. | |
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Custom View Settings Users can define saved and shared custom views or filters. |
Custom and shared view settings are available in the interface. | |
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Concurrent User Responsiveness System performance with large numbers of simultaneous users. |
. | No information available |
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Average Page Load Time The average time to load application screens. |
. | No information available |
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Hotkey/Shortcuts Support Support for keyboard shortcuts to enhance productivity. |
Hotkey and shortcut support is present for workflow acceleration. |
Core Portfolio Management
(9 Yes /9 Known /10 Possible features)
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Multi-Asset Support Support for various asset classes such as equities, bonds, derivatives, ETFs, and private equity. |
Multi-asset support (equities, bonds, derivatives, ETFs, PE) is a major advertised AIM feature. | |
|
Real-Time Position Management Ability to track positions in real-time as trades are executed and settled. |
Real-time position management is listed as a key system capability in AIM. | |
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Transaction Management Capability to ingest, validate, and record all buy/sell, transfer, and adjustment transactions. |
Transaction management (record, validate, ingest) is a fundamental feature for all OMS/EMS software. | |
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Portfolio Aggregation Aggregating multiple accounts, funds, and entities for a consolidated portfolio view. |
Portfolio aggregation for multi-account entities is present. | |
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Custom Portfolio Structuring Configurable portfolio hierarchies such as sleeve accounts, sub-portfolios, and strategies. |
Configurable portfolio structuring (including sleeves and sub-portfolios) is available. | |
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Corporate Actions Processing Automated handling and processing of dividends, splits, mergers, and other events. |
Corporate actions automation is a key feature in system capabilities documentation. | |
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Cash Management Real-time tracking of cash balances and flows across custodians and accounts. |
Real-time cash management, including flows, is covered as standard. | |
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Instrument Master Integration Seamless integration with security and instrument master data. |
Integration with instrument master/market data is available. | |
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Audit Trail Historical tracking and logging of all portfolio amendments and user actions. |
Audit trail for portfolio activity and user actions is a compliance necessity and present in AIM. | |
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Scalability Maximum number of portfolios/accounts that can be managed concurrently. |
. | No information available |
Performance Measurement & Attribution
(7 Yes /7 Known /9 Possible features)
|
Time-Weighted Return Calculation Determines portfolio returns that neutralize impact of cash flows. |
Time-weighted return calculation is included per performance measurement. | |
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Money-Weighted Return Calculation (IRR) Calculates internal rate of return for capital-based performance. |
Money-weighted IRR is available for capital-based performance. | |
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Risk-Adjusted Performance Metrics Calculation of Sharpe, Sortino, and other ratios. |
Sharpe, Sortino, and other risk-adjusted metrics available. | |
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Performance Attribution Analysis Decomposition by security selection, allocation, currency, etc. |
Attribution analysis by source of returns is implemented per reporting modules. | |
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Benchmark Comparison Track and compare portfolio performance to chosen benchmarks. |
Benchmark performance comparison is configurable and available. | |
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Multi-Currency Performance Reporting Support for calculating and presenting results in multiple currencies. |
Multi-currency reporting is available to meet diverse client/geographic needs. | |
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Historical Performance Archiving Storing and accessing long-term historical performance data. |
Historical archiving for compliance and performance reporting is provided. | |
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Granularity of Reporting The finest level (e.g. security, sector, account) at which performance is reported. |
. | No information available |
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Attribution Frequency How often performance and attribution calculations are updated. |
. | No information available |
Risk Management
(8 Yes /8 Known /9 Possible features)
|
Value at Risk (VaR) Calculation Automated computation of VaR and related risk metrics for portfolios. |
Value at Risk (VaR) using multiple methods is included in the risk reporting suite. | |
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Scenario Analysis & Stress Testing Ability to model portfolio impact under various hypothetical adverse market scenarios. |
Scenario analysis and stress testing modules model portfolio response to market events. | |
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Exposure Analysis Breakdown and monitoring of exposures (e.g. sector, region, currency). |
Detailed exposure analysis (sector, region, currency, etc) is available for risk and compliance. | |
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Limit Monitoring & Alerts Automated monitoring and alerting for breaches of portfolio risk or concentration limits. |
Automated risk limit monitoring and system alerts are standard for risk management. | |
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Custom Risk Models Support Ability to import or define custom risk and factor models. |
Custom risk/factor models can be imported or defined by users. | |
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Risk Reporting Flexibility Configurability in how risk reports are presented and delivered. |
Risk reporting is highly configurable; users can define report formats and delivery. | |
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Factor Analysis Decompose portfolio returns and risks by systematic factors (e.g. size, value, momentum). |
Factor analysis is supported with decomposition of risk/returns to systematic factors. | |
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Look-through Capability Analyze risks inside multi-layered investment vehicles (e.g., funds of funds, ETFs). |
Look-through capability for analyzing risks inside ETF/fund of funds. | |
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Monte Carlo Simulations Number of Monte Carlo scenarios that can be run per analysis. |
. | No information available |
Order Management & Trade Execution Workflow
(7 Yes /7 Known /8 Possible features)
|
Trade Order Entry & Routing Ability to construct, edit, and route orders to brokers or venues. |
Trade order entry and routing via integrated OMS trading tools. | |
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Pre-Trade Compliance Checks Automated checking of portfolio and regulatory limits prior to order release. |
Automated pre-trade compliance engine is core to trading workflow. | |
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Block and Allocation Management Support for block trading and post-trade allocation to multiple accounts. |
Block and allocation management through trading operations interface. | |
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Electronic Trading Integration (FIX) Connectivity to brokers or ECNs via FIX protocol or APIs. |
Electronic trading integration via FIX protocol included. | |
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Order Audit Logging Historical recording of all order and trade actions for compliance. |
Order audit logging for compliance and operational transparency. | |
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Trade Approval Workflow Configurable, multi-step approval processes for trade execution. |
Trade approval workflow including multi-step approvals and authorizations. | |
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Error Handling & Reconciliation Automated handling and correction of trade errors and mismatches. |
Automated error handling and reconciliation for trade settlement. | |
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Order Throughput Maximum number of orders that can be handled per minute. |
. | No information available |
Compliance Management
(8 Yes /8 Known /8 Possible features)
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Pre-Trade Compliance Engine Real-time scanning of trades against compliance rules before execution. |
Pre-trade compliance scanning as part of the compliance engine. | |
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Post-Trade Compliance Monitoring Ongoing assessment and detection of rule breaches after trading. |
Ongoing post-trade compliance monitoring against rules. | |
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Rule Customization Ability to author and manage custom compliance rules by user. |
Custom compliance rule authoring via GUI and scripting. | |
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Rule Library Library of pre-built regulatory and standard investment policies. |
Rule library of standard regulatory and policy templates. | |
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Automated Breach Alerts Automatic electronic alerts for any compliance violations. |
Automated electronic alerts for any compliance violations. | |
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Case Management Support workflow for documenting, tracking and resolving compliance breaches. |
Case management/workflow for documenting and tracking compliance breaches. | |
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Compliance Reporting Flexibility Configurability in output and delivery of compliance reports. |
Highly configurable compliance reporting output/delivery options. | |
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Audit Trail for Rules Historical log of rule activations, changes, and breach remediation. |
Audit trail/log for all rule changes, activations, and breach remediations. |
Data Management & Integration
(1 Yes /1 Known /7 Possible features)
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Open API for Data Access RESTful, SOAP or proprietary APIs for inbound/outbound data flows. |
. | No information available |
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Market Data Integration Plug-in support for multiple market data vendors (Bloomberg, Reuters, etc.). |
. | No information available |
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Reference Data Management Handling and ingestion of security master, issuer, and counterparty data. |
Reference/static data management is explicitly featured (security master, issuer/counterparty data) in Bloomberg AIM product documentation. | |
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Third-Party System Integration Interfacing with custodians, fund accountants, and pricing engines. |
. | No information available |
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Data Validation & Cleansing Automated checking, cleaning, and reconciliation of incoming data. |
. | No information available |
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Data Latency Time between data arrival and system update. |
. | No information available |
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Bulk Data Import/Export Ability to handle batch data transfer (historical data loading, bulk reports). |
. | No information available |
Reporting & Analytics
(6 Yes /6 Known /7 Possible features)
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Custom Report Builder Drag-and-drop or template-based tools for report creation. |
Custom report builder functionality provided via flexible templates and custom statements, as described in vendor materials. | |
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Scheduled & On-Demand Reporting Automated and ad-hoc report generation and distribution. |
Scheduled and on-demand reporting supported, including automation. | |
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Regulatory Reporting Support for end-to-end reporting for regulatory requirements (e.g. MiFID, Form PF). |
Regulatory reporting support (e.g., MiFID II, Form PF, AIFMD) confirmed in product white papers and compliance solution sheets. | |
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Client Reporting Customizable client statement generation and delivery. |
Client reporting with custom statement generation and scheduling is core. | |
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Dashboard Visualization Real-time graphical dashboards with interactive analytics. |
Dashboard visualizations and interactive reports are included. | |
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Drill-Down Capabilities Ability to analyze data from summary down to transaction-level details. |
Drill-down from reports to trade and transaction-level data. | |
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Report Distribution Channels Number of supported distribution mechanisms (email, portal, print). |
. | No information available |
User Experience & Accessibility
(6 Yes /6 Known /7 Possible features)
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Web-Based User Interface Full-featured, browser-accessible application interface. |
Web-based interface is standard, accessible from modern browsers. | |
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Role-Based Access Control Fine-grained user permissions by function, portfolio, or asset class. |
Granular, role-based access controls as described in documentation. | |
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Single Sign-On (SSO) Integration with Active Directory, OAuth, or similar identity services. |
SSO integration available for different directory services. | |
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Mobile Device Support Accessible via smartphones and tablets. |
Supports use on mobile and tablet devices. | |
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Self-Service Customization End-user ability to configure dashboards, reports, and alerts. |
Self-service customization for dashboards, reports, and notifications is available. | |
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Localization & Multi-Language Support for multiple languages and regional formats. |
Localization and multilingual support are provided for the user interface. | |
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Concurrent User Capacity Maximum number of users that can operate the platform simultaneously. |
. | No information available |
Automation & Workflow
(4 Yes /4 Known /5 Possible features)
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Task Automation Engine Rules-based scheduling and automation for routine workflows (trades, rebalancing, reporting). |
AIM includes an automation and scheduling engine for trade, risk, and reporting workflows. | |
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Configurable Workflow Engine Tools for custom approval and exception handling flows. |
Configurable workflows and approval processes available. | |
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Notifications & Alerts Configurable system triggers for email/SMS/push notifications. |
Notifications/alerts via email, portal, or in-app for all workflow events. | |
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Rebalancing Automation Automated portfolio rebalancing according to model, drift or schedule. |
Portfolio rebalancing automation (by model or drift) is part of portfolio management. | |
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Approval Steps per Workflow Maximum supported approval or sign-off steps in a workflow. |
. | No information available |
Security & Reliability
(3 Yes /3 Known /7 Possible features)
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Encryption In Transit & At Rest End-to-end encryption for all sensitive data, both stored and transmitted. |
Encryption in transit and at rest meets institutional requirements. | |
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Disaster Recovery (RTO/RPO) Defined Recovery Time Objectives and Recovery Point Objectives for failover. |
Disaster recovery and RTO/RPO (as well as business continuity planning) are detailed in Bloomberg’s enterprise and IT security documentation. | |
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Penetration Testing & Security Audits Regular, independent reviews of system security. |
Periodic penetration tests and security reviews are standard, as stated by Bloomberg. | |
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Uptime SLA Guaranteed minimum percentage uptime for service availability. |
. | No information available |
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Data Backup Frequency Regularity of backups for all platform and client data. |
. | No information available |
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Multi-Factor Authentication Support for MFA at login and for sensitive transactions. |
. | No information available |
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Audit Logging Comprehensive logs for all user and system activities. |
. | No information available |
Support, Maintenance & Vendor Stability
(6 Yes /6 Known /7 Possible features)
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24/7 Customer Support Accessibility of technical and operational support, round-the-clock. |
24/7 customer support is available; listed in client service materials and publicly referenced in user testimonials. | |
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Service Level Agreements (SLAs) Contracted guarantees for support response and resolution times. |
SLAs are offered for institutional/enterprise clients as confirmed in RFP documentation and Bloomberg T&Cs. | |
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Product Roadmap Transparency Clear visibility into upcoming features and enhancements. |
Bloomberg discloses a product roadmap to existing clients. | |
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Regular Software Updates Frequency of platform feature and security updates. |
. | No information available |
|
Documentation Quality Comprehensive, up-to-date user and developer documentation. |
Comprehensive and regularly updated documentation is provided to all licensees. | |
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Vendor Financial Stability Evidence of corporate and financial durability of the provider. |
Bloomberg L.P. is a highly stable and longstanding vendor, with extensive financial resilience. | |
|
Community & User Forums Availability of user communities for support & feature sharing. |
Online user forums and knowledge-sharing communities are available for AIM users. |
Order Management Systems (OMS) for Portfolio Management
Software that facilitates the execution of investment decisions through trade order generation, routing, and execution. These systems manage the entire trade lifecycle, compliance checks, allocation of trades across portfolios, and integration with execution venues.
More Order Management Systems (OMS)
More Portfolio Management ...
Core Order Management
(11 Yes /11 Known /13 Possible features)
|
Multi-Asset Support Ability to handle various asset classes such as equities, fixed income, derivatives, currencies, etc. |
Bloomberg AIM supports multiple asset classes including equities, fixed income, derivatives, and FX as mentioned in public product documentation. | |
|
Order Entry Manual or automated entry of trade instructions for buy, sell, and other operations. |
Order entry—manual and automated—are core capabilities explicitly stated in AIM's official marketing material. | |
|
Order Validation Pre-trade checks ensuring orders comply with market and regulatory rules. |
AIM performs comprehensive order validation as part of pre-trade compliance and risk controls, as per documentation. | |
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Order Routing Capability to direct orders to appropriate venues, brokers, or execution algorithms. |
Bloomberg AIM provides order routing to multiple venues and brokers (see product integration list). | |
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Order Matching Ability to auto-match portfolio manager orders with available liquidity. |
Order matching functionality referenced as auto-matching for block and allocation orders. | |
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Bulk Order Processing Ease of handling and executing large volumes of orders in batch. |
Bulk order processing for trading large volumes is an AIM core feature, enabling desk efficiency. | |
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Order Amending & Cancelling Support for modifying or cancelling open or partially filled orders. |
Product documentation references order amend/cancel features, including partial order management. | |
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Trade Allocation Functionality for splitting trades across multiple accounts or portfolios. |
AIM has trade allocation tools supporting splits across multiple accounts/portfolios. | |
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Order Lifecycle Tracking Comprehensive tracking of orders from creation to completion. |
Order lifecycle tracking with real-time order status and blotter views is part of the UI. | |
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Order Audit Trail Detailed log of all actions taken on orders for compliance and tracing. |
Detailed order audit trail is provided for compliance within AIM. | |
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Order Processing Speed Average time taken to process, validate, and route orders. |
No information available | |
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Max Order Capacity Maximum number of orders the system can process concurrently. |
No information available | |
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Support for Basket Orders Ability to handle multiple orders as a single grouped basket transaction. |
Basket orders (grouped multi-security orders) are available for program trading and ETF workflows. |
Integration & Connectivity
(9 Yes /9 Known /10 Possible features)
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FIX Protocol Support Ability to communicate with external parties using the Financial Information eXchange (FIX) protocol. |
FIX protocol support is documented as AIM offers FIX connectivity to brokers and venues. | |
|
API Access Well-documented APIs for integrating with third-party platforms and data providers. |
Comprehensive API access for integration and data extraction is promoted as part of ecosystem interoperability. | |
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Market Data Integration Ability to receive and process live prices and instrument data. |
Integration of live market data (Bloomberg Terminal or feeds) is one of AIM's differentiators. | |
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Position Data Import/Export Importing/exporting positions to/from accounting, risk, or other systems. |
AIM supports position data import/export for integration with risk/accounting systems. | |
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Settlement System Connectivity Integration with post-trade and settlement providers. |
Integration with settlement and post-trade providers (Omgeo, custodians, etc.) is supported. | |
|
Portfolio Management System (PMS) Integration Seamless exchange of data with portfolio accounting and risk systems. |
AIM data flows seamlessly with PMS and risk systems including Bloomberg's own solutions. | |
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Number of Supported Venues/Brokers Count of external venues or brokers to which the OMS can connect. |
No information available | |
|
OMS to EMS Integration Ability to integrate with Execution Management Systems for advanced trading functionality. |
Bloomberg AIM can integrate with Execution Management Systems (EMSX) and third parties. | |
|
Real-time Data Feeds Capability to consume and process real-time feeds (prices, news, etc.). |
Real-time data feeds (Bloomberg or third parties) are central to AIM's value proposition. | |
|
File-Based Interface Support Supports batch file uploads and downloads (CSV, XML, etc.) to exchange data. |
AIM supports file-based interfaces (batch upload/download of trades, positions, etc.). |
Compliance & Risk Controls
(8 Yes /8 Known /10 Possible features)
|
Pre-Trade Compliance Checks Automated validation of orders against rules such as client mandates, position limits, or regulatory requirements. |
Pre-trade compliance checks are a hallmark of AIM workflows. | |
|
Post-Trade Compliance Monitoring Ability to monitor executed trades for regulatory and internal policy breaches. |
Post-trade compliance monitoring is supported for regulatory/mandate breaches. | |
|
Real-Time Risk Monitoring Ongoing updates and alerts about exposures or limit breaches as orders are entered. |
Real-time risk controls are documented for order placement and limit monitoring. | |
|
Custom Rule Engine Configurable logic for enforcing custom compliance and risk rules. |
Custom rule engine is available for bespoke compliance/risk policies. | |
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Restricted List Management Maintain and enforce trading restrictions on selected securities or issuers. |
Restricted list management for securities/issuers is part of compliance setup in AIM. | |
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Trade Approval Workflows Multi-level authorization for orders based on size, asset class, or other criteria. |
Multi-level trade approval workflows configurable by role/criteria are documented. | |
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Trade Error/Exception Handling Detection and flagging of potential rule breaches and workflow exceptions. |
Exception handling is a standard part of error and break identification in the platform. | |
|
Audit and Logging Detailed activity logs and audit trails for compliance inspection. |
Audit and event logging are core to Bloomberg's compliance and regulatory controls offering. | |
|
Number of Compliance Rules Supported Total unique compliance rules the system can enforce concurrently. |
No information available | |
|
Compliance Rule Execution Speed Average time to process compliance checks per order. |
No information available |
User Experience & Workflow
(8 Yes /8 Known /10 Possible features)
|
Intuitive User Interface (UI) Modern, clear, and easily navigable front-end for users. |
AIM's UI is widely regarded as modern and intuitive with efficient navigation. | |
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Customizable Dashboards Ability for users to personalize their view and widgets. |
Dashboards and widgets can be customized by users based on their role/workflow. | |
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Role-Based Access Control User permissions and interface tailored to user roles (trader, portfolio manager, compliance, etc.). |
User roles and access control is configurable and role-based by design. | |
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Workflow Automation Tools to automate repetitive processes or order flows. |
Workflow automation, such as auto-routing, notifications, and compliance tasks, is supported. | |
|
Alerts & Notifications Real-time notifications via on-screen, email, or SMS. |
Real-time alerting by on-screen, email, and integration is documented. | |
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Mobile Access Availability of mobile or web-based applications for remote access. |
Mobile and web-based access is available via BLOOMBERG Anywhere and browser-based UI. | |
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Bulk Editing Ability to modify multiple items in a single operation. |
Bulk editing and batch operations for portfolios/orders are supported. | |
|
User Training Modules In-system guided learning and help resources. |
Structured in-product help, guided tours, and knowledge base are accessible from AIM UI. | |
|
Maximum UI Customization Options Number of user-configurable interface elements. |
No information available | |
|
Concurrent Users Supported Number of users that can interact with the system simultaneously. |
No information available |
Reporting & Analytics
(8 Yes /8 Known /10 Possible features)
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Custom Report Builder Users can create ad hoc or custom reports using available data. |
Custom report builder for ad hoc/standard reporting is a documented feature. | |
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Pre-Built Standard Reports Access to common industry and regulatory reports (trade blotter, regulatory filings, etc.). |
Industry-standard (market, regulatory) pre-built reports available by default. | |
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Scheduled Reporting Automatic generation and delivery of regular reports. |
Automatic scheduled report generation and delivery are standard. | |
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Export Formats Variety of export options such as PDF, Excel, CSV. |
Reports can be exported in PDF, Excel, and CSV formats. | |
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Performance Analytics Tools for measuring trade performance and attribution. |
Performance analytics including trade and portfolio attribution are built-in functions. | |
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Compliance Reporting Dedicated reporting for regulatory and policy adherence. |
Compliance reporting for audits/regulators can be generated via the reporting suite. | |
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Real-time Analytics On-demand analysis and visualization of trading data. |
On-demand and real-time analytics dashboards are part of the trading UI. | |
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Data Visualization Tools Support for charts, graphs, and visual reporting. |
Data visualization (charts, graphs) is supported in analytics and dashboards. | |
|
Number of Report Types Distinct predefined or customizable report types. |
No information available | |
|
Historical Data Retention Period Amount of time trading data is stored and available for reporting. |
No information available |
Security & Access
(9 Yes /9 Known /10 Possible features)
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Multi-Factor Authentication User access requires multiple verification methods. |
Multi-factor authentication is available and often required for Bloomberg product access. | |
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Single Sign-On (SSO) Federated login using the institution's identity provider. |
Single sign-on (SSO) integration is documented for enterprises via SAML and AD. | |
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Data Encryption (in transit & at rest) Protection of sensitive data during transmission and storage. |
Data is encrypted both in transit and at rest, per Bloomberg security whitepapers. | |
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Granular User Permissions Highly specific access control for various system functionalities. |
Granular user and functional permissions configurable via admin interface. | |
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Regular Security Audits Ongoing third-party or internal security assessment processes. |
Regular internal and external security audits performed as part of Bloomberg's controls. | |
|
Intrusion Detection Systems or logs for monitoring unauthorized access attempts. |
Intrusion detection and monitoring is a standard part of Bloomberg managed infrastructure. | |
|
Audit Logging Comprehensive logging of system actions for traceability. |
Extensive audit logging for all platform activities. | |
|
User Activity Monitoring Tools for real-time monitoring of user behavior and anomalies. |
User session and activity monitoring are manageable via the admin console. | |
|
Session Timeout Automatic logout after a configurable period of inactivity. |
Session timeout policies are configurable for users. | |
|
Number of Authentication Methods Supported Count of distinct supported authentication mechanisms (e.g., password, biometric, token). |
No information available |
Data Management & Quality
(9 Yes /9 Known /10 Possible features)
|
Reference Data Integration Ability to pull in security, issuer, and instrument static data. |
Reference data integration with Bloomberg's security master is a core feature. | |
|
Real-time Data Validation On-the-fly checks to ensure completeness and accuracy of incoming data. |
Real-time data validation checks embedded at data ingestion and order entry. | |
|
Data Reconciliation Tools Automated matching of trade and position data across sources. |
AIM provides reconciliation tools for trade, position, and cash breaks. | |
|
Bulk Data Operations Efficient import, update, and export of large data sets. |
Bulk importing/updating of security and position data is supported. | |
|
Data Lineage Tracking Visibility into data origins and transformation history. |
Data lineage can be tracked using Bloomberg tools and logs. | |
|
Error Handling and Notifications Automated detection and alerting of data issues. |
AIM provides error handling/notification for trade and data exceptions. | |
|
Stale Data Alerting Alerts when reference or market data is out-of-date. |
Stale market/reference data alerts are included in the workflow tools. | |
|
Duplicates Detection Identifying and managing duplicate trade or position entries. |
Duplicate detection in portfolio and order entry modules is built-in. | |
|
Archiving Policies Configurable controls over data storage and archiving. |
Configurable data archiving policies are supported in AIM. | |
|
Maximum Data Retention Period Length of time that data is stored and available within the system. |
No information available |
Workflow & Automation
(9 Yes /9 Known /10 Possible features)
|
Straight Through Processing (STP) Automates trade workflows from entry to settlement with minimal human intervention. |
Straight Through Processing (STP) automation from order entry to settlement is a supported and promoted workflow in AIM. | |
|
Robust Workflow Engine Customizable workflow rules for different business processes. |
Customizable workflow engine for business process tailoring is documented. | |
|
Exception Management Systematic handling of trade breaks, errors, and manual interventions. |
Exception management and break resolution workflow is available. | |
|
Automated Trade Allocation System-driven assignment of trades to accounts or portfolios. |
Automated trade allocation based on defined logic is an available feature. | |
|
Task Assignment & Tracking Assign and monitor status of workflow tasks and approvals. |
Task assignment and tracking in workflows are available for compliance and trade ops processes. | |
|
Work Queue Management Prioritize and delegate tasks within the order workflow. |
Work queue management tools are available for trading and compliance teams. | |
|
Business Rule Automation Ability to define custom business logic for automation. |
Business rule automation (compliance, workflow) can be defined by administrators. | |
|
Approval Workflow Customization Customizable multi-level sign-offs for various order types and scenarios. |
Approval workflows are customizable for client-specific sign-off structures. | |
|
Automated Reconciliation Auto-matching of trades and settlement data without manual effort. |
Automated reconciliation of trades and settlements is supported. | |
|
Max Rule/Workflow Complexity Supported Maximum supported layers/steps in automated workflows. |
No information available |
Performance & Reliability
(5 Yes /5 Known /10 Possible features)
|
High Availability Architecture Redundant design for system uptime even during outages. |
High-availability is designed into Bloomberg infrastructure with redundancy and failover. | |
|
Disaster Recovery Provision for rapid recovery after catastrophic events. |
Disaster Recovery provision is described in Bloomberg's standard documentation for all SaaS products. | |
|
System Uptime Guarantee Guaranteed minimum level of system availability. |
No information available | |
|
Latency Average end-to-end response time for core operations. |
No information available | |
|
Throughput Maximum number of orders or trades processed per unit time. |
No information available | |
|
Concurrent User Support Number of simultaneous active users without performance degradation. |
No information available | |
|
Real-time Monitoring Tools Active tools for live system performance tracking. |
Live system monitoring tools for performance are available to both Bloomberg and end clients. | |
|
Load Balancing Distribution of processes to optimize capacity and prevent bottlenecks. |
Bloomberg infrastructure includes load balancing as a core part of cloud system design. | |
|
Scheduled Maintenance Windows Defined periods for system upgrades and maintenance. |
Scheduled maintenance windows are defined and communicated to clients. | |
|
Time to Recovery (RTO) Maximum allowable downtime after an incident. |
No information available |
Scalability & Flexibility
(7 Yes /7 Known /10 Possible features)
|
Horizontal Scalability Add resources easily as demand grows, e.g., more servers. |
System is horizontally scalable via Bloomberg's cloud/enterprise deployments. | |
|
Vertical Scalability Scale up by increasing system resources, e.g., CPU, memory. |
System is vertically scalable via modular hardware/software architecture. | |
|
Custom Workflow Scripting Adapt workflows using custom scripts or logic. |
Custom workflow scripting is possible via configuration and scripting tools. | |
|
Modular System Design System can be extended or modified by adding modules/plugins. |
AIM has a modular, extendable system architecture with add-on modules/plugins. | |
|
Number of Configurable Parameters Distinct elements that can be user-configured to fit requirements. |
No information available | |
|
Cloud Deployment Option Supports deployment on public/private cloud infrastructures. |
Bloomberg AIM is available as a SaaS/cloud platform. | |
|
On-Premise Deployment Option Available as an installable solution on client infrastructure. |
No information available | |
|
Multi-Entity Support Handle multiple legal entities or fund structures within one system. |
AIM supports multi-entity workflows for fund managers, asset managers, and multi-corporate structures. | |
|
Concurrent Portfolio Capacity Maximum number of portfolios that can be managed simultaneously. |
No information available | |
|
Client-specific Customization Degree to which unique workflow or integration needs can be accommodated. |
Extensive customization for client-specific workflows and integration is part of AIM professional services. |
Client Service & Support
(8 Yes /8 Known /10 Possible features)
|
24/7 Support Availability Round-the-clock technical assistance for clients. |
24/7 global client support is a hallmark of Bloomberg service. | |
|
Dedicated Account Manager Assigned service manager for ongoing client relationship. |
Dedicated account management is standard for AIM clients. | |
|
In-Product Help & Knowledge Base Accessible documentation, FAQs, and help resources within the product. |
In-product help and knowledge base accessible via AIM UI and Bloomberg support portal. | |
|
Implementation Assistance Onboarding and system setup assistance from the vendor. |
Vendor-led onboarding and implementation service is available for AIM. | |
|
User Training Programs Formal training offerings and user education. |
Formal user training and education programs are provided to AIM clients. | |
|
Issue Response Time (SLA) Average time to initial response for support tickets, as guaranteed by SLA. |
No information available | |
|
Yearly System Updates Frequency of major product upgrades and enhancements. |
No information available | |
|
Client Community/Forum Access Ability to interact with other clients and share feedback. |
Client community/forum for AIM and other Bloomberg clients is available as part of the Bloomberg customer network. | |
|
Change Management Support Assistance with adapting workflows and features to regulatory or business changes. |
Change management support (regulatory/business-driven) is part of the Bloomberg AIM service. | |
|
Comprehensive Service Level Agreement (SLA) A clearly defined agreement covering uptime, support levels, and issue response. |
Comprehensive SLA including uptime and support is documented for AIM clients. |
Trade Processing & Settlement Systems for Fund Operations
Platforms that manage the post-trade lifecycle, including confirmation, matching, clearing, and settlement of transactions across various asset classes and markets.
More Trade Processing & Settlement Systems
More Fund Operations ...
Trade Capture
(6 Yes /6 Known /10 Possible features)
|
Multi-asset support Ability to capture trades across different asset classes (equities, bonds, derivatives, FX, etc.). |
Bloomberg AIM is a multi-asset order management system that supports equities, fixed income, derivatives, FX, and other asset classes as seen in product literature. | |
|
Real-time capture Trades are captured instantly as they occur, minimizing lag. |
The system is described as providing real-time order and position management, implying real-time capture of trades. | |
|
Manual trade entry Ability for users to enter trades manually if needed. |
Manual trade entry is possible; AIM documentation and user references confirm users can enter or correct trades manually. | |
|
Bulk upload capability Support for uploading multiple trade records at once (e.g., via CSV/XML). |
Product supports bulk uploads via file interface (CSV/XML) as part of fund operations. | |
|
Trade edit/audit trail Tracks all edits/changes made to captured trades with timestamps and user information. |
AIM offers an audit history of trades/changes, satisfying the edit/audit trail requirement. | |
|
Duplicate trade detection System automatically detects and flags duplicate trade entries. |
. | No information available |
|
Custom fields User can define and capture additional trade details via custom fields. |
. | No information available |
|
Trade status tracking Indicates the current status (captured, confirmed, settled, etc.) for each trade. |
. | No information available |
|
Error/exception logs Records of any failed captures or data exceptions. |
. | No information available |
|
API trade integration Ability to capture trades via direct integration with execution platforms or OMS. |
AIM supports integration with trading venues/OMS via direct API and Bloomberg's own trading network. |
Trade Confirmation & Matching
(3 Yes /3 Known /10 Possible features)
|
Automated trade matching Auto-matching of trade details with counterparties to reduce manual intervention. |
Documentation highlights automated trade confirmation and matching workflows. | |
|
Manual override/adjustment Users can manually override or adjust match results as needed. |
. | No information available |
|
SWIFT messaging integration System supports or generates SWIFT confirmation and affirmation messages. |
. | No information available |
|
CTM (Central Trade Manager) Connectivity Integration with Omgeo CTM or similar for central matching. |
AIM integrates with Omgeo CTM and other central matching solutions. | |
|
Exception management workflow Dedicated workflows for resolving unmatched or disputed trades. |
Exception workflows are part of AIM's operations functionality, handling unmatched/disputed trades. | |
|
STP (Straight-Through Processing) rate Percentage of trades processed without manual intervention. |
No information available | |
|
Matching latency Average time taken to complete trade matching. |
. | No information available |
|
Counterparty notifications Automated notifications sent to counterparties on match status. |
. | No information available |
|
Multi-currency support Handles matching for trades across various currencies. |
. | No information available |
|
Custom matching rules Admin users can define and edit rules for identifying matches. |
. | No information available |
Clearing
(0 Yes /0 Known /10 Possible features)
|
Central Counterparty (CCP) integration Ability to connect to CCPs for clearing eligible trades. |
. | No information available |
|
Trade netting capability Netting of trades by counterparty, asset, or currency before settlement. |
. | No information available |
|
Collateral management Tools for tracking and managing required collateral for cleared trades. |
. | No information available |
|
Clearing status tracking Monitor each trade’s progress through the clearing cycle. |
. | No information available |
|
Trade allocation to funds/accounts Allocate block trades to specific funds or client accounts. |
. | No information available |
|
Clearing member management Identify and administer relationships with different clearing members. |
. | No information available |
|
Real-time clearing updates Receive immediate updates from CCPs on clearing status. |
. | No information available |
|
Unsupported asset tracking Flag trades/assets not eligible for central clearing. |
. | No information available |
|
Automated margin calls Generate and track margin call notifications based on clearing requirements. |
. | No information available |
|
Risk checks pre-clearing Run risk/capital requirement checks prior to clearing. |
. | No information available |
Settlement
(2 Yes /2 Known /10 Possible features)
|
DVP/RVP support Supports Delivery vs. Payment and Receipt vs. Payment settlement types. |
. | No information available |
|
Multi-market settlement Settlement processing across various geographies and market infrastructures. |
. | No information available |
|
Settlement cycle configuration Ability to set T+2, T+1, T+0, or custom settlement periods. |
. | No information available |
|
Custodian integration Direct interfaces for communicating settlement instructions to custodians. |
. | No information available |
|
Auto-generation of settlement instructions System generates settlement instructions automatically based on trade data. |
. | No information available |
|
Status tracking and reconciliation Tracks each settlement’s status and facilitates reconciliation. |
. | No information available |
|
Settlement exception handling Workflows to identify and resolve fails, delays, or mismatches in settlement. |
AIM includes settlement exception management for identifying/resolving fails and delays. | |
|
Affirmation workflows Built-in processes for trade affirmation by counterparties or custodians. |
. | No information available |
|
Partial settlements support Ability to process partial settlements when full allocation/cash is not available. |
. | No information available |
|
Settlement fails reporting Monitoring and reporting of failed/delayed settlements. |
Bloomberg AIM monitors and reports settlement fails, per operational features documentation. |
Reconciliation
(3 Yes /3 Known /10 Possible features)
|
Trade-to-custodian reconciliation Compare internal trades with those reported by the custodian. |
. | No information available |
|
Cash reconciliation Automated matching of expected vs. actual cash movements. |
AIM allows cash reconciliation and automated matching vs. actual cash movements. | |
|
Position reconciliation Reconcile end-of-day positions across systems. |
Position reconciliation is supported as part of position management and reporting modules. | |
|
Automated breaks identification System flags and reports breaks/discrepancies instantly. |
Automated breaks identification (flagging reconciliation breaks) is supported in AIM's reconciliations. | |
|
Exception clearing workflow Dedicated workflows for resolving reconciliation breaks. |
. | No information available |
|
Multi-frequency support Can perform reconciliations intra-day, daily, weekly, or custom frequency. |
. | No information available |
|
Data normalization tools Standardizes data from multiple sources/formats to enable matching. |
. | No information available |
|
Audit logging Detailed logging of all reconciliation and exception resolution activities. |
. | No information available |
|
Automated notifications Alerts are sent out when breaks/exceptions are detected. |
. | No information available |
|
Reconciliation throughput Volume of trades/cash/items reconciled per hour. |
. | No information available |
Corporate Actions Processing
(0 Yes /0 Known /10 Possible features)
|
Corporate actions feed integration Direct connections to data providers for corporate actions data. |
. | No information available |
|
Event type coverage Supported corporate action event types (dividend, splits, mergers, etc.). |
. | No information available |
|
Automated entitlement calculation System calculates entitlements (cash/shares) for each account/fund. |
. | No information available |
|
Notification workflows Automatically notifies users and clients of impending actions. |
. | No information available |
|
Instruction capture for voluntary events Enables capture and processing of user elections for voluntary events. |
. | No information available |
|
Exception tracking Automatically detects and flags exceptions in event processing. |
. | No information available |
|
Multi-account allocation Allocates entitlements accurately across multiple accounts/funds. |
. | No information available |
|
Historical event tracking Maintains a log of past corporate actions and results. |
. | No information available |
|
Ad hoc report generation Ability to generate reports on corporate actions, entitlements, and positions. |
. | No information available |
|
Custodian liaison tools Facilitates communication of election instructions to custodians. |
. | No information available |
Regulatory & Compliance Support
(4 Yes /4 Known /10 Possible features)
|
Regulatory reporting modules Built-in modules for regulatory reports (e.g. MiFID II, EMIR, SFTR, Dodd-Frank). |
AIM offers built-in regulatory reporting modules (e.g. MiFID II, EMIR) as stated in its compliance functionality. | |
|
Rule-based compliance checks Automated checks against firm and regulatory trade limits and restrictions. |
Rule-based compliance/pre-trade/post-trade checks are a central function of AIM. | |
|
Audit trails Comprehensive logging of activities for compliance review. |
All compliance/audit modules mentioned in the product description imply comprehensive audit trails. | |
|
Data retention policies Configurable settings for retaining data for regulatory time periods. |
. | No information available |
|
User access controls Granular security roles and permissioning for users. |
User access controls and permissioning are supported in enterprise-grade systems like AIM. | |
|
Automated error notifications Flags and alerts for potential breaches or errors. |
. | No information available |
|
Exception-based reporting Supports generating compliance reports based on trade exceptions. |
. | No information available |
|
Scheduled regulatory reporting System can schedule and send regulatory reports automatically. |
. | No information available |
|
Integration with KYC/AML tools Interoperability with Know-Your-Customer and Anti-Money-Laundering solutions. |
. | No information available |
|
Secure data export Exports data in a format and method compliant with privacy laws. |
. | No information available |
Connectivity & Integration
(4 Yes /4 Known /10 Possible features)
|
Open APIs Availability of secure APIs for two-way connectivity with external systems. |
Bloomberg AIM supports secure, open APIs for integration with other systems. | |
|
FIX/FPML message support Ability to consume and transmit messages in industry-standard protocols. |
. | No information available |
|
OMS/PMS integration Connects directly to Order Management and Portfolio Management Systems. |
The system connects to order and portfolio management systems (OMS/PMS) and external platforms. | |
|
Custodian/broker connectivity Out-of-the-box interfaces for leading custodians and brokers. |
Connectivity to custodians/brokers is a standard feature in AIM, according to Bloomberg documentation. | |
|
Batch and real-time interface options System can function in batch or real-time mode for data transfer. |
. | No information available |
|
Message transformation/mapping tools Customizable adapters to transform data between formats. |
. | No information available |
|
Market data feed integration Connectivity for real-time or EOD reference and market pricing data. |
. | No information available |
|
Cloud deployment options Support for deployment on public/private cloud environments. |
Bloomberg AIM can be available as a hosted solution (cloud deployment) as well as on-premise. | |
|
High throughput capacity Volume of transactions processed per minute/hour. |
. | No information available |
|
File import/export support Support for standardized and custom file formats for data exchange. |
. | No information available |
Performance & Scalability
(0 Yes /0 Known /10 Possible features)
|
Concurrent user support Maximum number of users supported in parallel. |
. | No information available |
|
Peak throughput Maximum number of transactions processed per second. |
. | No information available |
|
Latency Average end-to-end processing time of single trade. |
. | No information available |
|
Auto-scaling System can increase resources automatically to accommodate higher loads. |
. | No information available |
|
Disaster recovery (RTO/RPO) System's recovery time objective (RTO) and recovery point objective (RPO). |
. | No information available |
|
High availability Redundancy for 24/7 uptime and minimal service interruptions. |
. | No information available |
|
Monitoring/alerting for bottlenecks Real-time monitoring and alerts when exceeding resource thresholds. |
. | No information available |
|
Historical performance logging Stores historical performance metrics for audit/troubleshooting. |
. | No information available |
|
Hot upgrade capability Can upgrade software without taking the system offline. |
. | No information available |
|
Environment isolation Supports separation of production, test, and development environments. |
. | No information available |
User Experience & Reporting
(4 Yes /4 Known /10 Possible features)
|
Customizable dashboards Users can configure dashboards to monitor relevant KPIs and statuses. |
User-customizable dashboards are part of the system's reporting/monitoring modules. | |
|
Advanced search/filtering Robust search and filtering options for trade and settlement records. |
. | No information available |
|
Ad hoc reporting Users can build and generate custom reports on demand. |
Ad-hoc reporting capabilities are promoted as a key feature of AIM. | |
|
Scheduled/automated reports System can schedule and send reports regularly via email or portal. |
. | No information available |
|
Drill-down analytics Allows navigation from summary to detailed trade information. |
. | No information available |
|
Real-time notifications and alerts Prompts users immediately about errors, matches, exceptions, or deadlines. |
. | No information available |
|
Role-based UI customization User interface adapts and shows relevant modules based on role. |
. | No information available |
|
Multi-language support User interface available in multiple languages. |
. | No information available |
|
Mobile/web accessibility Platform can be accessed from web browsers or mobile devices. |
Bloomberg AIM is accessible via web browser; mobile support is available via Bloomberg Anywhere. | |
|
Export to standard formats Can output data/reports to CSV, Excel, PDF, etc. |
Data and reports can be exported in CSV, Excel, and standard formats. |
Security
(3 Yes /3 Known /10 Possible features)
|
End-to-end data encryption Encrypts data both at rest and in transit. |
Enterprise-grade encryption of data in transit and at rest is provided as part of Bloomberg's security architecture. | |
|
Multi-factor authentication Requires more than one method of authentication for login. |
Supports multi-factor authentication for system logins, in line with Bloomberg platform standards. | |
|
Granular access control Permissions assigned at user, group, or function level. |
Granular access control and permissions assignment are standard in AIM, per enterprise requirements. | |
|
Regular security audits System is subject to periodic internal/external security reviews. |
. | No information available |
|
Role-based data masking Sensitive fields are masked based on user permissions. |
. | No information available |
|
Automated session timeout Users are logged out automatically after a period of inactivity. |
. | No information available |
|
Intrusion detection/prevention integration System interfaces with existing IDP/IDS solutions. |
. | No information available |
|
User activity monitoring Real-time logging and analysis of user activity. |
. | No information available |
|
Patch management Regular updates to address new vulnerabilities. |
. | No information available |
|
Incident response protocols Predefined workflows for suspected or actual breaches. |
. | No information available |
Corporate Actions Processing Systems for Fund Operations
Solutions that manage the identification, notification, decision-making, and processing of corporate events such as dividends, stock splits, mergers, and rights issues that affect securities held in portfolios.
More Corporate Actions Processing Systems
More Fund Operations ...
Event Identification & Capture
(8 Yes /8 Known /15 Possible features)
|
Automated Event Capture Automatically captures corporate actions from multiple data feeds without manual intervention. |
Bloomberg AIM sources corporate action data from Bloomberg's feeds and integrates it automatically, supporting automated event capture. | |
|
Multiple Data Source Integration Integrates seamlessly with various custodians, vendors, and exchanges for comprehensive event coverage. |
Product integrates with custodians, brokers, and trading venues, enabling multiple data source integration. | |
|
Event De-duplication Automatically identifies and eliminates duplicate event entries from multiple sources. |
No information available | |
|
Manual Event Entry Allows for manual entry of events that may not be available from automated feeds. |
Manual event entry is a standard for systems requiring exception input and is supported in Bloomberg AIM documentation. | |
|
Event Validation Engine Validates event information for consistency and completeness on input. |
Event information in AIM is validated against Bloomberg data and rules. | |
|
Event Capture Latency Time taken for the system to capture and register a new event after it is published by a source. |
No information available | |
|
Supported Corporate Action Types Number of distinct corporate action event types (such as dividends, splits, mergers) that the system can handle. |
No information available | |
|
Market Coverage Number of different markets or countries from which corporate actions can be captured. |
No information available | |
|
End-to-End Audit Trail Maintains a record of all changes and interactions with identified events. |
Audit trail features for corporate actions and changes are present in Bloomberg AIM per user guides. | |
|
Event Severity Classification Ability to automatically classify events by risk or importance. |
No information available | |
|
Historical Event Database Maintains a searchable database of past corporate actions for reference. |
Historical corporate action data is accessible in AIM for audit and analysis. | |
|
Coverage Updates Frequency Frequency of checking and updating new events from data sources. |
No information available | |
|
Event Exception Alerts Flags and notifies users of anomalies and incomplete event data. |
AIM can notify users about exceptions to events and incomplete data. | |
|
Data Feed Standard Support Supports industry standards for importing events (e.g., ISO 15022/20022, SWIFT). |
Bloomberg AIM supports standard SWIFT and ISO 20022/15022 data feeds for corporate actions. | |
|
Bulk Event Upload Allows bulk/event file uploads and batch processing. |
No information available |
Event Notification & Communication
(10 Yes /10 Known /15 Possible features)
|
Automated Notifications System generates and distributes automatic notifications and alerts about new or updated events. |
Automatic notifications are standard in AIM workflows (alerts, dashboards, email notifications). | |
|
Customizable Notification Templates Allows creation and management of custom notification formats for different recipients. |
Notification templates are customizable for different user groups in AIM. | |
|
Multi-Channel Delivery Supports email, SMS, portal, and API-based notification methods. |
AIM supports notifications via email, Bloomberg Terminal, and APIs. | |
|
Notification Tracking & Acknowledgement Tracks when notifications are delivered, read, and acknowledged by recipients. |
No information available | |
|
Recipient Grouping Allows notifications to be sent to pre-defined recipient groups (e.g., portfolio managers, operations, clients). |
User/recipient groupings for notifications are supported in AIM for different roles (PMs, ops, etc.). | |
|
Decision Response Deadline Alerts Notifies stakeholders of approaching event election deadlines. |
No information available | |
|
Notification Audit Trail Keeps a record of all notified messages and responses. |
Notification audit trails are available in Bloomberg AIM per audit feature references. | |
|
Event Dashboard User interface/dashboard showing notification status for all events. |
AIM includes dashboards for event and notification status tracking as per product overviews. | |
|
Mass Notification Capability System can handle large-scale notification distribution. |
AIM is built for large institutional clients and supports mass notifications. | |
|
Real-Time Push Notifications Immediate notification of stakeholders as soon as events are received. |
Real-time notifications through Bloomberg Terminal and email are part of AIM's event processing. | |
|
Language Localization Support Support for multi-language notification templates. |
No information available | |
|
Notification Delivery Latency Average time between event capture and notification delivery. |
No information available | |
|
User Preference Management Allows users to set preferences for how and when they are notified. |
Notification preferences and user-managed delivery options are supported in AIM. | |
|
Secure Messaging Notifications use secure and/or encrypted channels. |
No information available | |
|
Escalation Management Notifies supervisors or alternate contacts if deadlines are missed or critical events are ignored. |
AIM supports workflow escalation for missing actions/deadlines via alerts and notifications. |
Event Entitlement Calculation
(10 Yes /10 Known /15 Possible features)
|
Automated Entitlement Calculation Automatically computes entitlements based on current holdings and event rules. |
No information available | |
|
Multi-Currency Support Handles entitlements in different currencies as per event specifications. |
Bloomberg AIM handles portfolios in multiple currencies per documentation. | |
|
Tax Withholding Calculation Calculates applicable tax withholdings according to investor and event parameters. |
Tax calculations and related event processing are included in AIM per compliance modules. | |
|
Fractional Entitlement Handling Processes and tracks fractional shares, cash-in-lieu, or rounding properly. |
Fractional entitlements handling is included for corporate actions in AIM. | |
|
Backdated Holding Support Supports calculation based on historical holdings in case of ex-date corrections. |
Backdated holding support is required for accurate corporate action processing and mentioned in technical specs. | |
|
Position Reconciliation Engine Reconciles calculated entitlements with external custodian/administrator reports. |
No information available | |
|
Custom Rule Configurability Ability to configure and override rules for event calculation as needed. |
No information available | |
|
Real-Time Calculation Speed Time taken to calculate entitlements for an entire portfolio of positions. |
No information available | |
|
Bulk Entitlement Processing Handles bulk calculations for multiple accounts, funds, or portfolios simultaneously. |
AIM enables users to process entitlements for portfolios, funds, and accounts concurrently. | |
|
Error Checking & Alerts Flags and alerts on calculation errors or discrepancies. |
Error checking and automated alerting is a standard feature of AIM. | |
|
Multiple Holding Levels Handles corporate action processing at beneficial owner, nominee, or aggregated fund level. |
AIM supports multiple holding levels (owner, fund, nominee) for entitlement processing. | |
|
Audit Trail on Calculations Maintains a record of all calculations and any manual overrides. |
Audit trail for calculations and manual changes is present per compliance requirements. | |
|
Linked Transaction Handling Processes events that are linked or dependent on other transactions (e.g., conditional offers). |
Linked and conditional event processing (for events like mergers, tender offers) is in AIM’s event workflow modules. | |
|
Comprehensive Reporting Generates comprehensive entitlement and exception reports. |
Comprehensive reporting for entitlements and exceptions is part of AIM’s reporting suite. | |
|
Eligibility Cut-Off Monitoring Tracks eligibility dates and ensures correct positions are applied. |
No information available |
Decision Management & Elections
(10 Yes /10 Known /15 Possible features)
|
Online Election Capture Web-based or portal interface for stakeholders to submit responses/elections. |
Online portals/capture for elections are identified in the product's documentation. | |
|
Bulk Election Upload Supports batch uploading of instructions for multiple events/accounts. |
No information available | |
|
Validation of User Elections Validates received elections for correctness, completeness, and eligibility. |
Election capture in AIM includes eligibility/correctness validations. | |
|
Automated Default Processing Automatically applies default options if no response is received by cutoff. |
AIM applies default elections if no instructions are received (per corporate actions documentation). | |
|
Exception Handling Workflow Provides workflow for handling and escalating exceptions or errors in elections. |
Exception workflows in decision management are supported in AIM. | |
|
Permission-Based Access Restricts who can view or submit elections using role-based access controls. |
Role-based permissions for elections and event actions are indicated in access controls documentation. | |
|
Audit & Confirmation Receipts Issues digital confirmation receipts to users upon successful election submission. |
Digital receipts and confirmations for election submission are standard per user workflow guides. | |
|
Election Deadline Countdown Live countdowns on system and alerts as deadline approaches for decisions. |
No information available | |
|
Bulk Decision Processing Speed Time required to process a large batch of election uploads (e.g., 1,000 elections). |
No information available | |
|
Rule-Based Validations Allows for rule-based checks of submitted elections (e.g., eligibility, max/min choices). |
AIM enables rule-based checks on corporate actions and user elections, per system configurability. | |
|
Flexible Option Configuration Supports varied event options and custom instruction formats. |
Flexible configuration for corporate action options available. | |
|
Real-Time Decision Status Dashboard Shows live status of all received and pending elections. |
No information available | |
|
Multi-Level Approval Workflow Supports multi-step approval of elections before final submission. |
Multi-level approval workflows are part of AIM’s election submission design. | |
|
Secure Data Capture Ensures election data are encrypted and securely stored. |
Data is encrypted at rest and in transit; secure data capture is also referenced in security documentation. | |
|
Instruction Amendment/Revocation Allows stakeholders to amend or revoke previously made instructions before deadline. |
No information available |
Processing & Settlement
(9 Yes /9 Known /15 Possible features)
|
Automated Processing to Custodians Sends instructions and settlements automatically to custodians, transfer agents, or market. |
AIM securely communicates with custodians via SWIFT and other automated protocols for event processing. | |
|
SWIFT Messaging Support Generates and receives standard SWIFT messages for event processing. |
SWIFT message generation/processing is a documented feature for corporate action workflows. | |
|
Settlement Status Tracking Tracks and displays real-time settlement progress and confirmation. |
Real-time status and confirmation tracking are available for settlement and lifecycle management. | |
|
Position Adjustment Automation Automatically adjusts holdings and records asset movements in the portfolio system. |
Holdings in fund portfolios are automatically adjusted after event processing. Standard in AIM. | |
|
Partial Settlement Handling Handles partial receipts of cash/shares and updates records accordingly. |
No information available | |
|
End-to-End STP Rate Percentage of corporate actions processed straight-through without manual intervention. |
No information available | |
|
Exception Queue Workflow Provides a workflow for resolving settlement exceptions and fails. |
Exception workflows are supported for resolving settlement and other breaks. | |
|
Corporate Action Posting Latency Time elapsed from effective date to asset/cash posting in books. |
No information available | |
|
Multi-Asset Class Handling Processes events for equities, bonds, funds, and other asset types. |
AIM can process events for multi-asset portfolios across all common listed asset classes. | |
|
CA Entitlement Posting Rules Configurable rules for when and how entitlements are posted to portfolios. |
No information available | |
|
Parallel Event Processing Supports simultaneous processing of multiple concurrent events. |
No information available | |
|
Integration with Accounting Systems Automatically posts and reconciles events to the fund's accounting/bookkeeping platforms. |
Integration with portfolio/fund accounting systems is supported (references to SimCorp, Geneva, Advent, etc.). | |
|
Manual Override of Processing Permits users to manually override or intervene in the settlement process if needed. |
Manual override of processes is possible by users with the right entitlements in AIM. | |
|
Automatic Follow-Up Actions Schedules and triggers follow-up actions (e.g., cash proceeds, tax forms) on completion. |
No information available | |
|
Settlement Confirmation Reporting Generates downloadable reports on settlement status, including failures and passes. |
Settlement status and confirmation reporting are included as part of reporting features. |
Exception Management & Controls
(0 Yes /0 Known /15 Possible features)
|
Real-Time Exception Detection Monitors workflow and flags exceptions instantly for resolution. |
No information available | |
|
Automated Exception Routing Automatically assigns exceptions to relevant team members for action. |
No information available | |
|
Exception Resolution Tracking Logs all actions taken to resolve exceptions and escalations. |
No information available | |
|
Custom Exception Rule Engine User-configurable rules to define and detect non-standard exceptions. |
No information available | |
|
Exception Reporting Frequency How often exception reports are generated/updated. |
No information available | |
|
Exception Escalation Matrix Built-in escalation procedures based on issue type or severity. |
No information available | |
|
Root Cause Analysis Tool Facilitates root cause analysis for repeated or critical breaks. |
No information available | |
|
Exception Queue Dashboard Visual dashboard for all open/closed exceptions sorted by event, account, or criticality. |
No information available | |
|
Error Resolution Time Tracking Records average time taken to resolve exceptions. |
No information available | |
|
Integration with Issue Tracker Integrates with corporate or IT issue management platforms (e.g., Jira, ServiceNow). |
No information available | |
|
User Action Audit Captures and tracks all user actions relating to exception management. |
No information available | |
|
Notification on Unresolved Exceptions Sends alerts/escalations if exceptions remain unresolved past SLAs. |
No information available | |
|
Exception History Archive Maintains historical archive of all exception cases for audit and training. |
No information available | |
|
Configurable Severity Levels Allows severity/priority to be set for different exception types. |
No information available | |
|
Reporting on Recurring Issues Systematically tracks and reports on recurring/long-term exception trends. |
No information available |
Integration & Interoperability
(10 Yes /10 Known /15 Possible features)
|
API Availability Offers robust REST/SOAP APIs for data import, export, and integration with third-party systems. |
AIM has APIs for integration with third-party and internal systems. | |
|
Standards-Based Messaging Uses ISO, FIX, SWIFT, or similar open standards for interoperability. |
Interoperability with ISO, FIX, SWIFT messaging is a standard part of AIM. | |
|
Data Export Capabilities Exports data/reports in common formats (Excel, CSV, XML, PDF). |
Reporting modules can export data in standard file formats (Excel, CSV, etc.) | |
|
Plug-and-Play Interface Provides connectors or plugins for popular fund accounting, OMS, and custody systems. |
Plug-and-play integration with leading fund admin and custody/OMS platforms. | |
|
Batch Data Transfer Speed Typical time to complete data batch upload/download, e.g., for 100MB. |
No information available | |
|
Real-Time Data Sync Supports bi-directional real-time syncing with other platforms. |
No information available | |
|
Custom Integration Toolkit Includes SDKs or tools for building custom integrations. |
Bloomberg offers Bloomberg Enterprise Access Point SDKs and toolkits for integration. | |
|
Legacy System Compatibility Supports integration with legacy/internal systems. |
Supports legacy system integration, e.g., for host-to-host or file-based processes. | |
|
File-Based Interface Allows uploads/downloads of standard files for data transfer. |
Standard file upload/download interfaces exist (CSV, Excel import/export). | |
|
Middleware Support Compatible with middleware/ESB solutions for data routing and orchestration. |
No information available | |
|
Cloud Platform APIs Offers integration with major cloud vendors (AWS, Azure, GCP) APIs. |
AIM offers cloud-hosted options and integrates with AWS and other cloud APIs. | |
|
Integration Certification Certified integrations with major custodians, service providers, and vendors. |
No information available | |
|
Event-Driven Integration Triggers custom workflows or external processes as events occur. |
No information available | |
|
SFTP/FTPS Support Supports secure file transfer protocols for automated data movement. |
Secure SFTP transfers are supported for automated file movement. | |
|
User-Friendly Configuration Allows business users to set up integrations without extensive IT support. |
Integration with external systems can be configured without programming per vendor docs. |
User Interface & Usability
(10 Yes /10 Known /15 Possible features)
|
Role-Based Dashboards Provides tailored dashboards for different user roles (ops, PMs, clients, risk). |
Dashboards are role-based for PMs, ops, etc. | |
|
Advanced Event Search & Filter Advanced search, filter, and drill-down options on events and activity. |
AIM features advanced search, filtering, and reporting for all events and activities. | |
|
Customizable Layouts Users can rearrange, hide, and personalize layout elements. |
No information available | |
|
Responsive Design Works well on desktops, tablets, and mobile devices. |
AIM is designed for desktop, mobile browser, and Bloomberg Terminal access. | |
|
Bulk Action Support Allows users to perform actions on multiple items simultaneously. |
Bulk action support exists for workflows, e.g., approving/routing multiple events. | |
|
Multi-Language UI Interface available in multiple languages. |
No information available | |
|
Accessibility Features Supports screen readers, high contrast modes, and keyboard navigation. |
No information available | |
|
Contextual Help & Tooltips Inline help, tooltips, and guides throughout the workflow. |
Inline contextual help is available in the UI. | |
|
User Notifications Center Central hub for all user notifications, alerts, and messages. |
AIM provides a unified notification center/dashboard. | |
|
Workflow Visualization Graphical representation or timelines of event life cycle and user actions. |
Workflow visualization with timelines/graphical elements noted in interface. | |
|
Settings Personalization Users can set preferences for notifications, layouts, and views. |
Users can personalize layout, display, and notifications in AIM. | |
|
Favorites/Bookmarking Enables users to bookmark events or screens for easy access. |
No information available | |
|
Action Shortcuts Quick links or keyboard shortcuts for frequently used actions. |
Action shortcuts/quick links are present for workflow efficiency. | |
|
Mobile App Availability Dedicated mobile app for on-the-go updates and approvals. |
Bloomberg AIM is available on mobile for notifications/approvals via mobile Terminal apps. | |
|
Performance and Load Time Average interface load time for typical dashboard/logins. |
. | No information available |
Security & Compliance
(14 Yes /14 Known /15 Possible features)
|
Multi-Factor Authentication (MFA) Supports MFA for all user logins. |
AIM supports SSO and has enterprise options for MFA and authentication. | |
|
Role-Based Access Controls (RBAC) Restricts access based on user role and need-to-know basis. |
Role-based access and fine permissions are a standard part of Bloomberg AIM. | |
|
Data Encryption At Rest Stores all sensitive data in encrypted form in the database. |
Data encryption at rest is cited in Bloomberg's security literature. | |
|
Data Encryption In Transit Ensures all data transfer over networks is encrypted (TLS/SSL). |
TLS/SSL encryption for all in-transit data is an industry standard for Bloomberg. | |
|
Comprehensive User Audit Logs Tracks all user actions in an immutable audit log. |
Comprehensive activity and user audit logs maintained, per compliance documentation. | |
|
Regulatory Compliance Certification Certified for relevant regulations (e.g., SOC2, GDPR, CASS, SEC). |
Bloomberg AIM is SOC2, GDPR, and supports CASS/SEC compliance; certifications are referenced. | |
|
Sensitive Data Masking Masks or redacts sensitive data in logs, reports, and UIs. |
Data masking/redaction is available for sensitive data exposure management. | |
|
Automated Data Retention Policies Implements configurable data retention and disposal routines. |
Data retention and purging policies are configurable according to compliance. | |
|
Access Review & Certification Supports periodic access review and recertification campaigns. |
Supports periodic recertification of access as part of security compliance. | |
|
Penetration Testing Frequency Frequency of penetration/vulnerability testing performed by the provider. |
. | No information available |
|
Incident Response Procedures Documented and tested procedures for managing security incidents and breaches. |
Incident response and breach procedures are part of Bloomberg's security program. | |
|
Field-Level Permissions Granularity of access controls at data/field level. |
Granular (field-level) permissions possible in AIM access model. | |
|
Automated Compliance Reporting Produces automated compliance reports for auditors/regulators. |
Automated compliance reporting is part of scheduled/custom reporting suite. | |
|
Data Loss Prevention Policies Built-in mechanisms to prevent accidental or malicious data leaks. |
Data loss prevention is addressed in Bloomberg's security and compliance documentation. | |
|
Single Sign-On (SSO) Integration Integrates with enterprise SSO solutions (SAML, OAuth, etc.). |
Supports SSO integration with enterprise IAM (SAML, OAuth, etc.). |
Reporting & Analytics
(10 Yes /10 Known /15 Possible features)
|
Standard Report Library Pre-built reports covering all main workflows/events. |
AIM includes a library of standard reports. | |
|
Custom Report Builder Users can design and run custom reports on events, processing, and exceptions. |
Custom report builder capabilities in reporting module. | |
|
Scheduled Report Generation Allows scheduling and automated delivery of reports. |
Reports can be scheduled for automated generation and delivery. | |
|
Real-Time Report Refresh Rate Time between data updates/refresh in real-time dashboards. |
No information available | |
|
Downloadable Report Formats Exports reports in Excel, PDF, XML, or other standardized formats. |
Reports exportable in Excel, PDF, XML among other formats. | |
|
Event Trend Analytics Analytics on event frequency, type trends, and impact. |
Event frequency and trend analytics are available via AIM analytics. | |
|
Exception Analytics Tracks and visualizes exception types, sources, and resolution rates. |
No information available | |
|
Audit Trail Reporting Generates detailed audit trails for selected events, users, or periods. |
Audit trail reporting is available to support regulatory and internal audit needs. | |
|
KPI Dashboards Visualizes KPIs such as STP rates, election completion rates, and error rates. |
No information available | |
|
Configurable Data Retention Report data retention period can be customized. |
Configurable report/data retention via admin controls. | |
|
Data Visualization Tools Includes graphs, charts, and dashboards for quick insight. |
Dashboards and reports include data visualization tools (charts, graphs). | |
|
User Activity Reporting Shows metrics and analytics on user/system activity. |
User/system activity reporting is included. | |
|
Automated Exception Reports Systematically generates reports on unresolved or high-severity exceptions. |
No information available | |
|
Cross-System Reporting Combines data from this system with other finance or fund data sources. |
No information available | |
|
Custom Dashboards per User Allows each user to build and save custom reporting dashboards. |
User personalization and custom dashboard configurations are available. |
Scalability & Performance
(4 Yes /4 Known /15 Possible features)
|
Concurrent User Capacity Maximum number of users supported simultaneously with no performance drop. |
No information available | |
|
Transaction Throughput Number of corporate actions/events processed per minute. |
No information available | |
|
System Uptime Percentage of time the system is available and operational. |
No information available | |
|
Dynamic Resource Scaling Automatic scale-up/scale-down of resources based on transaction volumes. |
Bloomberg hosts the platform on scalable cloud infrastructure with dynamic scaling. | |
|
Batch Processing Speed Average time to process standard event batches (e.g., 1,000 events). |
No information available | |
|
Disaster Recovery RPO Recovery Point Objective in case of system failure. |
No information available | |
|
Disaster Recovery RTO Recovery Time Objective for restoration of services. |
No information available | |
|
Data Archival Performance Speed at which old records can be archived or restored. |
No information available | |
|
Peak Load Testing Certification Evidence of load testing at peak usage scenarios. |
No information available | |
|
Multi-Region Hosting Supports deployment in multiple geographic data centers. |
Multi-region hosting is supported for global financial institutions. | |
|
Performance Monitoring Tools Built-in dashboards for real-time monitoring of system health and performance. |
Performance monitoring dashboards/tools included. | |
|
Latency Reporting System maintains stats on latency in key workflows (event creation, processing, etc.). |
Latency and performance reporting available in system monitoring dashboards. | |
|
Asynchronous Processing Support Workloads can be processed asynchronously (not blocking user tasks). |
No information available | |
|
Zero-Downtime Upgrades Can apply patches/upgrades without user downtime. |
No information available | |
|
Data Compression Efficiency Compression ratio achieved when archiving or transferring data. |
No information available |
Vendor Support & Service Levels
(9 Yes /9 Known /15 Possible features)
|
24x7 Customer Support Availability Customer support is available 24 hours, 7 days a week. |
24x7 support available to institutional clients per Bloomberg service details. | |
|
Dedicated Account Manager A single point of contact for all support and relationship needs. |
Account manager assignment is standard for enterprise Bloomberg AIM clients. | |
|
Service Level Agreements (SLAs) Clearly defined system and support uptime, resolution, and escalation timelines. |
Service level agreements (e.g., uptime, support) are contractually defined. | |
|
Online Knowledge Base Access to searchable documentation and how-to guides. |
Extensive online support docs, help center, and knowledge base exist. | |
|
Client Support Ticketing System Allows logging, tracking, and managing support tickets online. |
Support ticket logging/tracking available through Bloomberg's client portal. | |
|
System Health Monitoring Proactive monitoring of client instances and notification of issues. |
System health and issue monitoring is standard per infrastructure monitoring. | |
|
Client Onboarding Support Offerings for initial setup, training, migration, and go-live. |
Bloomberg provides onboarding support, migration, and training resources. | |
|
Change Request Turnaround Time Typical SLA for implementing small client change requests. |
No information available | |
|
User Community/Forum Active user community or forum for sharing knowledge and tips. |
No information available | |
|
Regular Product Updates Frequency of system updates and feature releases. |
No information available | |
|
Training & Certification Programs Availability of formal training, documentation, and certification for users. |
Formal user training, documentation, and certification programs are provided. | |
|
Multi-Timezone Support Support teams cover multiple time zones for global operations. |
Support for clients in major financial centers/timezones is advertised. | |
|
Disaster Recovery Assistance Hands-on vendor support in DR/BCP scenarios. |
No information available | |
|
Custom Development Services Availability of custom enhancement/build services from vendor. |
No information available | |
|
Annual Client Satisfaction Survey Regular feedback and satisfaction surveys of client base. |
No information available |
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More Fund Operations ...
Account Integration & Connectivity
(11 Yes /11 Known /12 Possible features)
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Multi-Bank Connectivity Ability to connect with and aggregate data from multiple banking institutions. |
Bloomberg AIM supports connections to multiple banks and financial institutions through Bloomberg's network. | |
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Custodian Integration Interface for direct data feeds from fund custodians. |
Product supports integration with custodians for direct data feeds (see custodial reconciliation and account matching in product documentation). | |
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Internal System Integration APIs/connectors for integration with fund accounting and portfolio systems. |
Bloomberg AIM features open APIs and connectors for integration with fund accounting and portfolio systems. | |
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SWIFT Compatibility Supports SWIFT messaging for secure international fund transfer. |
Bloomberg's financial network and AIM product support SWIFT messaging for secure international transactions. | |
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API Availability Availability of APIs for custom and automated integrations. |
API availability is well-documented and referenced in public and client materials. | |
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File Import/Export Import/export of bank statements or transactions in common formats (CSV, XML, Excel, etc.). |
AIM supports multi-format import/export of statements and transactions (incl. CSV, Excel, XML, etc.). | |
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Real-Time Data Sync Capability for retrieving and updating balances/transactions in real time. |
Supports real-time or near real-time data sync for balances and transactions via Bloomberg network. | |
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Manual Data Entry Options System allows manual override or entry of account data as backup. |
Manual transaction entry and override are supported for exception handling in AIM operations. | |
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Single Sign-On (SSO) Supports single sign-on across connected systems. |
No information available | |
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Multi-Factor Authentication Support Enhances security when connecting to banking partners. |
Bloomberg AIM supports multi-factor authentication through Bloomberg Terminal login protocols. | |
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Batch Connectivity Supports batch uploads/downloads for statements and transactions. |
Batch upload/download of transactions and statements is supported via the platform’s upload utilities. | |
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Automated Data Reconciliation System automatically matches internal and bank records. |
Automated data reconciliation is included as part of reconciliation workflows and compliance checks. |
Cash Position Monitoring
(11 Yes /11 Known /12 Possible features)
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Real-Time Balance Display Displays up-to-date cash balances across all accounts. |
Real-time balances (positions) across accounts are a core part of AIM’s dashboard. | |
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Multi-Currency Support Monitors balances in multiple global currencies. |
Multi-currency positions are a core feature for global funds and are reflected in AIM. | |
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Consolidated Cash View Aggregated balance reporting for all linked accounts. |
Consolidated cash and position views across accounts/funds are available. | |
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Customizable Dashboards User can configure dashboards for tailored cash insights. |
Customizable dashboards are described in product materials and screenshots. | |
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Intraday Balance Tracking Tracks balance changes over the course of the day. |
Intraday balance/position tracking is included for operational and trading activities. | |
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Cash Position by Legal Entity Ability to view and break down cash positions at the entity or fund level. |
AIM supports cash position breakdown by fund, entity, or user-defined criteria. | |
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Historical Cash Position Reporting Access to past cash positions for analysis and comparison. |
Historical positions and cash reporting are core to P&L and exposure analysis. | |
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Alerting for Thresholds System can alert users to high/low balances or overdrafts. |
System provides alerts and notifications for threshold breaches. | |
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Cash Concentration Reporting Analyzes and reports on the concentration of cash in specific accounts/regions. |
System allows reporting and analysis of cash concentration by account/region. | |
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Mobile Access Dashboards and cash positions can be securely viewed via mobile devices. |
Mobile access provided through Bloomberg Anywhere and related mobile tools. | |
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Visualization Tools Supports charting/graphing for cash trends and comparisons. |
Charting and visualization tools included for analysis and trends. | |
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Number of Supported Currencies How many distinct currencies can be managed in the system. |
No information available |
Forecasting & Projections
(8 Yes /8 Known /10 Possible features)
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Automated Cash Forecasting Engine Generates predictions of cash needs and surpluses. |
Cash forecasting engine available; product documentation describes predictive models for cash needs. | |
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Scenario Modelling Allows users to run what-if analyses across various scenarios. |
Scenario modeling for portfolios and cash projections is supported. | |
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Incorporation of Market Events Ability to include market or fund triggers into forecasts (e.g., redemptions, capital calls). |
Users can incorporate market events and triggers into analytics and forecasts. | |
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Historical Trend Analysis Uses previous cash movements to improve forecast accuracy. |
Historical trend analysis supports forecasting with past data. | |
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Forecast Horizon Flexibility Number of future days/weeks/months that can be forecasted. |
No information available | |
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Overdraft/Shortfall Prediction Flags likely shortages in upcoming periods. |
Overdraft/shortfall prediction included via risk management tools. | |
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Machine Learning Capabilities Uses advanced algorithms for predictive analytics. |
Bloomberg AIM describes use of ML and advanced algorithms for analytics and forecasts. | |
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Integration with Transaction Calendar Aligns forecasts with scheduled payments or receipts. |
Forecasts can be aligned to transaction calendars (payment schedules/events). | |
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Automated Adjustment for FX Movements Adjusts forecasts for expected or simulated currency fluctuations. |
No information available | |
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Drill-Down Forecasts by Account/Region Ability to forecast at various levels of detail. |
Forecasting capabilities include drill-down to account/region level. |
Transaction Management & Execution
(10 Yes /10 Known /12 Possible features)
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Payment Initiation Users can create and send payment instructions from the platform. |
AIM has payment initiation functionality (via integration with banks/custodians and SWIFT). | |
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Automated Sweeps Automatic movement of cash based on pre-set rules (e.g., cash pooling, zero-balancing). |
Automated sweep instructions are supported (see cash movement rule configuration in system). | |
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Bulk Payment Processing Support for executing multiple payments in batches. |
Supports bulk payment processing through batch instructions and files. | |
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Payment Approval Workflows Multi-step approval chains before payments are released. |
Multi-step approval workflows are standard in capital markets order/payout functionalities. | |
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Outsourced Payment Support Capability for third-party administration or shared services. |
No information available | |
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Payment Cut-Off Time Awareness System recognizes and manages payments according to bank cut-off times. |
Payment cut-off time logic is enforced via product's rule-based workflows. | |
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Efficient Settlement Speed Average time from initiation to payment settlement. |
No information available | |
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Confirmation & Status Tracking Real-time status and confirmation of payment execution. |
Real-time status Confirmations and tracking supported for trades and payments. | |
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Integration with FX Trading Platforms Can execute FX trades to support multi-currency payments. |
Integration with FX Trading platforms is supported (see multi-currency order execution capabilities). | |
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Payment Templates Template storage for commonly recurring payment types. |
Supports payment templates for recurring operations. | |
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Automated Reconciliation of Transactions Links payments to accounting and automatically reconciles cleared items. |
Automated reconciliation is available for payments and positions. | |
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Audit Trails on All Transactions Comprehensive audit trail for every transaction and approval. |
Comprehensive audit trail functionality accompanies all transactions. |
Liquidity Management & Optimization
(6 Yes /6 Known /10 Possible features)
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Cash Pooling Structures Supports notional or physical cash pooling across accounts/entities. |
Cash pooling structures (notional and physical) are supported for fund operations. | |
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Automated Idle Cash Identification Identifies surplus balances for redeployment or investment. |
Automated detection of idle balances is included in liquidity modules. | |
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Liquidity Buffer Calculations Recommends ideal cash reserves for operational requirements. |
No information available | |
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Short-Term Investment Integration Facilitates instant investment of idle cash (e.g., in MMFs or short-term deposits). |
Short-term investment options (incl. MMFs, deposits) can be integrated and managed. | |
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Liquidity Stress Testing Runs stress scenarios on liquidity positions. |
No information available | |
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Real-Time Liquidity Dashboard Visual tool for monitoring current liquidity levels. |
Real-time liquidity dashboards included among reporting/monitoring features. | |
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Customizable Investment Policy Rules Impose rules/limits for liquidity management based on fund mandates. |
No information available | |
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Automated Fund Transfers Automatically reallocates cash between accounts as needed. |
Automated fund transfers can be configured for internal cash movements. | |
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Idle Cash Ratio Measures the proportion of idle to total available cash. |
No information available | |
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Notifications for Suboptimal Liquidity Alerts if liquidity falls outside target thresholds. |
Notifications/alerts for liquidity issues are configurable in risk settings. |
Risk Management & Compliance
(10 Yes /10 Known /11 Possible features)
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User Access Controls Advanced permission management based on user roles and responsibilities. |
Advanced user access controls and permissions management are standard in AIM. | |
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Audit Logs Comprehensive logs tracking all system access and transactions. |
System logs all key access and transaction activity (audit logs). | |
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Compliance Checklists Built-in or customizable checklists for key regulatory requirements. |
Compliance checklists and flexible rule setup, including regulatory checks, are supported. | |
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Segregation of Duties Support Prevents conflicting roles and process steps from being assigned to the same user. |
The platform enforces segregation of duties in role and workflow management. | |
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Anti-Money Laundering (AML) Screening Supports AML/KYC checks for counterparty payments. |
AML checks are part of counterparty and compliance modules. KYC integration is available. | |
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Sanctions Screening Automated screening of transactions/beneficiaries against global sanctions lists. |
Sanctions screening functionality (OFAC, EU, etc.) is supported. | |
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Regulatory Reporting Automation Generates required reports for regulators with minimal manual intervention. |
Automated regulatory reporting provided (e.g., MiFID, EMIR, local regulator). | |
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Risk Limit Alerts Notifies users if exposures approach or breach pre-set limits. |
Risk limits and alerts can be configured and monitored. | |
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Change Management Tracking Monitors and logs changes to system configurations and data. |
Change management tracking available for configuration and process changes. | |
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Audit Trail Report Generation Speed Time required to generate comprehensive audit trail reports. |
No information available | |
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Compliance Rules Customization Ability to add/modify compliance logic as laws and policies change. |
Compliance logic and rule engines can be customized to reflect regulatory and policy changes. |
Reporting & Analytics
(9 Yes /9 Known /10 Possible features)
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Standardized Report Library Pre-built reporting templates for common use cases. |
Standardized report library available for common use cases in dashboards and exports. | |
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Custom Report Builder Users can create tailored reports from system data. |
Custom report building tools are supported for users to construct tailored reporting. | |
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On-Demand Export to Excel/PDF Ability to export reports in multiple formats. |
Exports to Excel, PDF, and other formats are supported. | |
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Automated Scheduled Reporting Reports generated and distributed per schedule. |
Automated scheduled reporting is configurable. | |
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Flexible Date Ranges Allows selection of any reporting period. |
Flexible reporting date ranges are standard. | |
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Drill-Down/Drill-Through Ability to drill down to transactional details in reports. |
Users can drill down from summarized to transactional details in reports. | |
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Data Visualization Tools Dashboards and visualizations for trends, outliers, and comparisons. |
Data visualization dashboards are prominent in product screenshots and materials. | |
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Automated Distribution Sends reports to designated recipients automatically. |
Automated distribution to stakeholders is supported. | |
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Ad-Hoc Query Support Users can define and run custom data queries. |
Ad-hoc querying capabilities are described as part of custom report building. | |
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Data Retention Period How long historical reports and data are retained by the system. |
No information available |
User Experience & Accessibility
(9 Yes /9 Known /10 Possible features)
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Intuitive User Interface Designed for ease of navigation and understanding. |
User interface is described as intuitive and easy to use in both marketing and customer feedback. | |
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Multi-Language Support System available in multiple global languages. |
Multi-language product support is standard for a global product such as AIM. | |
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Role-Based Dashboards Personalized views based on user function or department. |
Supports role-based access and personalized dashboards. | |
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Advanced Search & Filter Powerful tools to quickly locate transactions or information. |
Advanced search/filter tools are referenced in user manuals. | |
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Context-Sensitive Help User assistance and tooltips available in relevant screens. |
Context-sensitive help and documentation available throughout the platform. | |
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Mobile-Friendly Design Optimized for access via smartphones and tablets. |
Mobile-friendly design through Bloomberg Anywhere platform. | |
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Accessibility Standards Compliance Meets accessibility guidelines (e.g., WCAG, ADA). |
Bloomberg emphasizes accessibility and UI/UX compliance with major industry standards. | |
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Concurrent User Support Number of users who can simultaneously access the system. |
No information available | |
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Customizable Notification Preferences Users can control which system alerts and communications they receive. |
Users can set notification preferences for system alerts. | |
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Time Zone Awareness Displays times/dates in the user’s local time zone. |
System displays times/dates according to user locations and timezones. |
Security & Data Protection
(8 Yes /8 Known /10 Possible features)
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End-to-End Encryption Encrypts data at rest and in transit. |
End-to-end encryption referenced in Bloomberg product security documentation. | |
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Multi-Factor Authentication Requires two or more authentication factors for system access. |
Platform supports multi-factor authentication via Bloomberg Terminal security features. | |
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Granular Permission Management Detailed control of access to features and data at the user level. |
Granular control over user permissions is a standard feature. | |
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Data Masking & Redaction Sensitive information is hidden from unauthorized users. |
Data masking/redaction is available for sensitive information in compliance and reporting modules. | |
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Security Event Monitoring System logs and monitors for suspicious activities. |
Security event monitoring capabilities are included as part of controls for regulated financial environments. | |
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Disaster Recovery & Backup Automated, regular backups and verified recovery plans. |
Automated backups and disaster recovery plans available for enterprise clients. | |
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Security Certifications (e.g., SOC 2, ISO 27001) Product holds relevant third-party security certifications. |
Holds SOC 2, ISO 27001 and other security attestations, per Bloomberg Trust Center. | |
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Time to Restore After Failure Average time required to restore the system after an outage. |
No information available | |
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Penetration Testing Frequency How often the system is tested for security vulnerabilities. |
No information available | |
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Data Residency Options Ability to specify which country/region data is stored in. |
Bloomberg can provide data residency options; details in contractual/security documentation. |
Implementation & Support
(7 Yes /7 Known /10 Possible features)
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Implementation Timeline Typical time to complete setup and go-live. |
No information available | |
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Dedicated Account Manager Access to a named support/account specialist. |
Dedicated account management is a standard part of Bloomberg enterprise offerings. | |
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24/7 Technical Support Support team is available around the clock. |
24/7 technical support is available for AIM clients. | |
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Online Knowledge Base Extensive online help and documentation. |
Online help and documentation via customer portal (and in-product support). | |
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Live User Training Interactive training sessions for user onboarding. |
Live and interactive user training (webinars, onboarding, etc.) are provided. | |
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System Uptime SLA Guaranteed system uptime percentage. |
No information available | |
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Customizable Onboarding Plan Tailored onboarding steps for specific fund structures. |
No information available | |
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Periodic System Health Reviews Scheduled review and tuning of system performance. |
Periodic system health reviews/performance checks are part of ongoing managed service. | |
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User Feedback Mechanism Users can submit feedback or system improvement suggestions. |
User feedback mechanisms are embedded in platform and client support. | |
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Integration Support Services Vendor assistance in interfacing with third-party systems. |
Integration support is part of implementation and customer onboarding. |
Investment Compliance Monitoring for Risk & Compliance
Software that automatically checks portfolios against investment guidelines, restrictions, and regulatory limits to prevent breaches and ensure alignment with client mandates and fund prospectuses.
More Investment Compliance Monitoring
More Risk & Compliance ...
Regulatory Rule Coverage
(8 Yes /8 Known /10 Possible features)
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Jurisdictional Rule Coverage Ability to configure and monitor rules for multiple regulatory jurisdictions (e.g., SEC, ESMA, MAS). |
Bloomberg AIM supports configuration and monitoring of compliance for multiple regulatory regimes (e.g., SEC, ESMA, MAS) as highlighted in product documentation. | |
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Custom Rule Building Allows creation and customization of bespoke compliance rules in addition to standard regulatory rules. |
AIM allows customization of bespoke compliance rules alongside standard regulatory settings per product overviews and client testimonials. | |
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Pre-built Regulatory Rule Library Availability of an out-of-the-box library of commonly required investment compliance rules. |
Bloomberg AIM provides a library of pre-built regulatory rules available out-of-the-box, as per AIM user guides. | |
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Real-Time Rule Updates Frequency and automation level of updates for changes in regulations and market rules. |
No information available | |
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Prospectus and Mandate Rule Support Capability to handle both prospectus-stated and client-mandate-specific investment rules. |
System can enforce both prospectus and client-mandate-specific investment rules, per official feature descriptions. | |
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Rule Versioning & Audit Trail Tracks changes to rules for audit and historical review purposes. |
AIM retains a versioned audit trail for all compliance rules; this is a fundamental differentiator, confirmed by documentation. | |
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Automated Rule Validation Automatic validation of rules before they are activated or applied. |
No information available | |
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Pre-Trade Rule Checking Checks rules before trade execution to prevent violations. |
Pre-trade compliance checking is a core AIM feature, highlighted on product and solution pages. | |
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Post-Trade Rule Checking Performs compliance checks after trade execution for further assurance. |
Post-trade compliance checks supported, as per product guides and workflow diagrams. | |
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Rule Dependency Management Manages rule hierarchies and dependencies (e.g., prioritizing fund-level over regulatory rules where applicable). |
Dependency management for fund-level and regulatory rules is described in user documentation for managing rule hierarchies. |
Monitoring & Surveillance
(9 Yes /9 Known /10 Possible features)
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Real-Time Monitoring Continuous analysis of portfolio and transaction data for instantaneous breach detection. |
Continuous portfolio surveillance with real-time monitoring is a highlighted AIM strength. | |
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Manual Surveillance Mode Allows user-initiated or scheduled compliance checks. |
AIM supports both scheduled and on-demand/manual compliance checks, as per user administration guides. | |
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Automated Breach Detection Automated flagging of compliance violations as they occur. |
Automated detection and flagging of breaches is standard in AIM workflows. | |
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Threshold Alerting Configurable thresholds for alerts prior to actual breaches. |
Threshold-based alerts before breaches are configurable in AIM, mentioned in compliance modules. | |
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Exception Management Dashboard Centralized dashboard for managing exceptions and investigating breaches. |
Exception management is supported via a centralized dashboard, per Bloomberg AIM UI screenshots. | |
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Intraday Monitoring Frequency Maximum frequency with which compliance checks can be carried out. |
No information available | |
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Automated Notification System Automated emails, dashboard notifications, and escalation procedures for breaches. |
Automated notifications including breach alerts are available via dashboard, email, and escalation options. | |
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Behavioral Surveillance Monitors patterns for unusual trading activity that may signal market abuse or insider activity. |
Behavioral surveillance, such as detection of unusual trading patterns, is incorporated in Bloomberg's compliance monitoring solutions. | |
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Audit Trails An immutable and comprehensive log of monitoring activities and detected events. |
Audit trails of all compliance monitoring actions and detected events are maintained and accessible. | |
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Breaches Remediation Workflow Built-in processes and task assignments for resolving compliance breaches. |
Remediation workflow features are included for breach resolution with task management within AIM. |
Data Integration & Quality
(9 Yes /9 Known /10 Possible features)
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Portfolio Data Integration Ability to ingest and harmonize holdings data from multiple portfolio management systems. |
AIM integrates with multiple portfolio management systems for holdings data ingestion. | |
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Market Data Feeds Integration Automatic connection with relevant market data providers for pricing, benchmarks, and corporate actions. |
Integration with Bloomberg and third-party market data feeds is foundational to AIM. | |
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Reference Data Management Management of securities master, issuer, and counterparty reference data essential to rule checking. |
Securities master, issuer, and counterparty reference data management is available through Bloomberg's integrated data solutions. | |
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Trade/Transaction Data Ingestion Latency Time taken to reflect new trades/transactions in the system for compliance checking. |
No information available | |
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Data Quality Checks Automated verification of data consistency, completeness, and timeliness. |
Automated data quality checks are a key feature for reliable compliance. | |
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Data Enrichment Capabilities System capabilities to supplement core data with additional attributes for compliance logic. |
AIM supplements core data with a range of Bloomberg-held attributes for enhanced compliance logic. | |
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Manual Data Input Support Interface for uploading or entering ad hoc or exceptional data. |
Manual entry and ad hoc uploads are supported via user interfaces in AIM. | |
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API Connectivity Availability of APIs for data ingestion and export. |
Data ingestion and export APIs are available for AIM. | |
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Data Source Auditing Tracking origins and transformations of data used in compliance monitoring. |
AIM tracks the origin and transformation of data through data source auditing features. | |
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Data Retention Policy Management Configurable rules for historical data archiving and retention, in line with regulations. |
Historical data retention and policy management are provided and configurable. |
Usability & Configurability
(9 Yes /9 Known /10 Possible features)
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Intuitive User Interface Modern, easy-to-navigate interface for all core compliance tasks. |
User interface is designed for usability, per numerous client testimonials. | |
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Role-Based Access Control Controlled access for different users (compliance officers, managers, auditors, etc.). |
Role-based access controls are available for compliance and operational use. | |
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Configurable Dashboards User-customizable dashboards for key compliance metrics and alerts. |
Dashboards are customizable for users based on preferences and workflows. | |
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Custom Report Builder Drag-and-drop or template-driven reports for compliance and management use. |
Custom report builders (drag-and-drop, templates) are highlighted in AIM’s product materials. | |
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Multi-Language Support Availability of the system in different languages for global teams. |
No information available | |
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Mobile Accessibility Availability of mobile interface or alerts for compliance oversight on the go. |
Mobile access and support for alerts is available via Bloomberg apps and notifications. | |
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User Preferences Personalization of system layout, notifications, and content. |
User-level customizations for notifications and layout are supported. | |
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Bulk Actions Support Ability to handle large-scale changes (e.g., rule updates, trade loads) efficiently. |
AIM supports bulk actions for operations such as rule updates and trade loads. | |
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Audit Log Accessibility Easy access for users to view a log of compliance activities and changes. |
Audit logs are easily accessible for compliance and change history. | |
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Error Handling & Guidance Clear system feedback and help for resolving issues/misconfigurations. |
Error handling is comprehensive, with in-product guidance for resolving common misconfiguration issues. |
Performance & Scalability
(5 Yes /5 Known /10 Possible features)
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Maximum Portfolio Capacity Total number of portfolios the system can monitor concurrently. |
No information available | |
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Compliance Check Speed Average time to complete a full compliance check on a portfolio. |
No information available | |
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User Concurrency Support for simultaneous users without system slowdowns. |
No information available | |
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System Uptime SLA Guaranteed availability metrics for the service. |
No information available | |
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Load Balancing Support Built-in mechanisms for distributing workload automatically. |
Load balancing and high performance are supported by the AIM hosted/cloud solution as per technical documentation. | |
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Response Time under Peak Load System performance metrics during periods of highest demand. |
No information available | |
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Batch Processing Capabilities Ability to process compliance checks in bulk or overnight batches. |
Batch compliance processing (e.g., overnight, bulk checks) is supported as an operational option in AIM. | |
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Dynamic Resource Scaling Cloud-native elasticity to scale infrastructure in real-time as demand increases. |
AIM scales dynamically when deployed in Bloomberg’s hosted/cloud environments. | |
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High Availability Architecture Redundancy and failover for mission-critical compliance operations. |
High availability architecture, including redundancy and failover, is part of Bloomberg's infrastructure. | |
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Geographical Redundancy Disaster recovery and continuity planning via multi-region support. |
Geographical redundancy is supported through multi-region hosting and disaster recovery solutions offered by Bloomberg. |
Reporting, Analytics & Audit
(9 Yes /9 Known /10 Possible features)
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Regulatory Reporting Templates Prebuilt formats for common regulatory submissions (e.g., Form N-PORT, UCITS KIID). |
Regulatory reporting templates (e.g., Form N-PORT) are available, as referenced in AIM’s marketing materials. | |
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Ad-hoc Reporting Ability to generate and customize reports on demand. |
AIM offers ad-hoc and customizable reports for compliance teams. | |
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Breach Trend Analysis Analytics on breach frequency, causes, and trends over time. |
Trend analysis on breaches is available through analytics functionality. | |
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Exception Heatmaps Visual summary of where and when compliance issues occur. |
Heatmaps and visualization tools for compliance issues are provided in the reporting suite. | |
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Export to Multiple Formats Download and share reports in PDF, Excel, CSV, and more. |
Export of reports in PDF, Excel, CSV and other formats is possible. | |
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Drill-Down Capabilities Interactive reports to explore data down to trade or rule level. |
Drill-down into trade/rule-level details is supported in interactive reports. | |
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Customizable Periodic Reports Schedule daily, weekly, or monthly automated reports. |
Automated, customizable periodic reporting is available. | |
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User Activity Audit Reports Track and report on compliance user actions for surveillance and governance. |
User action audit reports are standard for oversight. | |
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Compliance Breach Archiving Secure and compliant storage of historical breach investigations. |
Secure historical storage of breach investigations is maintained for regulatory needs. | |
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Time to Generate Standard Report Average time to compile a standard compliance report. |
No information available |
Security & Access Control
(10 Yes /10 Known /10 Possible features)
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Multi-Factor Authentication Enhanced login security with additional verification layers. |
Multi-factor authentication is available for enhanced security, documented in technical security specifications. | |
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Single Sign-On Integration Supports SSO via LDAP, SAML, or cloud identity providers. |
Single Sign-On is supported via integration with SAML and other protocols. | |
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Granular Permissions Model Fine-tuned access rights by user role or group. |
Permissions can be set at a granular level for user roles. | |
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Encryption at Rest Data is encrypted when stored in system databases. |
Data at rest encryption is part of Bloomberg's standard security posture. | |
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Encryption in Transit Data is encrypted while moving between systems. |
Data in transit is encrypted using industry-standard protocols. | |
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Automated Session Timeout Automatic logout after user inactivity to prevent unauthorized access. |
Automated session timeouts for security are enforced. | |
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Data Masking Sensitive client or trade data is masked for certain users. |
Data masking for sensitive information is available to ensure principle of least privilege. | |
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Audit Logging of Access Logging every login, administrative action, and data access. |
All access and actions are audit logged for compliance and security review. | |
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Access Review Tools Periodic checks and attestation for user access rights. |
Periodic user access reviews and attestation capabilities are provided. | |
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GDPR/Local Data Privacy Compliance Data handling methodologies ensure compliance with privacy laws. |
GDPR and other data privacy regulations are actively supported by Bloomberg’s compliance framework. |
Integration & Interoperability
(10 Yes /10 Known /10 Possible features)
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Order Management System Integration Seamless connection for trade feeds and order data ingestion. |
AIM integrates with many order/execution management systems for real-time order data ingestion. | |
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Portfolio Accounting System Integration Ability to fetch positions, valuations, and transaction records. |
Integration with portfolio accounting systems is highlighted as a native and supported workflow. | |
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Data Warehouse or BI Platform Integration Support for exporting compliance data to analytics or data warehouse environments. |
AIM supports BI/data warehouse integration for advanced analytics. | |
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Regulatory Submission Platform Integration Automated submission to electronic regulator portals. |
Direct regulatory submission integrations available for select regulators/platforms. | |
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API for 3rd Party Integration Comprehensive, documented APIs for all major functions. |
Comprehensive APIs for third-party integration are provided. | |
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File Import/Export (CSV, XML, JSON) Supports bulk and scheduled file exchanges for legacy integration. |
File exchange via CSV, XML, JSON is possible for integration with legacy systems. | |
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Webhook/Real-Time Notification Integration Supports push notifications to other systems when key compliance events occur. |
Webhook and push notifications available for key compliance events. | |
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Reference Data Vendor Integration Plug-and-play integration to leading securities/reference data vendors. |
Reference data vendor integration includes Bloomberg as well as support for other leading sources. | |
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Active Directory/LDAP Compatibility Supports directory services for enterprise user management. |
Active Directory and LDAP compatibility is part of AIM's enterprise support package. | |
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Cloud-to-Cloud Integration Support Deploys and connects easily within cloud-centric infrastructures. |
Cloud-to-cloud integration is supported in Bloomberg's deployment models for AIM. |
Vendor Support & Service
(10 Yes /10 Known /10 Possible features)
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24/7 Technical Support Availability of support staff outside normal business hours. |
24/7 technical support is a standard Bloomberg AIM offering. | |
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Dedicated Account Manager Assigned resource for ongoing relationship and escalation. |
AIM clients are assigned dedicated account managers. | |
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Onboarding & Implementation Assistance Services for setup, migration, and initial training. |
Structured onboarding and implementation support is provided to all new AIM clients. | |
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SLAs for Issue Resolution Contractual commitments around response and resolution times. |
Formal SLAs for support response and issue resolution are part of the AIM service package. | |
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Product Training & Documentation Availability of up-to-date user manuals, how-to guides, and training sessions. |
Detailed up-to-date product documentation and training is made available to AIM users. | |
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User Community & Forums Active knowledge exchange platforms and peer learning. |
AIM fosters a user community, with forums and peer knowledge exchange resources. | |
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Incident Communication Protocols Clear and prompt updates from vendor for high-impact incidents. |
Incident response protocols are formalized and communicated for high-impact events. | |
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Proactive Product Roadmap Updates Regular communications about new features and upgrades. |
AIM provides regular updates on the product roadmap and enhancements to clients. | |
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Custom Development/Enhancement Services Ability to commission bespoke features or integrations. |
Custom development/enhancements are available through Bloomberg's professional services. | |
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Online Ticketing & Self-Service Portal Web interface for issue logging and tracking resolutions. |
Online self-service portal for issue reporting and tracking is available. |
Cost, Licensing & Deployment Options
(9 Yes /9 Known /10 Possible features)
|
Transparent Pricing Model Upfront disclosure of all costs (licenses, users, data, support, upgrades). |
Bloomberg clarifies all AIM licensing/fees in transparent pricing structures during procurement. | |
|
Flexible Licensing Options for subscription, perpetual, or usage-based licenses. |
Multiple licensing models (subscription, perpetual) are available, tailored per client. | |
|
Pay-As-You-Go Option Pricing available based on actual portfolios or usage. |
No information available | |
|
Multi-Tenancy Support Bulk pricing for organizations with multiple business units or geographies. |
Multi-tenancy and bulk pricing for multi-entity organizations are offered. | |
|
Cloud Deployment Option Available as SaaS or in major public clouds. |
AIM is most commonly deployed as a SaaS/public cloud solution. | |
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On-Premises Deployment Option Option for local installation in client data centers. |
On-premises deployment is available for clients with strict data residency or security requirements. | |
|
Hybrid Cloud Option Combining on-premises and cloud for greater flexibility. |
Hybrid deployment is available to accommodate client needs. | |
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Trial/Evaluation License Risk-free evaluation period for testing and analysis. |
Evaluation/trial licenses are available upon request as part of standard AIM sales practice. | |
|
Cost Scalability Ability for pricing to scale up or down as team or portfolio numbers grow/shrink. |
Pricing models allow clients to scale up or down by portfolio or team size. | |
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No Hidden Fees Assurance that all major costs are disclosed; no unplanned upcharges. |
Bloomberg contractually commits to no hidden fees during procurement; standard industry practice. |
Fee Analysis & Modeling Tools for Product Development & Management
Software for analyzing competitive fee structures, modeling revenue scenarios, and determining optimal pricing strategies for investment products across different distribution channels and client segments.
More Fee Analysis & Modeling Tools
More Product Development & Management ...
Data Integration & Import
(8 Yes /8 Known /10 Possible features)
|
Multi-source Data Import Ability to import data from spreadsheets, databases, APIs, and third-party data providers. |
Bloomberg AIM supports integration with spreadsheets, databases, and various third-party data providers for securities, benchmarks, and pricing via Bloomberg Terminal APIs and standard data connections. | |
|
Automated Data Refresh Automatic periodic updates from defined sources to ensure data freshness. |
Bloomberg AIM offers automated data refreshes on positions, trades, and market data from Bloomberg feeds. | |
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Data Mapping Tools Configurable mapping of imported data fields to internal data models. |
The system provides configurable mapping and data onboarding workflows for mapping external data to internal models. | |
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Data Validation & Cleansing Automatic detection and correction of data inconsistencies or missing values. |
AIM provides built-in data validation and cleansing for imported positions, trades, and reference data. | |
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Version Control for Data Ability to track and reference historical data sets for audit and analysis. |
AIM tracks historical data and changes for auditing, including order amendments and compliance actions. | |
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Bulk Upload Speed Average speed of bulk data import and processing. |
No information available | |
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Supported File Formats Number and type of supported file formats for import/export (e.g., CSV, Excel, XML, JSON). |
No information available | |
|
API Integration Out-of-the-box connectors or API support for data exchange. |
AIM has APIs available for integration and out-of-the-box connectors with Bloomberg and selected partners. | |
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Data Audit Trail Complete record of data uploads, changes, and associated users. |
Tracks full audit history for uploads/edits to data including users and timestamps, as part of compliance reporting. | |
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Error Reporting Dashboard Visibility into failed imports and integration errors. |
Bloomberg AIM includes dashboards for monitoring failed imports and integration errors. |
Competitive Fee Benchmarking
(5 Yes /5 Known /10 Possible features)
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Peer Group Comparison Comparison of product fees against selected peer groups or industry averages. |
AIM provides benchmarking and comparison against peer funds and industry average fee structures (via Bloomberg data sets). | |
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Custom Benchmark Creation Flexibility to define custom benchmarks for more granular comparison. |
No information available | |
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Dynamic Benchmark Updates Automated benchmark updates based on current market data. |
Benchmarks are updated using Bloomberg's real-time data, offering dynamic updates. | |
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Fee Structure Visualization Graphs and visual breakdowns of competitive fee structures. |
AIM includes visualizations of fee structures and performance via reporting tools. | |
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Historical Fee Trend Analysis Tracking and visualization of changes in competitor fee structures over time. |
Historical analysis of fee changes and comparisons over time are available through Bloomberg data history. | |
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Market Coverage (Peer Universe) Number of peer products or managers included for benchmarking. |
No information available | |
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Drilldown by Channel or Segment Ability to filter benchmarking by distribution channel or client segment. |
No information available | |
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Customizable Peer Lists User-defined peer selection using filters and attributes. |
No information available | |
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Fee Type Support Different fee types supported for benchmarking (e.g., management, performance, admin., etc.). |
No information available | |
|
Exportable Benchmark Reports Benchmark data, charts, and reports can be exported for sharing or analysis. |
Benchmark reports, charts, and data can be exported in multiple formats. |
Revenue Modeling & Scenario Analysis
(5 Yes /5 Known /10 Possible features)
|
Scenario Builder Interactive tool to create and compare multiple revenue scenarios with different fee structures and product assumptions. |
No information available | |
|
Fee Sensitivity Analysis Assessment of revenue impact based on changes in fee rates or structures. |
AIM provides sensitivity analysis of revenue/fee scenarios via scenario modeling in reporting. | |
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Product Segmentation Segregation of modeling by product type, distribution channel, or client segment. |
No information available | |
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Historical Revenue Backtesting Ability to backtest revenue models using historical AUM and client data. |
No information available | |
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Multi-Currency Support Support for revenue modeling in different currencies. |
AIM supports multiple currencies for portfolio and revenue modeling. | |
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Fee Waterfall Modelling Detailed modeling of fee split across management, distribution, and sub-advisory layers. |
Supports modeling fee waterfalls in multi-layered fee structures via compliance and reporting configuration. | |
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Model Complexity Maximum number of model parameters and variables supported. |
No information available | |
|
Batch Processing Speed Time taken to run large scenario batches or complex revenue models. |
No information available | |
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Graphical Output Visualizations such as revenue projections, sensitivity charts, and scenario comparisons. |
Comprehensive graphic visualization available in Bloomberg AIM reporting suite. | |
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Report Export Ability to export scenario results as PDF, Excel, or image files. |
AIM exports reports to PDF, Excel, and other formats. |
Client & Channel Segmentation
(4 Yes /4 Known /10 Possible features)
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Segmentation Rules Editor Interface for creating and managing segmentation rules based on client, geography, product, or assets. |
No information available | |
|
Multi-level Hierarchies Support for nested segmentations (e.g., channel --> geography --> client type). |
No information available | |
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Dynamic Segmentation Updates Automated updates when client/channel attributes change. |
No information available | |
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Segment-specific Fee Structures Ability to assign and analyze different fee structures per segment. |
AIM allows assignment of fee structures and analytics per product/channel/segment. | |
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Cross-segment Comparison Comparison of performance and margins across different segments. |
No information available | |
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Number of Supported Segments How many unique client or channel segments can be handled concurrently. |
No information available | |
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Granular Segment Filters Query building for fine-tuned segmentation and analysis. |
No information available | |
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Segment Performance Dashboards Dashboards showing key metrics for each segment. |
Dashboards for segment/portfolio performance metrics are available. | |
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Customizable Segment Attributes User management of segment-defining attributes (e.g., client size, geography, product type). |
Users can manage custom segment-defining attributes in Bloomberg AIM. | |
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Segment Data Export Ability to export segmentation results as structured data files. |
Segmentation and performance data can be exported via report tools. |
Pricing Strategy & Optimization
(5 Yes /5 Known /10 Possible features)
|
Automated Pricing Recommendations Algorithmic suggestions based on market position, peer data, and revenue targets. |
No information available | |
|
Price Elasticity Modeling Assess impact of fee changes on expected sales or AUM. |
No information available | |
|
Fee Structure Complexity Maximum supported fee structure layers (tiered, breakpoints, flat fees, etc.). |
No information available | |
|
Integrated Approvals Workflow Approval processes for new or changed fee structures. |
Bloomberg AIM supports fee approvals workflow in complex client organizations. | |
|
Margin Optimization Tools Tools for maximizing profit margin while remaining competitive. |
Margin/performance optimization tools available via integration with Bloomberg analytics and grid reporting. | |
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Dynamic Pricing Simulation Live simulation of pricing changes and their projected effects. |
No information available | |
|
Custom Pricing Rules Engine User-configurable rules to guide automated or manual pricing suggestions. |
No information available | |
|
What-if Analysis Support for complex scenario planning with side-by-side comparison. |
What-if and scenario planning supported in portfolio and fee models via AIM's report and modeling tools. | |
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Integration with CRM/Product Platforms Ability to link pricing models directly to sales and product management platforms. |
Integration with Bloomberg's own product/sales management platforms, some CRM connectivity via API. | |
|
Fee Implementation Audit Trail Log of pricing changes, approvers, and rationale. |
AIM tracks a full audit trail of pricing changes and approvals for compliance. |
Reporting & Visualization
(4 Yes /4 Known /10 Possible features)
|
Custom Report Builder User-configurable reports combining data from multiple sources and analyses. |
User-configurable reporting is possible within the AIM analytics and reporting platform. | |
|
Scheduled Report Delivery Automated, periodic delivery of key reports to stakeholders. |
No information available | |
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Interactive Data Visualizations Charts, graphs, and dashboards with drill-down capabilities for deeper analysis. |
AIM offers interactive data visualizations and dashboards with drill-down. | |
|
White-label Branding Reports and dashboards with customizable branding for internal or client use. |
No information available | |
|
Export Formats Supported Range of formats (PDF, Excel, PPT, HTML, etc.) supported for report export. |
No information available | |
|
Real-time Reporting Speed Average latency to generate dashboards and ad hoc reports. |
No information available | |
|
Mobile-friendly Dashboards Support for accessing reports and dashboards on mobile devices. |
AIM dashboards are web-based and accessible from mobile devices. | |
|
Report Scheduling Flexibility Ability to set schedules by frequency, audience, and format. |
No information available | |
|
Role-based Report Access Control over who can view, edit, or share each report. |
AIM supports role-based access to reporting objects within the solution. | |
|
Data Annotations & Commentary Inline notes, highlights, and discussions within reports and dashboards. |
No information available |
Security, Compliance & Audit
(9 Yes /9 Known /10 Possible features)
|
Role-based Access Controls Granular permissions for system modules and data sets. |
AIM provides granular, role-based access controls at module/data/report levels. | |
|
Data Encryption Encryption of data at rest and in transit. |
Bloomberg data is encrypted at rest/in transit; regulatory compliance standards are met. | |
|
Compliance Modules Automated checks for compliance with regulatory standards (e.g., MiFID, SEC). |
AIM includes compliance modules supporting regulations such as MiFID and SEC, as detailed in product literature. | |
|
Detailed Audit Logs Comprehensive tracking of all user and system activity. |
Detailed user/system activity logs are maintained and available for audit. | |
|
Two-factor Authentication Requirement for 2FA to access sensitive features. |
Two-factor authentication can be enforced for access to AIM as part of Bloomberg's security protocols. | |
|
Data Retention Policy Enforcement Automated enforcement of data retention and deletion policies. |
Bloomberg enforces data retention policies with configurable standards at the client level. | |
|
Intrusion Detection Integration Support for connecting with enterprise security/intrusion monitoring systems. |
Integration with enterprise intrusion detection and monitoring systems is supported. | |
|
Consent Management Tracking, storing, and enforcing user and client data consents. |
Consent management and tracking for client data are in scope for regulatory compliance modules. | |
|
Privacy Settings Granularity Levels of privacy setting granularity for user and organizational data. |
No information available | |
|
Regular Security Patch Updates Periodic and automated updates for security vulnerabilities. |
AIM receives regular automated security/feature updates per Bloomberg product policy. |
User Experience & Collaboration
(10 Yes /10 Known /10 Possible features)
|
Intuitive Interface Modern, easy-to-navigate interface for all user roles. |
Modern interface with workflows tailored for portfolio, compliance, and operational users. | |
|
Notification & Alert System Automated alerts and reminders for data changes, approvals, and analysis deadlines. |
Automated notifications and alerts for trades, compliance, and operational events. | |
|
Multi-user Collaboration Simultaneous access and editing by multiple users with real-time syncing. |
Bloomberg AIM supports multi-user collaboration and concurrent access. | |
|
Change Tracking & Comments Ability to track, comment, and discuss changes directly in the platform. |
Tracks/document comments and audits changes via platform. | |
|
Role-based Views & Dashboards Custom interfaces tailored to specific user types or departments. |
Custom role-based interfaces for different user types are supported (e.g., PM, compliance, trader). | |
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User Training Resources Integrated tutorials, guides, and contextual help. |
Bloomberg University, documentation, and in-app training resources included. | |
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Accessibility Compliance Conformance with accessibility standards (e.g., WCAG 2.1). |
Accessibility compliance claimed to WCAG standards in Bloomberg application material. | |
|
Mobile App/Responsive Design Support for smartphone/tablet access and mobile-optimized UIs. |
Responsive web-based design with mobile browser compatibility. | |
|
Self-service Customization User ability to customize dashboards, reports, and notification preferences. |
Self-service dashboards, report customizations, and notification settings per user. | |
|
Multilingual Support Availability of the user interface in multiple languages. |
AIM supports multiple languages. |
Integration & APIs
(5 Yes /5 Known /10 Possible features)
|
Open API Documentation Comprehensive and accessible API documentation for developers. |
API documentation is widely available for Bloomberg data integrations. | |
|
Pre-built Connectors Ready-made integrations with leading industry systems (e.g., Salesforce, Bloomberg). |
Supports pre-built connectors to Salesforce, Bloomberg Terminal, and other industry systems. | |
|
Custom Webhooks Support Outbound webhooks for triggering downstream processes in real time. |
No information available | |
|
Single Sign-On (SSO) Integration with enterprise SSO standards for easy authentication. |
Bloomberg AIM supports SSO integration through SAML and other enterprise methods. | |
|
API Throughput Requests/second supported for external application calls. |
No information available | |
|
Data Export API Support for programmatic export of analytical data. |
Supports programmatic export of analytical/reporting data. | |
|
Inbound Data Sync API API endpoint(s) for automated data ingestion from external systems. |
APIs support data ingestion; Bloomberg feed integration standard. | |
|
Event-based Integration Support for real-time event streams for updates and notifications. |
No information available | |
|
Integration Testing Sandbox Environment for testing API integrations safely and at scale. |
No information available | |
|
Extensible Plugin Framework Ability to add or develop plugins or custom modules on top of the core system. |
No information available |
Maintenance, Support & Scalability
(5 Yes /5 Known /10 Possible features)
|
Uptime Guarantee Service Level Agreement percentage for application uptime. |
No information available | |
|
Scalable Infrastructure Elastic infrastructure to handle growing users, data, and analysis loads. |
AIM leverages Bloomberg's cloud and scalable data infrastructure. | |
|
24/7 Support Availability Round-the-clock support through multiple channels. |
24/7 support available via Bloomberg helpdesk and service centers. | |
|
Software Update Frequency Average frequency of feature and security updates. |
No information available | |
|
Disaster Recovery RPO/RTO Guaranteed recovery point/time objectives for disaster recovery. |
No information available | |
|
Performance Monitoring Tools Built-in monitoring and alerting for system performance metrics. |
System performance monitoring tools and alerts are part of the infrastructure offering. | |
|
Self-service Diagnostics Tools for end users to diagnose and report system issues. |
End users can run diagnostics and report system issues. | |
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User Management Scalability Maximum number of users supported concurrently. |
No information available | |
|
Data Storage Scalability Capacity for growth in managed and analyzed data. |
No information available | |
|
Multi-tenant Architecture Support for isolated environments for different teams or clients within the platform. |
AIM supports multi-tenant deployments for different clients/teams with isolated data. |
Multi-Asset Strategy Platforms for Investment Strategy & Asset Allocation
Integrated systems that support cross-asset research, relative value analysis, and tactical allocation decisions across traditional and alternative asset classes.
More Multi-Asset Strategy Platforms
More Investment Strategy & Asset Allocation ...
Asset Class Coverage
(10 Yes /10 Known /10 Possible features)
|
Equity Asset Support Ability to support stocks, ETFs, and equity-based instruments. |
Bloomberg AIM supports a wide range of listed equities, ETFs, and related equity instruments as part of its core OMS and portfolio management functionality. | |
|
Fixed Income Asset Support Supports government bonds, corporate bonds, and other fixed income instruments. |
Bloomberg AIM offers bond trading and management including government and corporate bonds; fixed income asset support is explicitly mentioned in public materials. | |
|
Commodity Asset Support Support for commodity markets such as metals, energy, and agriculture. |
Commodity support is available in Bloomberg AIM, including metals and energy, accommodating funds that allocate to a range of asset types. | |
|
Derivative Products Support Ability to handle options, futures, swaps, and other derivatives. |
Bloomberg AIM supports derivatives (futures, options, swaps), which are part of its order and position management feature set. | |
|
Private Assets Support Includes support for private equity, private debt, and real estate. |
Bloomberg AIM has private assets/alternatives functionality, including private equity and real estate, as part of its multi-asset support. | |
|
Alternative Investments Coverage Support for hedge funds, structured products, and other alternatives. |
Alternative investments (hedge funds, structured products) can be monitored and managed within AIM. | |
|
Cryptoassets Support Ability to handle cryptocurrencies and digital assets. |
Bloomberg provides cryptoasset data feeds and can support cryptocurrencies in multi-asset portfolios within AIM. | |
|
Multi-currency Capability Handles transactions and valuations across multiple currencies. |
Handles multi-currency portfolios and transactions; core to the system's global asset handling. | |
|
Geographical Market Coverage Provides access to developed and emerging market assets. |
AIM is used by investors globally in both developed and emerging markets, with broad geographical market access. | |
|
Custom Asset Classes Ability to define, model, and integrate custom or new asset classes quickly. |
Supports custom asset class creation and definition, as noted in product documentation for accommodating diverse strategies. |
Portfolio Construction & Optimization
(9 Yes /9 Known /10 Possible features)
|
Model Portfolio Capabilities Creation and management of model portfolios for strategy replication and comparison. |
Model portfolios can be created and maintained in AIM for strategy replication, benchmarking, and client solutions. | |
|
Strategic and Tactical Asset Allocation Tools Enables both long-term (strategic) and short-term (tactical) allocation modeling. |
Provides advanced asset allocation tools (strategic and tactical); see portfolio construction/optimization feature claims. | |
|
Optimization Algorithms Availability of mean-variance, risk parity, Black-Litterman, and other optimization techniques. |
Bloomberg AIM includes advanced portfolio optimizers (mean-variance, risk parity, etc). | |
|
Constraint Management Ability to set and handle investment constraints such as ESG, liquidity, or regulatory limits. |
Constraint management (ESG, liquidity, regulatory) is standard in institutional portfolio management workflows in AIM. | |
|
Transaction Cost Modeling Includes modeling and minimizing transaction costs during optimization. |
Transaction cost modeling is offered as part of the advanced trade and optimization modules. | |
|
Scenario Analysis Ability to test portfolio impacts of macro and microeconomic scenarios. |
Scenario analysis is supported (macroeconomic shocks/stress, market event testing), with visual outputs. | |
|
Multi-period Optimization Supports optimization and planning over multiple periods/horizons. |
Multi-period optimization and scenario planning are supported in AIM's asset allocation module. | |
|
Automated Rebalancing System can automatically generate or recommend rebalance trades. |
Automated rebalancing and trade generation is standard functionality in AIM. | |
|
Customizable Investment Rules User can define portfolio rules for construction and performance monitoring. |
User-defined investment rules and monitoring are part of the AIM compliance and portfolio modules. | |
|
Optimization Speed Speed to run a portfolio optimization calculation. |
No information available |
Risk Management and Analytics
(8 Yes /8 Known /10 Possible features)
|
Value-at-Risk (VaR) Calculation Implementation of VaR and other tail-risk measurements. |
AIM supports VaR and tail-risk analytics for risk monitoring; these features are present in risk analytics modules. | |
|
Stress Testing Facilities to run stress scenarios and shocks (historical or custom). |
AIM provides robust stress testing, including historical and custom shocks. | |
|
Factor-Based Risk Analysis Analyses portfolio exposures to key underlying factors (e.g., style, macro, sector). |
Factor-based risk analytics (style, macroeconomic, sector) are provided by AIM risk modules. | |
|
Liquidity Risk Assessment Tooling to identify and monitor liquidity risk at instrument and portfolio level. |
Liquidity risk tools, including at security/portfolio level, are described as a capability. | |
|
Counterparty and Credit Risk Monitoring Tools to assess exposures and risk to trading counterparties. |
Counterparty and credit risk monitoring supported; aimed at buy-side operations and risk oversight. | |
|
Sensitivity Analysis (Greeks) Support for option sensitivity analysis (delta, gamma, vega, etc.). |
AIM has options analytics modules including calculation of Greeks for options portfolios. | |
|
Limit Monitoring and Alerts Ability to define and monitor risk limits, with real-time alerting. |
Configurable risk limits and real-time monitoring/alerts available in the compliance/risk engines. | |
|
Portfolio Risk Attribution Details the sources of risk contribution in the portfolio. |
Portfolio risk attribution is part of the analytics reporting. | |
|
Scenario Calculation Speed Time taken to run a risk scenario on the full portfolio. |
No information available | |
|
Coverage of Risk Models Number of risk models/frameworks available in-system. |
No information available |
Performance Measurement & Attribution
(8 Yes /8 Known /10 Possible features)
|
Time-Weighted Returns Calculation Support for GIPS-compliant time-weighted return methodologies. |
Time-weighted return calculation is described and offered as part of the GIPS-compliance suite for performance measurement. | |
|
Money-Weighted Returns Calculation Calculates internal rate of return (IRR), useful for private assets and illiquid investments. |
Support for IRR (money-weighted returns) calculation, suitable for both public and private assets. | |
|
Attribution by Asset Class Ability to decompose performance by asset class (e.g., sector, security, factor level). |
Performance can be attributed across asset classes, sectors, factors, and more; this is a marketing claim and shown in reporting samples. | |
|
Multi-Currency Performance Decomposition of returns by currency source and FX effects. |
Performance reporting by currency and FX impacts is supported for global institutional portfolios. | |
|
Custom Benchmark Comparison Ability to compare against custom or blended benchmarks. |
Supports custom and blended benchmarks for peer/market comparison. | |
|
Peer Group Comparison Compares performance versus peer portfolios or funds. |
Performance peer group comparison is a feature in the standard report suite. | |
|
Gross/Net of Fees Performance Tracks and reports both gross and net of management/performance fees. |
Gross and net of fees performance calculation and reporting is supported. | |
|
Drill-down & Attribution Hierarchy Deep performance attribution down to security or custom groupings. |
Drill-down performance and attribution hierarchies (security, sector, etc.) are available via interactive and scheduled reports. | |
|
Performance Reporting Speed Speed to generate full performance reports. |
No information available | |
|
Number of Attribution Models Supported Total different performance attribution methodologies available. |
No information available |
Data Management & Input Integration
(7 Yes /7 Known /10 Possible features)
|
Market Data Integration Integration with real-time and historical market data providers. |
Real-time and historical market data feeds from Bloomberg are natively integrated in AIM. | |
|
Reference Data Management Instrument, legal entity, benchmark, and hierarchies management in-system. |
Reference data management (entities, hierarchies, securities, benchmarks) is part of Bloomberg AIM's data model. | |
|
API Connectivity APIs for ingesting, updating, and extracting portfolio and pricing data. |
API connectivity for portfolio and order data ingestion, extraction, update, and integration is part of the technical docs. | |
|
Automated Data Validation Automated checks for outliers, stale prices, or data consistency errors. |
Automated data validation (outliers, stale data checks) is part of Bloomberg's core data feed quality provisions. | |
|
Third-Party System Integration Ability to plug-and-play with OMS, EMS, trading, and accounting systems. |
Integration support for third-party OMS, trading, and accounting is standard in AIM. | |
|
Custom Data Fields User-defined data enrichment and tagging in platform. |
AIM allows custom fields and data tagging across most data types for clients. | |
|
ESG/Alternative Data Integration Integration with alternative and ESG data sets. |
ESG and alternative data integration are explicitly marketed via Bloomberg's leading data feed ecosystem. | |
|
Latency of Core Data Updates Time lags for refreshing market/pricing data. |
No information available | |
|
Data Sources Supported Distinct supported feeds and vendors for market/reference data. |
No information available | |
|
Data Retention Period How long historical data is retained and available for analysis. |
No information available |
Regulatory and Compliance Tools
(8 Yes /8 Known /10 Possible features)
|
Pre-Trade Compliance Checks Automated checks to prevent violations of investment guidelines. |
Pre-trade compliance is a flagship feature, referenced in official product literature and customer case studies. | |
|
Post-Trade Surveillance Continuous monitoring for breaches and exceptions post-execution. |
Post-trade surveillance is available for ongoing compliance monitoring. | |
|
Audit Trail & Logging System logs all changes, access, and decision processes. |
Comprehensive audit trail and logging features are provided, as required for regulated investment operations. | |
|
Regulatory Reporting Suite Automated production of statutory and regulatory filings. |
Regulatory reporting tools (MiFID, EMIR, etc.) and automated filing are standard for enterprise users. | |
|
Rule-Based Controls Configuration Users can easily implement new rules and regulatory changes. |
AIM allows configurable rule-based controls for compliance and trading rules, documented in user/admin guides. | |
|
Restricted List Monitoring Manages security or issuer restrictions due to regulation or policy. |
Maintains and monitors restricted lists for security and issuer compliance, as part of regulatory workflow. | |
|
Insider Trading Surveillance Helps identify trades that may breach insider trading rules. |
Compliance and regulatory modules help in identifying and flagging possible insider trading scenarios. | |
|
Exception Management Workflow Manages override, approvals and follow-up for breaches. |
Exception workflow management (overrides, approvals, documentation) is a key feature of compliance management. | |
|
Compliance Rule Library Size Total number of built-in regulatory rule templates. |
No information available | |
|
Compliance Check Speed Speed to evaluate and confirm compliance per proposed trade. |
No information available |
User Access, Workflow & Collaboration
(6 Yes /6 Known /10 Possible features)
|
Role-based Access Control Supports different user roles and granular permissions. |
Role-based access (admin, portfolio manager, trader, etc.) and permissions are foundational for multi-user deployment. | |
|
Multi-user Collaboration Allows multiple users to view, comment, or edit portfolios and strategies. |
Multi-user collaboration is supported for viewing, editing, and commenting on portfolio data and orders. | |
|
Task Assignment and Workflow Automation Assign workflow tasks and automate routine steps (e.g. approval, review). |
Task assignment and workflow automation (approvals, reviews) are supported in workflows. | |
|
Audit and Activity Monitoring Tracks all user and system activity for monitoring and compliance. |
Audit and activity monitoring is present for governance and compliance. | |
|
Customizable Dashboards Personalized dashboards for users or teams. |
AIM offers customizable dashboards and widgets for different user roles. | |
|
Team Chat and Notifications Built-in messaging and alerting for collaboration on portfolios and trades. |
No information available | |
|
Approval Workflows Enforces multi-stage sign-off processes for proposed actions. |
Multi-stage approval workflows can be configured for investment and trading activities in AIM. | |
|
Concurrent User Limit Number of users that can access the system simultaneously. |
No information available | |
|
User Provisioning Speed Time needed to provision or deprovision a user account. |
No information available | |
|
Custom Workflow Templates Templates for commonly used workflow processes. |
No information available |
Reporting & Client Communication
(9 Yes /9 Known /10 Possible features)
|
Custom Report Builder Allows users to design and generate bespoke reports. |
Custom and ad hoc report builders are available for generating tailored client and internal reports. | |
|
Scheduled and Automated Report Distribution Automates report sending to clients, regulators, or internal teams. |
Reports can be scheduled and automatically distributed to clients, regulators, and internal teams. | |
|
Document Management System Stores and organizes reports, commentary, and client communications. |
AIM includes integrated document management for storing reports, commentary, and regulatory documentation. | |
|
Client Portal Access Clients can log in and securely view their portfolio reports. |
Client portal access is provided for end clients to securely view their portfolios and reports. | |
|
Multi-language Reporting Ability to produce reports in multiple languages for global clients. |
Multi-language reporting is supported via Bloomberg's global client base requirements. | |
|
Interactive Dashboards for Clients Visualizations and interactive dashboards for client review. |
Interactive dashboards for users and clients are shown in demo videos and product literature. | |
|
Data Export Options Export reporting data in CSV, PDF, XLSX, JSON and more. |
Multiple options for data export (CSV, PDF, XLSX, JSON, etc.) are provided. | |
|
White-label Branding Branding customization for client-facing materials. |
White-label and branding options are available for client-facing documents and portals. | |
|
Real-time Access to Reports Clients and users can access up-to-date reports without delay. |
Reports and dashboards update in real-time as orders, trades, and positions are processed. | |
|
Report Generation Speed Amount of time to generate a standard report set. |
No information available |
Integration & Extensibility
(7 Yes /7 Known /10 Possible features)
|
Open APIs Well-documented RESTful APIs for integration with external tools. |
Bloomberg provides well-documented and open RESTful APIs for integration, referenced in developer documentation. | |
|
Plug-ins and Add-ons Support for third-party plug-ins and custom-built enhancements. |
Plug-ins and add-ons are supported via Bloomberg's Enterprise Access Point and integration ecosystem. | |
|
Data Import/Export Connectors Pre-built connectors for major OMS, EMS, data vendors, and custodians. |
AIM has data import/export connectors for leading data and trading systems. | |
|
Custom Scripting/Formula Language Support for custom formulae, rules, or scripting for advanced users. |
No information available | |
|
Event Webhooks Offers event-driven integration with real-time notification webhooks. |
Webhooks and event-driven integrations are supported as part of cloud and API strategy. | |
|
Cloud Service Integration Native support for cloud storage, compute, or SaaS integrations (e.g., Azure, AWS, Google). |
Integration with cloud providers (e.g., AWS, Azure, Google) and SaaS solutions is available. | |
|
Single Sign-On (SSO) Integrated authentication via SSO solutions (OAuth2, SAML, etc.). |
Single sign-on via SAML, OAuth2, etc., is supported for enterprise environments. | |
|
API Rate Limit Maximum number of API requests permitted per minute/hour. |
No information available | |
|
Number of Standard Integrations Pre-built integrations available out-of-the-box. |
No information available | |
|
Sandbox/Development Environment Availability of a dev/test environment for integration and testing. |
AIM customers have access to test and sandbox environments for integration and trials. |
Security & Infrastructure
(8 Yes /8 Known /10 Possible features)
|
Data Encryption at Rest All at-rest data is encrypted using industry standards. |
Data at rest is encrypted to industry standards as per Bloomberg Enterprise IT security documentation. | |
|
Data Encryption in Transit All data transmitted between components or users is encrypted (e.g., TLS/SSL). |
Data in transit is encrypted (TLS/SSL), stated in security white papers. | |
|
Multi-factor Authentication Supports MFA for increased system and data security. |
MFA is available and recommended for all users in client security materials. | |
|
Granular Permission Controls Fine-grained controls at user, group, and data levels. |
Granular permission controls at user, group, and data levels are supported. | |
|
Penetration Testing and Vulnerability Management Regular, independent pen testing and active vulnerability patching. |
Regular penetration testing and vulnerability management are performed by Bloomberg's security team. | |
|
Disaster Recovery and Business Continuity Robust DR/BCP processes with regular backup and failover testing. |
Disaster recovery and business continuity procedures are in place; system is designed for high availability. | |
|
Audit Logs and Forensics Comprehensive, tamper-evident logging for forensics and compliance. |
Comprehensive, tamper-evident audit logs for forensics and regulatory inspection are maintained. | |
|
Cloud/On-Prem Deployment Options Ability to deploy platform on cloud, on-premises, or hybrid environments. |
Bloomberg AIM can be deployed as a cloud or on-premises solution per documentation. | |
|
System Availability SLA Guaranteed system uptime via SLA. |
No information available | |
|
Maximum Concurrent Users Supported Upper cap on number of simultaneous users. |
No information available |
Support, Training & Documentation
(7 Yes /7 Known /10 Possible features)
|
24/7 Support Availability Round-the-clock live support via chat, email or phone. |
24/7 support is marketed as part of Bloomberg's global service model. | |
|
Dedicated Account Manager Dedicated point of contact for relationship management. |
Dedicated account managers are available to AIM enterprise clients. | |
|
Onboarding and Implementation Services Expert support throughout initial onboarding and configuration. |
Expert onboarding, project/implementation services are provided as part of client onboarding agreements. | |
|
Online User Community Access to a user forum or community for best practices and troubleshooting. |
An active online user community with best practice sharing and collaborative forums is provided. | |
|
User Training Programs Formal, regular user training sessions (live or recorded). |
Formal and regular training programs (live and recorded) are provided as part of Bloomberg's client education program. | |
|
Contextual Help and Guided Tutorials Inline instructions, tooltips, and guided walkthroughs. |
Contextual help and guided tours are provided inline within AIM and via the support portal. | |
|
Comprehensive API Documentation API reference, code samples and use-case examples. |
Comprehensive API documentation is available for clients and integrators. | |
|
Documentation Language Support Number of languages documentation is published in. |
No information available | |
|
Average Support Response Time Mean time to first response from support team. |
No information available | |
|
User Satisfaction Score Average user/customer satisfaction rating. |
No information available |
Asset-Liability Management Tools for Pension and Investment Management
Specialized software that analyzes and optimizes the relationship between pension liabilities and investment assets, helping to ensure long-term funding adequacy.
More Asset-Liability Management Tools
More Pension and Investment Management ...
Data Integration & Aggregation
(12 Yes /12 Known /14 Possible features)
|
Multi-source Data Import Supports data extraction from diverse sources (custodians, banks, spreadsheets). |
Bloomberg AIM supports data import from banks, custodians, and spreadsheets as part of its broad order and portfolio management integration. | |
|
Real-time Data Feeds Ability to ingest data in real-time or near real-time. |
Real-time data feeds are part of Bloomberg's market data and live portfolio management capabilities. | |
|
Automated Data Reconciliation Automates matching and verification for data integrity. |
Automated data reconciliation is included for trade, position, and cash management modules. | |
|
Flexible Data Mapping Allows dynamic mapping of external data fields to internal system fields. |
Flexible data mapping is supported via Bloomberg's integration APIs and mapping tools. | |
|
Historical Data Storage Maintains comprehensive archives for trend analysis and compliance. |
Historical data storage is a core feature for regulatory, compliance, and audit trails. | |
|
Custom Data Transformation Supports bespoke transformation or calculation during integration. |
No information available | |
|
Scalability Ability to handle increasing data volume without degradation. |
No information available | |
|
Error Logging & Notification Proactively notifies users of data integration failures or mismatches. |
Error logging and notification for trade and integration failures is standard in Bloomberg AIM. | |
|
API Availability Availability of robust RESTful or SOAP APIs for external systems. |
RESTful and SOAP APIs are available for Bloomberg AIM integration. | |
|
Data Validation Rules Facility to define rules for data consistency and validation. |
Data validation and compliance rules can be configured for data consistency. | |
|
Scheduled Data Refresh Automates periodic data downloads and updates. |
Scheduled data refresh is supported through batch jobs and integration engines. | |
|
Ad-hoc Data Import Tools Tools for quick, on-demand data importing and mapping. |
Ad-hoc data import tools are available to end users (e.g., Excel import, manual entry). | |
|
Data Encryption In Transit Ensures all inbound/outbound data is encrypted during transfer. |
Bloomberg encrypts data in transit using industry-standard protocols. | |
|
Support for Multiple File Formats Handles data in formats like CSV, XML, JSON, and Excel. |
AIM supports CSV, XML, Excel, and JSON data formats natively and via its APIs. |
Liability Modeling & Analytics
(10 Yes /10 Known /14 Possible features)
|
Actuarial Model Library Supports standard and custom actuarial models (e.g., PUC, Projected Unit Credit, Entry Age Normal). |
No information available | |
|
Customizable Assumptions Edit economic (discount rates, inflation) and demographic (salary increases, mortality) assumptions. |
Customizable assumptions are available for compliance and what-if reporting. | |
|
Scenario Analysis Evaluate liabilities under multiple future economic environments. |
Scenario analysis is available for portfolio and compliance testing. | |
|
Stochastic Simulations Run Monte Carlo or other probability-based simulations. |
No information available | |
|
Deterministic Forecasting Generates single-path, point-in-time liability projections. |
Deterministic forecasting/projections possible based on portfolio data and projections. | |
|
Funding Ratio Calculation Calculates funding status and tracks changes over time. |
Funding ratio calculation is available in P&L and portfolio monitoring modules. | |
|
Sensitivity Analysis Measures impact of small changes to key assumptions. |
Sensitivity analysis is available as part of risk and what-if tools. | |
|
Valuation Frequency Maximum frequency for recalculating liabilities. |
No information available | |
|
Model Calibration Allows calibration of model using historical data. |
Model calibration can be performed using historical portfolio and market data. | |
|
Stress Testing Models extreme or adverse scenarios for liabilities. |
Stress testing (adverse scenarios) of portfolio and positions is a standard feature. | |
|
ALM Balance Sheet Projections Projects integrated asset and liability cashflows. |
ALM balance sheet projections available for integrated asset and liability tracking. | |
|
Data Export Ability to export liability forecasts to 3rd party formats. |
Data export of positions, projections, and analysis is supported. | |
|
Peer Group Benchmarking Compare liability metrics against peer plans or industry averages. |
No information available | |
|
Dynamic Reporting Dashboards Interactive visualization and reporting for liability analytics. |
Dynamic dashboards and interactive visualizations are a key part of Bloomberg AIM reporting. |
Asset Modeling & Management
(12 Yes /12 Known /13 Possible features)
|
Asset Class Support Modeling capabilities for all key asset types (equities, fixed income, alternatives, etc.). |
Asset class support is extremely broad (equities, fixed income, alternatives, etc.). | |
|
Multi-currency Valuation Tracks and values assets across global currencies. |
Multi-currency valuation is core to Bloomberg’s global platform. | |
|
Custom Asset Modeling Supports flexible creation of custom or non-standard asset classes. |
Custom asset modeling is supported using asset templates and scripting. | |
|
Transaction Capture Supports detailed entry/import of trades and cashflows. |
Transaction capture/import is available for trades and cashflows. | |
|
Real-time Market Data Integration Incorporate live prices, yields, and rates from market feeds. |
Real-time market data integration is native to Bloomberg AIM. | |
|
Portfolio Simulation Simulate forecasts or historical scenarios for portfolios. |
Portfolio simulation supported for back-testing and scenario forecasting. | |
|
Asset-Liability Matching Tools Quantifies how asset cashflows match liability obligations. |
Asset-liability matching analytics are core to the platform’s ALM suite. | |
|
Automated Rebalancing Engines Rules-based or algorithm-driven portfolio rebalancing. |
No information available | |
|
Performance Attribution Analysis Identifies sources of return and risk in portfolios. |
Performance attribution analysis is included for portfolio managers. | |
|
Look-through Reporting Granular breakdown and transparency of pooled or structured products. |
Look-through reporting on structured products is available. | |
|
Stress Testing Estimates impacts of adverse asset market movements. |
Stress testing for adverse asset market moves included. | |
|
Custom Benchmarks Construct and track portfolio benchmarks and targets. |
Custom benchmarks can be constructed for portfolio comparison. | |
|
Compliance Monitoring Real-time alerting of portfolio breaches versus investment policy. |
Bloomberg AIM includes compliance monitoring alerts in real time. |
Asset-Liability Matching & Optimization
(0 Yes /0 Known /13 Possible features)
|
Dedicated Cashflow Matching Tools Quantifies, visualizes, and optimizes asset-liability cashflow matches and gaps. |
. | No information available |
|
Immunization Strategies Implements and measures duration/contribution matching portfolios. |
. | No information available |
|
Optimization Solvers Linear/nonlinear optimizers for maximizing funding ratios or minimizing risk. |
. | No information available |
|
Custom Constraints Optimization engine supports custom client constraints (ESG, illiquidity, allocations). |
. | No information available |
|
Dynamic Rebalancing Suggestions Actionable rebalancing recommendations in response to liability and market shifts. |
. | No information available |
|
Funding status optimization Tools to optimize for full funding or other solvency metrics. |
. | No information available |
|
Hedge Effectiveness Analysis Tracks performance of LDI/liability hedging strategies. |
. | No information available |
|
What-if Scenario Modeling Analyze asset-liability impact under user-designed scenarios. |
. | No information available |
|
Liquidity Analysis Quantifies asset liquidity versus liability outflows. |
. | No information available |
|
Cashflow Coverage Ratio Tracking Ongoing measurement of asset coverage for near-term liabilities. |
. | No information available |
|
Multi-Period Optimization Optimization horizon can be set on multiple rebalancing periods. |
. | No information available |
|
Constraint Violation Reporting Reports and explains where optimization fails to meet user or regulatory rules. |
. | No information available |
|
Custom Objective Function Support Allows users to define their own optimization objectives. |
. | No information available |
Risk Analytics
(0 Yes /0 Known /13 Possible features)
|
Interest Rate Risk Modeling Quantifies impact of rate changes on liabilities and asset values. |
. | No information available |
|
Longevity Risk Analytics Measures how changes in mortality modify liability projections. |
. | No information available |
|
Scenario-based Value at Risk (VaR) Provides VaR estimates at portfolio and total plan level. |
. | No information available |
|
Key Rate Duration Analysis Breakdown of liability sensitivity to specific points on the yield curve. |
. | No information available |
|
Inflation Risk Modeling Quantifies plan exposure to price and wage inflation. |
. | No information available |
|
Concentration Risk Analysis Highlights major exposures within asset portfolios. |
. | No information available |
|
Liquidity Risk Quantification Models risks from asset illiquidity and liability timing mismatches. |
. | No information available |
|
Currency Risk Analysis Evaluates risk and hedging needs in global portfolios. |
. | No information available |
|
Risk Reporting Frequency Maximum frequency for running and reporting risk analytics. |
. | No information available |
|
Custom Risk Metric Support Allow definition of new, user-specific risk measures. |
. | No information available |
|
Integrated Stress Testing Combines asset and liability stress tests in unified scenarios. |
. | No information available |
|
ESG Risk Analytics Ability to analyze risks from environmental, social, and governance factors. |
. | No information available |
|
Counterparty Risk Reporting Measures exposures and risks to single or groups of counterparties. |
. | No information available |
Multi-regulation & Reporting
(0 Yes /0 Known /11 Possible features)
|
Compliance Templates Built-in templates and workflows for regulatory requirements (IFRS, US GAAP, Solvency II, etc.). |
. | No information available |
|
Audit Trail Capture Automated tracking of changes, overrides, and approvals within the system. |
. | No information available |
|
Customizable Reporting Engine Design and deploy custom statutory or management reports. |
. | No information available |
|
Automated Regulatory Filings Generates compliant files for e-filing to authorities. |
. | No information available |
|
Data Retention/Archiving Controls Ability to set retention periods and retrieve archived records. |
. | No information available |
|
Multi-jurisdiction Support Simultaneously supports different local and global regimes. |
. | No information available |
|
On-demand Report Generation Users can generate ad-hoc reports for regulators or auditors. |
. | No information available |
|
Role-based Report Access Report access tailored to user’s job function and permissions. |
. | No information available |
|
Automated Alerts for Compliance Deadlines Proactive notification of upcoming filing/reporting deadlines. |
. | No information available |
|
Parameterizable Disclosure Formats Adaptation of outputs to distinct regulatory templates. |
. | No information available |
|
Integrated Document Repository Stores historical and current submissions for easy retrieval. |
. | No information available |
Scenario Modeling & Forecasting
(0 Yes /0 Known /10 Possible features)
|
User-defined Scenario Inputs Allows creation and editing of custom economic, demographic, and market scenarios. |
. | No information available |
|
Multi-variable Scenario Support Scenarios can include correlations and interdependencies. |
. | No information available |
|
Historical Scenario Replay Re-run actual past market conditions to stress test portfolios. |
. | No information available |
|
Regulatory Scenario Support Supports officially prescribed scenarios for local/global regulatory evaluations. |
. | No information available |
|
Multiple Simulation Methods Monte Carlo, bootstrapping, and other simulation engines integrated. |
. | No information available |
|
Batch Scenario Runs Execute large sets of scenarios in parallel or scheduled batches. |
. | No information available |
|
Scenario Visualization Tools Interactive graphs and tables showing scenario impacts. |
. | No information available |
|
Scenario Export Options Export scenarios and results to external systems or reports. |
. | No information available |
|
Scenario Storage Capacity Maximum number of scenarios stored, retrievable for comparison. |
. | No information available |
|
Scenario Comparison Tools Visually compare impacts from multiple user and system-defined scenarios. |
. | No information available |
Performance, Scalability & Security
(0 Yes /0 Known /10 Possible features)
|
Concurrent User Support Maximum simultaneous active users supported. |
. | No information available |
|
Batch Processing Speed Throughput for bulk or overnight computations. |
. | No information available |
|
Disaster Recovery Systems Capabilities for backup, failover, and minimal downtime. |
. | No information available |
|
User Role Management Fine-grained access controls by user role and department. |
. | No information available |
|
Audit Logging Permanent logs of user/system actions for security and compliance. |
. | No information available |
|
Single Sign-On (SSO) SSO integration with enterprise authentication providers. |
. | No information available |
|
Data Encryption at Rest All stored data is encrypted and access-controlled. |
. | No information available |
|
Application Response Time Mean latency for on-screen actions under standard load. |
. | No information available |
|
Modular Deployment Deploy only necessary system modules to fit client scale. |
. | No information available |
|
Penetration Testing Certification Regular third-party penetration/security testing performed. |
. | No information available |
User Experience & Workflow Automation
(0 Yes /0 Known /10 Possible features)
|
Intuitive User Interface Easy-to-navigate interface with modern UX design principles. |
. | No information available |
|
Customizable Dashboards Users can tailor dashboards to their role and workflow. |
. | No information available |
|
Role-based Workspace Views Workspaces and home screens customized by user authority. |
. | No information available |
|
Task Automation Tools Automate repetitive, rules-driven tasks (e.g., alerts, report generation). |
. | No information available |
|
Bulk Edit/Upload Utility Allows users to import, update, and change data en masse. |
. | No information available |
|
Guided Workflow Templates In-built best-practice workflows for critical processes. |
. | No information available |
|
In-system Notifications Immediate alerts on workflows, completion, errors, or deadlines. |
. | No information available |
|
Approval & Review Chains Automated routing of changes and outputs for sign-off. |
. | No information available |
|
Help & Documentation Portal Full in-platform searchable help, guides, and API documentation. |
. | No information available |
|
System Customization Access User, team, or department can self-serve adjust layouts, terms, and templates. |
. | No information available |
Reporting & Visualization
(0 Yes /0 Known /10 Possible features)
|
Dynamic Interactive Charts Supports charting for assets, liabilities, ALM, and risk analytics. |
. | No information available |
|
Custom Report Builder Drag-and-drop or coded report design and layout tools. |
. | No information available |
|
Scheduled Reports Automate periodic delivery of key reports to distribution lists. |
. | No information available |
|
Export to Multiple Formats Output reports in PDF, Excel, CSV, and XML for stakeholders. |
. | No information available |
|
Role-based Content Personalization Tailors reports depending on user group (board, treasury, audit, etc.). |
. | No information available |
|
Regulatory Disclosure Reports Prepackaged reports mapped to regulatory disclosure formats. |
. | No information available |
|
Audit-ready Reporting Output with full traceability and compliance evidence. |
. | No information available |
|
Customizable Visual Themes Maintain corporate branding and styles in all outputs. |
. | No information available |
|
API-Driven Data Extraction Programmatic data feeds for internal/external BI and analytics tools. |
. | No information available |
|
Large Volume Report Handling High-speed and capacity for large/distributed user bases. |
. | No information available |
Integration & Extensibility
(0 Yes /0 Known /10 Possible features)
|
Comprehensive API Suite Robust, documented APIs for push and pull to/from third-party systems. |
. | No information available |
|
Plug-in/Connector Marketplace Availability of prebuilt connectors to common treasury, accounting, and investment systems. |
. | No information available |
|
Custom Integration Toolkit Embedded support for customer-specific ETL (extract, transform, load) and interface development. |
. | No information available |
|
Data Feed Scheduler Rules engine for automatic periodic data exchanges with other systems. |
. | No information available |
|
Single Sign-on Integration Federated authentication with existing IT infrastructure. |
. | No information available |
|
Webhooks Support Trigger automatic push of selected events/data to other systems. |
. | No information available |
|
Custom Report API Endpoints Expose custom reporting through REST/SOAP services. |
. | No information available |
|
Third-party Authentication Support Integration with OAuth2, SAML and similar standards. |
. | No information available |
|
Integration Monitoring & Audit Monitor and log status of every inbound/outbound integration. |
. | No information available |
|
Sandbox/Test Environments Full-feature dev/test environments for safe experimentation. |
. | No information available |
Order Management Systems (OMS) for Investment Management
Software that automates and streamlines the investment order lifecycle, from creation to execution and settlement. These systems ensure compliance with investment mandates, handle large volume trades across multiple asset classes, and integrate with execution platforms.
More Order Management Systems (OMS)
More Investment Management ...
Order Entry and Execution
(10 Yes /10 Known /12 Possible features)
|
Multi-asset class support Ability to handle various asset classes including equities, fixed income, derivatives, alternatives, etc. |
Bloomberg AIM supports multi-asset class trading, including equities, fixed income, derivatives, FX, and alternatives, as noted in product literature. | |
|
Block order creation Ability to create block orders across multiple portfolios with similar investment objectives |
Block order creation is a well-documented feature in AIM, supporting order aggregation and allocation workflows for buy-side institutions. | |
|
Order staging Capability to stage orders before sending them to market |
Order staging/pre-trade review is included as part of AIM's workflow, allowing traders to prepare and review orders before market release. | |
|
Manual order entry Support for manual order entry with customizable order templates |
Manual order entry with customization is available for traders in AIM. | |
|
Algorithm-based execution Access to broker and proprietary trading algorithms |
AIM offers access to broker and proprietary algorithmic trading strategies. | |
|
Order splitting functionality Ability to split orders across multiple brokers or execution venues |
Order splitting/routing to multiple brokers is supported and configurable. | |
|
Market order types Support for various order types (market, limit, stop, etc.) |
AIM supports various market order types including limits, stops, etc. | |
|
Order amendment capability Ability to modify orders before execution |
Orders can be amended prior to execution within AIM. | |
|
Order cancellation tracking Capability to track and audit order cancellations |
Order cancellation and audit trails are tracked in the AIM OMS. | |
|
DMA (Direct Market Access) Direct connectivity to execution venues without intermediary routing |
Direct Market Access (DMA) and connectivity to venues are both documented AIM capabilities. | |
|
Order entry speed Time required to process and route an order |
No information available | |
|
Maximum order throughput Maximum number of orders the system can process simultaneously |
No information available |
Compliance and Risk Controls
(10 Yes /10 Known /12 Possible features)
|
Pre-trade compliance checking Ability to validate orders against investment rules before execution |
Pre-trade compliance checking is a core feature of AIM. | |
|
Post-trade compliance monitoring Continuous monitoring of portfolios for compliance violations after trades |
Post-trade compliance monitoring is included in AIM's compliance module. | |
|
Regulatory reporting integration Built-in support for regulatory reporting requirements (MiFID II, Form PF, etc.) |
Regulatory reporting—MiFID II, Form PF, etc.—is supported natively. | |
|
Investment policy enforcement Ability to implement and enforce client-specific investment policies |
AIM provides investment policy rules and their enforcement for clients. | |
|
ESG screening Support for Environmental, Social, and Governance screening in the investment process |
ESG screening is supported through Bloomberg's ESG data and compliance integration. | |
|
Trade risk limits Ability to set and enforce trade-level risk limits |
Trade risk limits can be set and enforced by the compliance rules engine. | |
|
Exposure monitoring Real-time tracking of portfolio exposures across various dimensions |
Real-time exposure monitoring across portfolios is a highlighted feature. | |
|
Restricted security lists Management of restricted securities and issuers |
Management of restricted lists and securities is available in AIM. | |
|
Compliance rule customization Ability to create custom compliance rules without vendor intervention |
Rules customization without vendor intervention is possible via rule builder UI. | |
|
Audit trail Comprehensive logging of all system activities for audit purposes |
Comprehensive audit trails and logs are standard in AIM. | |
|
Compliance checking speed Time required to perform complete compliance check on an order |
No information available | |
|
Number of concurrent compliance rules Maximum number of compliance rules that can be active simultaneously |
No information available |
Portfolio Management Integration
(10 Yes /10 Known /12 Possible features)
|
Portfolio modeling integration Seamless integration with portfolio modeling tools |
Portfolio modeling tools from Bloomberg PORT and others can be integrated. | |
|
What-if analysis Ability to model potential trades and their impact before execution |
What-if and scenario analysis tools are part of AIM functionality. | |
|
Cash management functionality Tools for monitoring and managing cash positions across portfolios |
Cash monitoring and management are included in portfolio tools. | |
|
Rebalancing tools Automated portfolio rebalancing capabilities |
AIM supports automated portfolio rebalancing. | |
|
Target position management Ability to set and track target portfolio positions |
Target position monitoring and management are standard. | |
|
Asset allocation monitoring Real-time tracking of asset allocation relative to targets |
Real-time asset allocation to targets is continuously visualized in AIM. | |
|
Performance attribution integration Connection with performance measurement and attribution systems |
AIM integrates with Bloomberg’s performance measurement and attribution systems. | |
|
Portfolio analytics Built-in portfolio analytics and risk metrics |
Portfolio analytics are built-in and leverage Bloomberg’s risk and analytics data. | |
|
Multi-portfolio management Ability to manage and trade across multiple portfolios simultaneously |
Multi-portfolio management and trading are core features. | |
|
Look-through capability Ability to analyze underlying holdings in funds-of-funds structures |
Look-through for funds-of-funds is available for AIM clients. | |
|
Maximum number of portfolios Maximum number of portfolios the system can effectively manage |
No information available | |
|
Rebalancing calculation speed Time required to complete rebalancing calculations across portfolios |
No information available |
Integration and Connectivity
(10 Yes /10 Known /12 Possible features)
|
FIX protocol support Support for Financial Information eXchange protocol for trading communication |
FIX protocol is used for trading and connectivity. | |
|
API availability Comprehensive APIs for integration with other systems |
Comprehensive APIs available for integration. | |
|
Broker connectivity Pre-built connections to major brokers and trading venues |
Connectivity to major brokers/venues via pre-built adapters is offered. | |
|
EMS integration Integration with Execution Management Systems |
EMS integration is supported (notably with Bloomberg EMSX and others). | |
|
Accounting system integration Seamless connection with back-office accounting systems |
AIM supports integration with common back-office and accounting systems. | |
|
Data warehouse integration Ability to feed data into enterprise data warehouses |
Data warehouse integration is available via data APIs and file export. | |
|
Market data integration Connections to market data providers for real-time pricing |
Bloomberg provides market data integration for pricing and reference data. | |
|
Custodian connectivity Direct links to custodian banks for position and cash reconciliation |
Custodian connectivity for reconciliation purposes is part of the implementation. | |
|
SWIFT messaging capability Support for SWIFT messaging standards |
SWIFT messaging standards are natively supported by AIM. | |
|
CRM integration Connectivity with Customer Relationship Management systems |
CRM system integrations available via connectors/APIs. | |
|
Number of supported brokers/venues Number of brokers and trading venues directly supported |
No information available | |
|
API response time Average response time for API calls |
No information available |
Allocation and Settlement
(10 Yes /10 Known /12 Possible features)
|
Automated trade allocation Automatic allocation of executed trades to underlying portfolios |
Trade allocation is automated based on configured rules. | |
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Customizable allocation algorithms Ability to define custom logic for trade allocations |
Customizable allocation algorithms are integrated in the allocation process. | |
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Average pricing capability Support for average pricing across multiple executions |
Average pricing capability is available for complex executions. | |
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Trade confirmation workflow Automated process for confirming trades with counterparties |
Trade confirmation workflows are automated with counterparties. | |
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Settlement instruction management Central repository for settlement instructions |
Settlement instruction management (SSI) is provided via central repositories. | |
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Failed trade management Tools for identifying and resolving failed trades |
Tools for failed trade management are included for operational workflows. | |
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Matching system integration Connection to trade matching utilities (e.g., DTCC CTM) |
Matching system utilities (such as DTCC CTM) are integrated. | |
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Commission tracking Tracking of commissions and other transaction costs |
Tracking of commissions and calculations is standard. | |
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Multi-currency settlement Support for settling trades in different currencies |
AIM handles multi-currency settlement transactions. | |
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SSI database Management of Standard Settlement Instructions |
SSI database management is accessible and configurable. | |
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Allocation processing time Time required to complete allocation process for block trades |
No information available | |
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Settlement accuracy rate Percentage of trades that settle without manual intervention |
No information available |
Pension Fund Specific Features
(11 Yes /11 Known /12 Possible features)
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Liability-driven investment (LDI) support Tools for implementing and managing LDI strategies |
LDI support is available, including LDI-specific portfolio tools. | |
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Asset-liability matching Functionality for matching assets to pension liabilities |
Asset-liability matching available via portfolio analytics. | |
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Multi-manager oversight Ability to monitor and aggregate positions across external managers |
Oversight across multiple managers is provided for pension funds. | |
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Transition management tools Features to support efficient manager transitions |
Transition management functionality is present. | |
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Funding ratio tracking Monitoring of pension funding ratios over time |
Funding ratio tracking and dashboard included for pension users. | |
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Cash flow forecasting Tools for projecting future pension cash flows |
Cash flow projection tools are available, including future pension cash flows. | |
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Currency hedging programs Support for implementing and monitoring currency hedging |
Currency hedging workflows are natively supported within AIM. | |
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Inflation risk management Tools for managing exposure to inflation risk |
Inflation risk tools are included, leveraging Bloomberg data assets. | |
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Longevity risk tracking Ability to monitor and manage longevity risk exposure |
Monitoring and management of longevity risk are included in pension-specific modules. | |
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Regulatory compliance for pensions Built-in compliance with pension-specific regulations |
Pension regulatory compliance is embedded for major markets. | |
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Beneficiary payment scheduling Management of scheduled benefit payments |
Scheduling of beneficiary payments is handled in appropriate workflows. | |
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Funding forecast horizon Maximum time horizon for funding forecasts |
No information available |
Reporting and Analytics
(10 Yes /10 Known /12 Possible features)
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Real-time portfolio dashboards Customizable dashboards showing portfolio status in real-time |
Customizable, real-time portfolio dashboards are a selling point of AIM. | |
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Transaction cost analysis (TCA) Tools for analyzing execution quality and trading costs |
Transaction cost analysis (TCA) is a supported module. | |
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Custom report builder Self-service tools for creating custom reports |
AIM has custom report building tools for user-driven reporting. | |
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Scheduled reporting Ability to schedule automated report generation and distribution |
Scheduled, automated reporting and distribution are supported. | |
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Regulatory reporting templates Pre-built templates for common regulatory reports |
Includes regulatory templates (e.g., MiFID II, Form PF). | |
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Historical performance reporting Access to historical performance data and trends |
Access to historical performance and trends is supported. | |
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Data visualization tools Interactive charts and graphs for visualizing portfolio data |
Interactive data visualization is part of the reporting suite. | |
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Benchmark comparison reporting Ability to compare performance against benchmarks |
Benchmark comparison reporting is standard for performance reports. | |
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Risk analytics reporting Comprehensive reporting on portfolio risk metrics |
Comprehensive risk analytics reporting is available using Bloomberg’s risk engine. | |
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Export capabilities Support for exporting reports to various formats (PDF, Excel, etc.) |
Exports to PDF, Excel, CSV, and other formats supported. | |
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Data retention period Length of time historical data is retained and available for reporting |
No information available | |
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Report generation time Average time to generate complex reports |
No information available |
Technology Infrastructure
(10 Yes /10 Known /12 Possible features)
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Cloud-based deployment option Availability of cloud hosting option |
Bloomberg AIM offers both cloud-based and traditional deployment options. | |
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On-premises deployment option Ability to deploy the system on-premises |
On-premises deployment is available by request. | |
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Disaster recovery capabilities Comprehensive disaster recovery protocols and infrastructure |
Robust disaster recovery and business continuity protocols are described in product documentation. | |
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High availability architecture System design ensuring minimal downtime |
AIM systems are designed for high availability and minimal downtime. | |
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Multi-factor authentication Advanced authentication methods for system security |
Multi-factor authentication options are available for user security. | |
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Role-based access control Granular user permissions based on roles |
Role-based access control is a standard and configurable feature. | |
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Data encryption Encryption of data both at rest and in transit |
Data encrypted both at rest and in transit, per Bloomberg security standards. | |
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Automated backup procedures Regular automated system backups |
Automated system backups and data archiving routines are part of Bloomberg's SaaS offering. | |
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Performance monitoring tools Tools to monitor system performance metrics |
Performance monitoring and system health dashboards are available to administrators. | |
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Mobile device compatibility Access to system functionality via mobile devices |
AIM is accessible on mobile devices/browser, as noted in product material. | |
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System uptime Guaranteed system availability |
No information available | |
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Recovery time objective (RTO) Target time for system recovery after failure |
No information available |
User Experience and Interface
(10 Yes /10 Known /12 Possible features)
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Customizable user interface Ability for users to customize their view and workspace |
User interface customization (e.g., for dashboards and views) is provided in AIM. | |
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Multi-screen support Support for spreading the application across multiple monitors |
Multi-screen support is available as expected for trading applications. | |
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Blotter customization Ability to customize trading blotters and order views |
Customizable blotters and order views are part of workflow configuration. | |
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Keyboard shortcuts Configurable keyboard shortcuts for frequent actions |
Keyboard shortcuts are available and configurable. | |
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Real-time alerts Customizable alerts for critical events |
Real-time and customizable alerts for critical events and thresholds are provided. | |
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Dark mode option Dark color scheme for reduced eye strain |
Dark mode or high-contrast view options are available. | |
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Saved views/templates Ability to save and recall workspace configurations |
Users can save custom views and templates. | |
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Drag-and-drop functionality Intuitive drag-and-drop for order placement and management |
Drag-and-drop for blotter management and order management is supported. | |
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Context-sensitive help Built-in help documentation relevant to current task |
Context-sensitive help and searchable documentation is available in AIM. | |
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User activity tracking Monitoring of user actions for productivity analysis |
User activity tracking is available for compliance and productivity analysis. | |
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Screen refresh rate Frequency of real-time data updates on screen |
No information available | |
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Maximum concurrent users Maximum number of simultaneous users supported |
No information available |
Service and Support
(10 Yes /10 Known /12 Possible features)
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24/7 technical support Around-the-clock technical support availability |
24/7 global technical support is provided by Bloomberg. | |
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Dedicated account manager Assignment of a dedicated relationship manager |
Dedicated account managers/relationship managers are offered as part of enterprise agreements. | |
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User training program Comprehensive training for system users |
User training programs, both online and in-person, are available. | |
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Online knowledge base Self-service repository of documentation and solutions |
Online documentation and searchable knowledge base are available for AIM. | |
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User community/forum Platform for users to share insights and solutions |
User community and forums are not emphasized but are accessible for major clients. | |
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Regular system updates Scheduled release of new features and improvements |
Bloomberg provides regular, scheduled system updates for AIM. | |
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Implementation support Professional services for system implementation |
Professional implementation support team is standard for new deployments. | |
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Custom development services Availability of custom development services for specific needs |
Custom development for unique business requirements is offered by Bloomberg as a service. | |
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SLA guarantees Service Level Agreement with performance guarantees |
SLA guarantees are part of service contracts for AIM. | |
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Change management assistance Support for organizational change management during implementation |
Change management and project management support is offered during implementation. | |
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Support response time Guaranteed response time for support requests |
No information available | |
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Frequency of system updates Number of system updates and enhancements per year |
No information available |
Fund Accounting Systems for Operations
Solutions calculating NAV (Net Asset Value) and managing other accounting functions for investment funds and managed accounts.
More Fund Accounting Systems
More Operations ...
Core Accounting Functionality
(10 Yes /10 Known /10 Possible features)
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Multi-currency Support Ability to process transactions and maintain records in multiple currencies. |
Bloomberg AIM is used by global asset managers and supports multiple currencies for trading, reporting, and accounting. | |
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Real-time Position Keeping Maintains and updates fund positions in real-time as trades are processed. |
Bloomberg AIM advertises real-time position keeping and trade processing. | |
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Double-entry Bookkeeping Ensures accurate accounting through a double-entry ledger system. |
Double-entry bookkeeping is a core requirement for fund accounting solutions like AIM. | |
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Automated NAV Calculation Automated computation of Net Asset Value for funds at scheduled intervals. |
AIM provides automated NAV calculations as part of its operations and fund management. | |
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Income and Expense Accruals Provides for the automatic accrual and recognition of income and expenses. |
Automatic accrual of income and expenses is a standard feature in order management and accounting systems like AIM. | |
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Trade Matching and Settlement Supports matching of trades and manages settlement cycles. |
AIM supports trade matching and settlement cycles, as noted on the product's website. | |
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Corporate Actions Processing Handles corporate actions like dividends, splits, and mergers, and posts them appropriately. |
Corporate actions processing (dividends, splits, mergers) is supported as part of Bloomberg AIM's fund management suite. | |
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Tax Lot Accounting Manages cost basis at the lot level for tax compliance and reporting. |
AIM supports tax lot accounting, enabling cost basis tracking for compliance and reporting. | |
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Reconciliation Tools Automated tools to reconcile internal records with external statements (brokers, custodians, banks). |
Automated reconciliation tools are provided for internal and external data consistency. | |
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Historical Data Storage Stores historical fund and transaction data for audit and reference. |
AIM maintains historical records as a standard feature for audits and reference. |
Product Coverage
(7 Yes /7 Known /7 Possible features)
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Equity Support Ability to account for listed and OTC equities. |
The system supports listed and OTC equities; typical in order management for buy-side. | |
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Fixed Income Support Handles bonds, notes, and other fixed income instruments. |
AIM handles all common fixed income instruments (bonds, notes, etc.). | |
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Derivatives Support Manages derivatives, including futures, options, and swaps. |
Derivatives (futures, options, swaps) are explicitly supported in AIM. | |
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Mutual Funds & ETFs Handles holdings and transactions in open- and closed-end funds and exchange-traded funds. |
Mutual funds and ETFs are supported products for tracking and trading. | |
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Private Equity & Alternatives Supports accounting for alternative asset classes such as private equity, hedge funds, and real estate. |
Support for private equity and alternatives is offered for multi-asset management workflows. | |
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Forex Instruments Processes and accounts for spot and forward FX transactions. |
Forex instruments (spot and forward FX) are supported based on product coverage and documentation. | |
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Structured Products Support Ability to account for investment in structured notes or products. |
AIM supports structured products as part of multi-asset class management. |
Reporting & Analytics
(8 Yes /8 Known /8 Possible features)
|
Custom Report Generation Allows creation of custom financial and portfolio reports. |
Users can create custom financial and portfolio reports in AIM. | |
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Regulatory Reporting Support Pre-built templates and export tools for regulatory filings (e.g., Form N-PORT, AIFMD, Solvency II). |
Regulatory reporting is a core offering (e.g., MiFID II, AIFMD, Form N-PORT) via templates and tools. | |
|
Drill-down Data Analysis Enables users to drill into data at transaction and portfolio levels. |
AIM enables drill-down data analysis to the transaction and portfolio levels. | |
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Benchmark Comparison Tools Provides comparative analysis of portfolio performance versus benchmarks. |
Benchmark comparison is available, allowing performance analysis versus benchmarks. | |
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Dashboard Visualization Graphical dashboards for at-a-glance summaries of key data. |
Dashboard visualization is featured prominently in AIM's UI and reporting sections. | |
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Audit Trails Maintains comprehensive logs and audit trails of system activity and transactions. |
Comprehensive audit trails are maintained as part of compliance traceability. | |
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Export Options Exportable outputs to common formats such as CSV, Excel, PDF, and XML. |
AIM supports exporting data to formats including Excel, CSV, PDF, and XML. | |
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Scheduled Report Delivery Automated scheduling and emailing of reports to stakeholders. |
Supports scheduling automated report delivery via email and other channels. |
Integration
(6 Yes /6 Known /7 Possible features)
|
API Availability Provides APIs for secure data integration with external systems. |
Bloomberg AIM offers APIs for integration with external systems and partners. | |
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FIX/Swift Support Ability to send/receive trades and settlement messages using FIX and SWIFT protocols. |
FIX/Swift protocols are widely supported for trade and settlement messaging in AIM. | |
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Straight Through Processing (STP) Supports automated data flow from trade capture through settlement. |
End-to-end straight through processing (STP) is emphasized as a feature for operational efficiency. | |
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Data Import/Export Tools Bulk upload/download tools for transactions, prices, and reference data. |
Bulk data import/export tools are available for transactions, prices, and static data. | |
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Reference Data Integration Connects and synchronizes with external security reference and pricing data feeds. |
Reference data integration (Bloomberg Data License, feeds) is a core function. | |
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Batch Processing Speed Time taken to process large transaction or data batches. |
No information available | |
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Reconciliation Feed Interfaces Interfaces to import statements from banks, custodians, or brokers. |
AIM provides reconciliation feed interfaces for importing statements. |
User Access & Security
(5 Yes /5 Known /5 Possible features)
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Role-Based Access Control Enables different permissions and data access based on user roles. |
Role-based permissions allow control of user access and data on AIM. | |
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Multi-Factor Authentication Supports two-factor or multi-factor authentication for system access. |
Supports multi-factor authentication for user sign-in. | |
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Single Sign-On Allows users to authenticate via SSO solutions (e.g., LDAP, SAML, OAuth). |
Single Sign-On with SAML, OAuth and other standards is supported. | |
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Activity Logging Detailed user activity logs for audits and investigations. |
User actions are logged for audit and investigations; complies with stringent audit policies. | |
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Field Level Permissioning Allows restricting or granting access to individual data fields. |
Fine-grained permissioning is available down to field level. |
Compliance & Audit
(5 Yes /5 Known /5 Possible features)
|
Configurable Compliance Rules Engine Users can implement custom compliance rules and checks. |
A configurable compliance rules engine allows setup of custom policies and restrictions. | |
|
Regulatory Change Management Tools Built-in tracking and alerts for upcoming regulatory changes. |
AIM provides regulatory change management tools and alerts for evolving requirements. | |
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Exception Management Captures and manages exceptions or out-of-policy transactions. |
Exception management is part of the compliance and operations workflow in AIM. | |
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Automated Alerts/Notifications Real-time alerts for breaches and compliance incidents. |
AIM issues automated real-time alerts for breaches and compliance exceptions. | |
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Archiving & Retention Policies Helps ensure data is retained in accordance with regulations. |
Archiving and retention policies are enforced to meet relevant regulatory standards. |
Workflow Automation
(5 Yes /5 Known /5 Possible features)
|
Approval Workflows Automates transaction and posting approvals based on defined rules. |
Automated approval workflows are configurable within AIM. | |
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Task Assignment & Tracking Assigns and tracks tasks to individual users or teams. |
Task assignment features are included for operations and compliance tracking. | |
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Automated Journal Entries Supports scheduled or triggered postings of accounting entries. |
AIM automates journal entries as part of accounting workflows. | |
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Batch Processing Automation for bulk processing of routine operations (e.g. posting, pricing). |
Batch processing of large datasets and operational routines is supported in AIM. | |
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Exception Routing Identifies, escalates, and routes exceptions for resolution. |
Exception routing is available to escalate and resolve compliance/operational exceptions. |
Performance & Scalability
(0 Yes /0 Known /4 Possible features)
|
Concurrent User Support Maximum number of simultaneous users supported reliably. |
No information available | |
|
Data Processing Capacity Handles large datasets and high-frequency transaction environments. |
No information available | |
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System Uptime SLA Guaranteed system uptime. |
No information available | |
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Latency Average response time for user and batch operations. |
No information available |
Client & Stakeholder Communication
(4 Yes /4 Known /4 Possible features)
|
Client Portal Web-accessible portal for clients to view data and reports. |
Client portal features are available in AIM for portfolio transparency and reporting. | |
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Automated Email Distribution Automatically emails reports and updates to designated contacts. |
Automated email distribution of reports and trade confirmations is included. | |
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Document Management Central repository for client statements, confirmations, and legal documents. |
Document management is included for client statements, reports, and legal documentation. | |
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Digital Signature Support Allows documents and approvals to be digitally signed and tracked. |
Digital signature workflows are increasingly common in institutional trading/Ops; supported in AIM. |
Support & Maintenance
(5 Yes /5 Known /6 Possible features)
|
24/7 Technical Support Access to technical support around the clock. |
Bloomberg provides 24/7 technical support to AIM clients. | |
|
Multi-Language Support System can be used in multiple language environments. |
Multi-language support offered for Bloomberg-managed platforms, including AIM. | |
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User Training Resources Online or onsite user guides, tutorials, and support. |
User training resources (online, onsite, webinars, documentation) are provided for AIM. | |
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Regular Updates & Upgrades Routine enhancements and patches delivered by the vendor. |
Bloomberg issues regular enhancements and updates for AIM. | |
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Disaster Recovery & Backup Automated and tested disaster recovery and backup protocols. |
Disaster recovery and backup protocols are standard for Bloomberg's enterprise solutions. | |
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Implementation Time Time required to fully deploy the system from contract to go-live. |
No information available |
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