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Compliance Monitoring Tools for Compliance and Governance

Systems that continuously monitor operations against regulatory requirements and internal policies, providing alerts for potential compliance issues and maintaining audit trails of compliance activities.
Other Compliance and Governance

SS&C Compliance Intelligence
By: SS&C Technologies
https://www.ssctech.com/solutions/investment-compliance-monitoring
Comprehensive compliance solution for pension funds that monitors investment guidelines, tracks regulatory requirements, and provides reporting capabilities. Features include automated rule monitoring, exception management, audit trails, and integration with portfolio management systems.

Broadridge Investment Compliance Solutions
By: Broadridge Financial Solutions
https://www.broadridge.com/financial-services/asset-management/investment-management/investment-compliance-solutions
Comprehensive compliance monitoring platform for pension funds offering pre-trade compliance checks, post-trade monitoring, regulatory reporting, and governance tools. The solution includes rule-based monitoring for investment guidelines, regulatory requirements, and ESG criteria.

eFront Insight Compliance
By: eFront (part of BlackRock)
https://www.efront.com/solutions/limited-partners/compliance-monitoring
Compliance monitoring solution for pension funds investing in alternative assets. Features include investment guideline monitoring, exposure tracking, regulatory compliance checks, ESG compliance monitoring, custom rule implementation, and comprehensive reporting capabilities.

Axioma Portfolio Compliance
By: Axioma (SS&C Technologies)
https://www.axioma.com/solutions/compliance-solutions/
Compliance monitoring solution for pension funds that offers pre-trade and post-trade compliance checks, investment mandate monitoring, and regulatory reporting. Features include rule-based monitoring, exception management, what-if analysis, and integration with portfolio management systems.

Orbis Compliance Monitor
By: Orbis Investments
https://www.orbis.com/products/compliance/
A robust solution designed to help pension funds monitor compliance with investment regulations and guidelines through real-time analytics and automated reporting.

Compliance Management Software
By: LogicManager
https://www.logicmanager.com/compliance-management/
Streamlines the risk assessment process, manages compliance obligations, and monitors key risk indicators. Provides automated workflows and reporting to ensure compliance adherence.

Elliptic Risk Management
By: Elliptic
https://www.elliptic.co/risk-monitoring
Advanced monitoring of blockchain transactions, automated AML compliance tools, and reporting capabilities to ensure compliance with regulations related to cryptocurrency.

Smarsh Compliance Platform
By: Smarsh
https://www.smarsh.com/platform/
Unified compliance monitoring for digital communications, surveillance, policy management, retention, and e-discovery. Customizable alerts and automated workflows support governance requirements in pension fund management.

MetricStream Compliance Management
By: MetricStream
https://www.metricstream.com/products/compliance-management.htm
Enables real-time compliance monitoring, manages regulatory obligations, surveys, policy attestations, risk assessments, and automates compliance reporting for pension fund managers.

RSA Archer Corporate Compliance Management
By: RSA
https://www.rsa.com/en-us/products/integrated-risk-management/corporate-compliance-management
Allows financial and pension organizations to document, manage, and monitor regulatory requirements, policies, controls, and compliance processes in one platform. Supports audits and compliance reporting.

SAI360 Compliance Management Solution
By: SAI360
https://www.sai360.com/risk/compliance-management
Monitors regulatory requirements, automates policy management and tracks compliance controls. Provides dashboards, self-assessment tools, and robust reporting for pension fund governance.

Thomson Reuters Compliance Learning & Regulatory Intelligence
By: Thomson Reuters
https://legal.thomsonreuters.com/en/products/compliance-learning
Real-time monitoring of global regulatory changes, customizable compliance workflows, tracking, alerts, policy and training management for compliance teams in pension funds.

Bloomberg Compliance Manager
By: Bloomberg
https://www.bloomberg.com/professional/product/regulatory-compliance/
A comprehensive compliance solution that helps investment management firms manage regulatory obligations. Features include trade surveillance, compliance testing, regulatory reporting, personal trading oversight, and documentation management. Fully integrated with Bloomberg's data and trading solutions.

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