Financial Technology Year

ACA ComplianceAlpha
By: ACA Group
https://www.acaglobal.com/aca-compliance-alpha

End-to-end compliance management platform with regulatory monitoring, employee compliance, personal trading surveillance, compliance program management, and testing tailored for banking and financial services compliance.

Bloomberg AIM (Asset & Investment Manager)
By: Bloomberg
https://www.bloomberg.com/professional/product/asset-investment-manager/

A buy-side order management system that provides portfolio management, trading, compliance, operations, and P&L capabilities. Includes real-time positions, pre-trade compliance, order management, trading tools, and comprehensive reporting.

thinkFolio
By: IHS Markit (Now part of S&P Global)
https://ihsmarkit.com/products/thinkfolio.html

Portfolio modeling, order management, compliance, cash management, analytics, performance measurement, and investment book of record (IBOR) across multiple asset classes.

SimCorp Dimension Compliance Manager
By: SimCorp
https://www.simcorp.com/en/solutions/front-office/compliance

End-to-end compliance monitoring solution with pre- and post-trade compliance checks, automated rule maintenance, regulatory updates, real-time alerts, customizable dashboards, and comprehensive audit trails. Supports multiple asset classes and global regulations.

Linedata Compliance
By: Linedata
https://www.linedata.com/solutions/asset-management/compliance-and-risk

Investment compliance solution with pre- and post-trade monitoring, regulatory rule libraries, customizable alerts, audit trails, and comprehensive reporting. Supports multiple asset classes, complex portfolios, and global regulatory frameworks.

FactSet Portfolio Compliance
By: FactSet
https://www.factset.com/solutions/investment-management/portfolio-compliance

Integrated compliance monitoring with pre- and post-trade compliance checks, rule-based monitoring, automated breach notifications, customizable dashboards, and detailed reporting. Supports multiple asset classes and regulatory frameworks.

SS&C Advent Compliance
By: SS&C Technologies
https://www.ssctech.com/solutions/investment-compliance

Comprehensive compliance monitoring with pre- and post-trade compliance checks, automated rule maintenance, regulatory updates, audit trails, and detailed reporting. Supports complex investment strategies and regulatory requirements across multiple jurisdictions.

Aladdin Compliance
By: BlackRock Solutions
https://www.blackrock.com/aladdin/capabilities/compliance

End-to-end compliance monitoring with pre- and post-trade compliance checks, customizable rule libraries, regulatory updates, breach management workflows, and detailed reporting. Integrated with portfolio management and risk analytics for a comprehensive view of portfolios.

FIS Investran Compliance
By: FIS Global
https://www.fisglobal.com/solutions/investran

Investment compliance monitoring solution with pre- and post-trade compliance checks, rule-based monitoring, automated alerts, breach management workflows, and detailed reporting. Supports multiple asset classes and regulatory frameworks.

Regnology Compliance Software
By: Regnology
https://www.regnology.net/products/compliance-software/

Enhances investment compliance monitoring through real-time analytics, workflow management, and automated reporting. Provides tools for managing and visualizing compliance-related data.

Apex Compliance Monitoring
By: Apex Group Ltd.
https://www.apexgroup.com/compliance-monitoring/

Integrated compliance solutions for fund managers that involve real-time monitoring, regulatory reporting, and risk assessment tailored to meet evolving regulations in various jurisdictions.

Charles River Investment Management Solution
By: Charles River Development
https://www.charlesriver.com/products/investment-management/

Integrated compliance monitoring module that supports regulatory guidelines and internal policies across multiple asset classes, with pre and post-trade compliance checks and reporting functionalities.

Investment Compliance Monitoring Service
By: Maitland
https://www.maitlandgroup.com/solutions/regulated-funds/investment-compliance-monitoring/

Outsourced investment compliance for UCITS, AIFMD and other global regulatory requirements, rules coding, breach escalation, exception management, and ongoing reporting.