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SAS® Anti-Money Laundering from SAS

Offers robust KYC solutions that help organizations detect and prevent money laundering by integrating customer due diligence, transaction monitoring, and reporting capabilities.

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Product analysis by function

Know Your Customer (KYC) for Compliance

Platforms for verifying customer identities, assessing risk, and meeting regulatory requirements for customer onboarding.
More Know Your Customer (KYC) More Compliance ...

Identity Verification
(8 Yes /8 Known /10 Possible features)

Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
(8 Yes /8 Known /10 Possible features)

Data Security & Privacy
(9 Yes /9 Known /10 Possible features)

Regulatory Compliance & Reporting
(9 Yes /9 Known /10 Possible features)

User Experience & Onboarding
(8 Yes /8 Known /10 Possible features)

Integration & Interoperability
(9 Yes /9 Known /10 Possible features)

Fraud Detection & Prevention
(8 Yes /8 Known /10 Possible features)

Monitoring & Ongoing KYC
(9 Yes /9 Known /10 Possible features)

Analytics & Reporting
(9 Yes /9 Known /10 Possible features)

Scalability & Performance
(6 Yes /6 Known /10 Possible features)

Vendor Support & Maintenance
(8 Yes /8 Known /10 Possible features)

AML and KYC Solutions for Risk & Compliance

Tools for anti-money laundering screening, know-your-customer processes, and sanctions checking to ensure compliance with financial crime prevention regulations.
More AML and KYC Solutions More Risk & Compliance ...

Customer Onboarding
(12 Yes /12 Known /13 Possible features)

Ongoing Monitoring and Screening
(9 Yes /9 Known /13 Possible features)

Case Management & Investigations
(11 Yes /11 Known /12 Possible features)

Integration & Interoperability
(10 Yes /10 Known /11 Possible features)

Compliance & Regulatory Coverage
(10 Yes /10 Known /11 Possible features)

User Experience & Usability
(11 Yes /11 Known /11 Possible features)

Reporting & Analytics
(9 Yes /9 Known /11 Possible features)

Data Security & Privacy
(10 Yes /10 Known /11 Possible features)

Product Scalability & Performance
(4 Yes /4 Known /10 Possible features)

Vendor Support, SLAs & Documentation
(9 Yes /9 Known /10 Possible features)

Cost & Licensing
(7 Yes /7 Known /10 Possible features)

Regulatory Compliance Systems for Compliance and Risk Management

Platforms that track changing regulations, automate compliance workflows, manage required disclosures, and ensure advisors meet regulatory obligations from bodies like the SEC, FINRA, and state regulators.
More Regulatory Compliance Systems More Compliance and Risk Management ...

Regulatory Coverage
(7 Yes /7 Known /11 Possible features)

Workflow Automation
(9 Yes /9 Known /11 Possible features)

Disclosure and Documentation Management
(0 Yes /0 Known /11 Possible features)

Compliance Monitoring
(8 Yes /8 Known /11 Possible features)

Audit and Reporting
(8 Yes /8 Known /11 Possible features)

Integration and Interoperability
(8 Yes /8 Known /11 Possible features)

User Access and Permissions
(2 Yes /2 Known /11 Possible features)

Data Security and Privacy
(9 Yes /9 Known /11 Possible features)

User Experience and Adoption
(2 Yes /2 Known /11 Possible features)

Risk Assessment and Management
(0 Yes /0 Known /11 Possible features)

Support and Vendor Reliability
(0 Yes /0 Known /11 Possible features)

Compliance Management for Compliance

Platforms for managing the overall compliance program, including policy management, training, and regulatory change management.
More Compliance Management More Compliance ...

Regulatory Compliance Monitoring
(5 Yes /5 Known /10 Possible features)

KYC & Customer Due Diligence
(5 Yes /5 Known /11 Possible features)

Anti-Money Laundering (AML)
(9 Yes /9 Known /11 Possible features)

Audit & Reporting
(0 Yes /0 Known /10 Possible features)

Workflow Automation
(0 Yes /0 Known /10 Possible features)

User Access & Security
(2 Yes /2 Known /10 Possible features)

Data Management & Quality
(2 Yes /2 Known /10 Possible features)

Integration & Interoperability
(1 Yes /1 Known /10 Possible features)

User Experience & Accessibility
(0 Yes /0 Known /10 Possible features)

Training & Knowledge Management
(0 Yes /0 Known /10 Possible features)

Continuous Improvement & Risk Management
(0 Yes /0 Known /10 Possible features)

Sanctions Screening Software for Treasury Compliance

Applications that check payment beneficiaries and financial counterparties against global sanctions lists to ensure compliance with international regulations.
More Sanctions Screening Software More Treasury Compliance ...

Sanctions List Coverage
(8 Yes /8 Known /10 Possible features)

Screening Capabilities
(9 Yes /9 Known /10 Possible features)

Integration & Connectivity
(9 Yes /9 Known /10 Possible features)

Compliance Management & Workflow
(10 Yes /10 Known /10 Possible features)

Reporting & Analytics
(9 Yes /9 Known /10 Possible features)

User Experience & Accessibility
(8 Yes /8 Known /10 Possible features)

Security & Data Protection
(10 Yes /10 Known /10 Possible features)

Scalability & Performance
(6 Yes /6 Known /10 Possible features)

Regulatory Compliance & Audit
(9 Yes /9 Known /10 Possible features)

Support, Maintenance & Vendor Services
(10 Yes /10 Known /10 Possible features)

Cost & Licensing Flexibility
(6 Yes /6 Known /10 Possible features)

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Document Verification Verifies government-issued identity documents such as passports, driver's licenses, or identity cards.		SAS AML performs government document verification as part of KYC onboarding, per product documentation and marketing materials.
Biometric Authentication Uses facial recognition, fingerprints, or other biometrics for identity validation.		SAS AML supports biometric authentication (face/voice/fingerprint) as an optional feature for high-assurance CDD per solution briefs.
Liveness Detection Validates that a real person is present during the verification process to prevent spoofing.		SAS AML includes liveness detection as part of its biometric authentication solution according to SAS solution sheets.
Data Cross-Checking Automatically cross-checks customer data against third-party databases or watchlists.		Automatic cross-checking with global sanction lists, PEP, and adverse media databases is a core feature described on SAS AML webpage.
Optical Character Recognition (OCR) Extracts and auto-fills information from documents using OCR technology.		SAS AML supports OCR for document capture as part of its onboarding workflows, per technical documentation.
Verification Speed Average time taken to verify identity documents and update status.		No information available
Multi-Language Support Supports document types and interfaces in multiple languages.		Multi-language support is mentioned in SAS KYC documentation as part of global customer onboarding.
Video Verification Enables recorded or live video sessions for compliance with regulatory requirements.		SAS AML enables live or recorded video verification to support regulatory requirements, mentioned in product brochures.
Name Matching Accuracy Rate at which the system accurately matches submitted names against government data.		No information available
Geolocation Check Confirms the customer's location during onboarding.		Geolocation is checked during onboarding for fraud detection and KYC, as confirmed by SAS product sheets.

Automated Risk Scoring System assigns risk scores based on customer profiles and behaviors.		Automated risk scoring is a highlighted SAS AML feature for CDD and EDD workflows.
PEP Screening Checks for Politically Exposed Persons among customers.		PEP screening is promoted as a key SAS AML KYC function.
Sanctions and Watchlist Screening Verifies customers against domestic and international sanctions lists.		SAS AML checks against sanctions and watchlists during onboarding and ongoing monitoring.
Adverse Media Checks Automated scanning for negative news regarding the customer or entity.		Adverse media checks are central to SAS AML's due diligence features, as per product overview.
Custom Risk Rules Bank can configure custom criteria for risk assessment.		Custom risk rules are supported through the SAS AML rules engine.
Transaction Monitoring Integration Integrates customer risk scores with transaction monitoring systems for continuous compliance.		SAS AML can integrate customer risk scores with transaction monitoring based on solution architecture.
Ongoing Due Diligence Frequency Frequency with which ongoing due diligence checks are automatically performed.		No information available
Risk Scoring Algorithm Transparency Provides auditability and explainability for risk score decisions.		Risk scoring algorithms in SAS AML provide explainability and auditability, as per technical whitepapers.
Alert Generation Rate The average number of risk or compliance alerts generated per month.		No information available
Remediation Workflow Enables escalation and case management for high-risk findings.		Case management and escalation workflow are supported as described in SAS AML product documentation.

Data Encryption at Rest Customer data is encrypted when stored in databases.		SAS AML implements encryption at rest for sensitive customer data per security compliance page.
Data Encryption in Transit All communications and data transfers are encrypted.		Data is encrypted in transit as required for financial software, confirmed by SAS AML compliance documentation.
Role-Based Access Control Granular control of access levels for different users and roles.		Role-based access control is offered as part of SAS AML's user management and compliance settings.
Audit Trails Comprehensive logging of all user activities for compliance monitoring.		Audit trails of user activities are maintained within the system, referenced in SAS AML compliance modules.
Data Retention Policy Management Configurable policies for how long KYC data is retained.		Configurable data retention policies are available in SAS AML, according to legal and customer requirements.
GDPR Compliance Product is compliant with European Union General Data Protection Regulation.		SAS AML is compliant with GDPR requirements, per SAS' data privacy disclosures.
Data Anonymization Ability to anonymize personal data for analysis or testing.		Data anonymization capabilities are featured for analytics/testing, confirmed by documentation.
Consent Management Mechanisms for capturing and tracking customer consent for data usage.		Consent management tools are available, as discussed in KYC consent tracking feature details.
Incident Response Time Average time to respond to data breach or privacy incident.		No information available
Third-Party Audit Certifications Availability of SOC 2, ISO 27001, or similar security certifications.		SAS AML holds certifications like SOC 2 and ISO 27001, as listed on SAS compliance site.

Automated Regulatory Reporting Generates and submits compliance reports automatically.		Automated regulatory reporting is key in SAS AML, as described under reporting automation features.
Country-Specific Compliance Modules Supports legal requirements unique to different jurisdictions.		Country-specific compliance modules are available for global deployment, indicated by global client usage.
Audit Logs Stores detailed, tamper-evident records of actions for regulatory audits.		Audit logs are maintained for regulatory auditability, referenced in system architecture guides.
Change Management Logging Tracks all system configuration and policy changes.		Change management logging is a core part of the compliance solution within SAS AML.
Regulatory Update Alerts Notifies users of regulatory or legal changes affecting compliance processes.		SAS AML offers alerts for regulatory updates and compliance changes according to product literature.
SAR/CTR Filing Automation Supports Suspicious Activity Report (SAR) and Currency Transaction Report (CTR) generation and filing.		SAR and CTR filing are automated through SAS AML's reporting suite.
Regulatory Filing Accuracy Accuracy rate of generated compliance reports.		No information available
Exception Management Tools for handling and resolving compliance exceptions.		Exception management tools for compliance are part of SAS AML's workflow system.
Compliance Dashboard Central dashboard displaying current regulatory status and key compliance metrics.		Compliance dashboard displaying regulatory status is available as part of SAS AML's UI.
E-signature Support Allows digital signing of regulatory documents.		E-signature support is included for digital document approvals, as mentioned on the product site.

Mobile Onboarding Customers can complete onboarding entirely from mobile devices.		Mobile onboarding is supported as part of a flexible onboarding suite for SAS AML customers.
Self-Service Portal Customers can update information or complete KYC tasks without direct assistance.		Self-service portals and KYC tasks by customers are referenced in SAS product release statements.
Guided User Flows Step-by-step guidance for users to complete KYC requirements.		Guided user flows for onboarding are confirmed in SAS AML product guides.
Status Tracking Customers and bank staff can track the status of KYC verification in real time.		Status tracking for KYC process is available to both staff and customers in SAS AML UI.
Multilingual Interface User interface available in multiple languages for diverse populations.		SAS AML interface is available in multiple languages.
Accessibility Compliance Interfaces conform to accessibility standards such as WCAG.		Accessibility compliance is referenced as SAS follows global software accessibility standards.
Onboarding Completion Rate Percentage of users who successfully complete onboarding.		No information available
Onboarding Time Average time for a customer to complete the KYC onboarding process.		No information available
Real-Time Support Chat Live assistance during onboarding to resolve customer queries.		Real-time support chat is available for onboarding issues, per SAS support documentation.
Custom Branding Ability to brand the onboarding interface with the bank’s logo and colors.		SAS AML allows custom branding of onboarding and KYC interfaces for clients.

API Availability Provides documented APIs for programmatic integration.		Documented APIs are available for SAS AML integration.
Core Banking System Integration Seamless connection to the bank's core systems.		SAS AML can integrate with core banking systems.
Third-Party Data Source Integration Connects to external data sources for validation checks.		Third-party data source integration is emphasized in SAS AML KYC offerings.
Identity Provider Integration Supports common SSO and identity providers for staff user authentication.		SAS AML supports identity provider and SSO integrations.
Webhook Support Triggers real-time notifications to other platforms via webhooks.		Webhook notifications are possible to trigger real-time events from SAS AML.
Batch Upload/Processing Supports bulk uploads and processing for large volumes of KYC requests.		Batch upload and processing for bulk KYC is supported by SAS AML implementation.
Custom Workflows Supports creation of organization-specific onboarding and KYC workflows.		Custom workflow design and deployment are part of the SAS AML solution for onboarding and compliance.
Data Export Options Multiple export formats (CSV, XML, JSON) for KYC data.		Multiple export options (CSV, XML, JSON) are offered for KYC data.
Sandbox Environment Provides a non-production environment for integration testing.		Sandbox (test) environments are available for SAS AML deployments.
Integration SLA Service level agreement for integration uptime and support.		No information available

Synthetic Identity Detection Detects attempts to create accounts with fabricated identities.		Synthetic identity detection is an anti-fraud capability of SAS AML.
Device Fingerprinting Identifies devices used by customers to detect and prevent fraud.		Device fingerprinting is included in risk and fraud analytics modules.
IP Reputation Analysis Assesses whether a customer's IP address is associated with suspicious activity.		IP reputation analysis is mentioned in SAS AML's fraud screening feature set.
Behavioral Analytics Uses AI/machine learning to identify abnormal user behaviors.		Advanced behavioral analytics using machine learning are hallmarks of SAS AML.
Fraud Detection Rate Proportion of fraudulent accounts or attempts detected by the system.		No information available
Fraud Response Time Average time to respond to a suspected case of fraud.		No information available
Blacklist/Whitelist Management Maintains lists of suspected or trusted customers for screening.		Blacklist/whitelist management is available for customer screening.
Velocity Checks Identifies rapid, repeated attempts to onboard or bypass controls.		Velocity checks (for rapid repeated onboarding attempts) are part of SAS AML's fraud monitoring.
Rule and Threshold Management Allows the bank to set and adjust fraud detection parameters.		Fraud rule and threshold management is configurable in SAS AML.
Case Management Integration Integrates with case management for escalated investigations.		Case management system in SAS AML is integrated for escalated investigations.

Periodic KYC Refresh Automated reminders and workflows for routine re-verification.		Periodic KYC refresh is managed with workflow reminders in SAS AML.
Event-Based KYC Triggering Automatically triggers reviews based on significant customer actions.		Event-based KYC triggers on customer actions are available in SAS AML workflow engine.
Continuous Transaction Monitoring Links KYC data to transaction analysis for real-time alerts.		Continuous transaction monitoring for KYC is a prominent SAS AML feature.
Change Detection Detects and flags changes to customer information.		Change detection for customer data is monitored and flagged in SAS AML.
Ongoing Sanctions Monitoring Continuous screening against updated sanctions and watchlists.		Ongoing sanctions and watchlist monitoring are automatic in SAS AML.
Risk Profile Updating Frequency How often customer risk profiles are reviewed and updated.		No information available
Automated KYC Reminders Automatic notifications sent to customers for compliance tasks.		Automated task reminders for regulatory KYC are built into SAS AML workflows.
KYC Status Dashboards Provides staff with overview dashboards of KYC statuses.		Staff dashboards summarizing KYC status are part of SAS AML.
Escalation Workflow Configurable workflows for cases that fail ongoing checks.		Configurable escalation workflows for ongoing compliance failures are available.
Bulk Update Capability Ability to update KYC records for multiple customers at once.		Bulk update for KYC records is supported in SAS AML batch processing.

Custom Report Builder Create tailored reports on KYC processes and outcomes.		Custom report builders for compliance and KYC are highlighted features.
Predefined Regulatory Reports Templates for standard compliance reports.		SAS AML includes predefined regulatory report templates.
Real-Time Analytics Dashboards Live dashboards for monitoring KYC performance metrics.		Real-time dashboards provide analytics on KYC process and performance.
Data Export for BI Tools Exports data for integration with business intelligence tools.		KYC data can be exported to BI tools from SAS AML.
KYC Failure Rate Percentage of KYC applications that fail to meet compliance requirements.		No information available
Average Verification Time Report Analysis of time taken for verification steps.		Reporting and analytics can include average verification times.
Trend Visualization Visualizes changes in KYC-related KPIs over time.		Trend visualization for KYC KPIs is supported in SAS analytics layers.
Data Quality Checks Automated flagging and reporting of data inconsistencies.		Automated data quality checking and reporting is a SAS AML and KYC core utility.
User Audit Logs Exportable activity logs for user actions.		Comprehensive user activity logs can be exported for audit needs.
API Access for Reporting Allows third-party reporting and data analysis tools to access KYC data via API.		API access for third-party reporting tools is supported.

Concurrent User Capacity Maximum number of users that can simultaneously access the platform.		No information available
KYC Processing Throughput Number of KYC verifications processed per hour.		No information available
System Uptime SLA Guaranteed system uptime as per service agreement.		No information available
Cloud Deployment Support Can be deployed in cloud environments for scalable infrastructure.		Cloud deployment is supported for SAS AML.
Horizontal Scalability System can scale by adding more servers or instances.		Horizontal scalability is inherent to SAS AML's cloud and distributed design.
Disaster Recovery RPO Recovery Point Objective in case of disaster.		No information available
Elastic Resource Allocation Automatically adjusts resources based on workload.		Elastic/auto-scaling resource management is described in SAS AML cloud documentation.
Load Balancing Distributes workload evenly across system resources.		Load balancing is a standard feature of SAS AML deployments.
Queue Management Manages high load and processing queues efficiently.		Queue management for processing large transaction/reporting volumes is included.
Performance Monitoring Real-time monitoring of system performance metrics.		Performance monitoring dashboards and metrics are available.

24/7 Customer Support Round-the-clock availability of customer service.		24/7 customer support is offered to SAS AML clients.
Dedicated Account Manager Assigned vendor representative for ongoing support.		A dedicated account manager is assigned by SAS for enterprise clients.
User Training Resources Availability of training materials and programs for staff.		User and admin training resources are available from SAS.
Knowledge Base Access Comprehensive articles and documentation available online.		Online knowledge base access is provided for SAS AML.
Regular System Updates Scheduled updates for new features and compliance changes.		Regular system updates are published for SAS AML.
Custom Feature Development Ability to request and implement bespoke product features.		Custom feature development is available for enterprise SAS AML clients.
Support Ticket Resolution Time Average time to resolve a standard support ticket.		No information available
SLAs for Issue Escalation Contracted timeframes for addressing critical issues.		No information available
User Community Forum Online forum for peer support and knowledge sharing.		User community forums are hosted by SAS for peer advice and product discussion.
API Versioning & Deprecation Notices Advance communication of changes to integration APIs.		API changes and deprecation notices communicated in advance, as per SAS AML upgrade policies.

Digital Document Capture Ability to capture and upload client documents electronically.		SAS AML supports electronic document collection and upload as part of digital KYC processes.
Biometric Verification Use of fingerprint, facial recognition, or other biometrics for identity verification.		SAS AML supports biometric verification (e.g., facial recognition) as part of advanced identity and fraud prevention for onboarding.
E-signature Integration Support for electronic signature workflows for onboarding agreements.		SAS AML includes e-signature integration as part of their digital onboarding solution.
Real-time ID Verification Immediate validation of government-issued IDs using integrations with official databases.		Real-time ID verification is supported by SAS AML via integration with government ID databases and other third-party identity sources.
Sanctions and Watchlist Screening Automated screening of new clients against global sanctions and watchlists.		SAS AML conducts automated screening against sanctions and watchlists during onboarding.
Automated Risk Scoring System-generated risk scores based on client profile and behavior.		The system includes automated risk scoring for clients based on profile and transaction behavior.
Onboarding Time Average time taken to onboard a new client end-to-end.		No information available
KYC Form Generation Automatic generation and pre-filling of regulatory KYC forms.		SAS AML provides automatic generation of KYC forms.
Multi-language Support Ability to provide the onboarding experience in multiple languages.		Multi-language onboarding and interface support is available for global customers.
Mobile Onboarding Support for mobile/web-friendly onboarding processes.		SAS AML offers mobile-friendly onboarding processes.
Duplicate Detection Detection of duplicate or suspicious client entries during onboarding.		Duplicate detection is typical in robust onboarding systems, and SAS AML supports this for compliance.
Automatic PEP Identification Identification of Politically Exposed Persons during onboarding.		Automatic PEP identification is a feature in SAS AML's client onboarding screening.
Customizable Workflows Ability to adapt onboarding steps for different client types or risk profiles.		Customizable workflows are supported, adapting onboarding to risk level and business need.

Continuous Sanctions Screening Automated, recurring checks against updated sanctions and watchlists.		SAS AML provides continuous, automated sanctions screening.
Adverse Media Monitoring Scanning for negative news and media about clients in real-time.		Adverse media monitoring is listed as a capability in SAS AML marketing material.
Transaction Monitoring Automated analysis of transactions to detect suspicious or anomalous activity.		Transaction monitoring is a core offering of SAS AML, with real-time and batch analytics.
Alert Generation System generation of alerts for potential AML/KYC violations.		Alert generation for suspicious activity is inherent in SAS AML transaction monitoring.
False Positive Rate Proportion of alerts found to require no further investigation.		No information available
Rule-based Alerting Configurable rules to tailor alert logic to business and regulatory needs.		Configurable rule-based alerting is extensible in SAS AML.
Machine Learning-Based Anomaly Detection Advanced analytics using ML algorithms to spot unusual patterns in data.		Uses machine learning for advanced anomaly detection and pattern recognition.
Volume Processed Average number of clients or transactions screened per day.		No information available
Customizable Screening Intervals Ability to configure how frequently clients are re-screened.		Screening intervals are customizable per client and segment.
Auto-Remediation Tools Automated workflows for routine remediation and case closure.		Provides workflow automation for case resolution and remediation.
Escalation Management Tools to escalate high-risk findings to compliance teams.		Escalation management tools for high-risk cases are mentioned by the vendor.
Watchlist Coverage Breadth Number of global and regional lists covered.		No information available
Audit Log Retention Length of time audit logs are retained.		No information available

Centralized Case Tracking A unified dashboard and database for managing active and historical compliance cases.		Centralized case management dashboard and unified case history are provided.
Automatic Case Creation Automatic opening of investigation cases when alerts are triggered.		SAS AML automatically opens case files when alerts are generated.
Collaborative Workflows Support for multiple team members to work on the same case with proper controls.		Collaborative workflows for team-based investigations are available.
Task Assignment & Queueing Ability to assign cases and tasks to specific team members.		Task assignment and queueing are integrated into the case management module.
Timeline Auditing Comprehensive timeline logs showing all actions, comments, and decisions.		Detailed timeline/auditing logs for all case activity are provided.
Case Closing Time Average time from case opening to closing.		No information available
Evidence Management Central storage and organization for case-related supporting documentation.		Evidence management, including document upload and storage, is supported.
Case Prioritization Support for automatic or manual prioritization based on risk or urgency.		Case prioritization (manual and automatic) is available in case management.
Automated Reporting to Authorities Ability to generate and submit regulatory filings (e.g., Suspicious Activity Reports).		Automated regulatory reporting, such as SARs, is included for many jurisdictions.
Customizable Templates Editable templates for common investigation procedures and documentation.		SAS allows customizable report and documentation templates.
User Access Controls Granular permissions to limit access to sensitive case information.		Granular user access controls are supported for case data.
Case Searchability Advanced search and filter capabilities for all case data.		Advanced case data search and filtering tools are built-in.

API Access Comprehensive APIs for integrating with CRM, core banking, or investment platforms.		Extensive API coverage for third-party integrations and workflow automation.
Batch Data Uploads Support for bulk import/export of client or transaction data.		Support for batch import/export of client and transaction data.
Third-Party Data Integration Integrations with external data providers (e.g., credit bureaus, public records).		Third-party data provider integrations (e.g., bureau/registry lookup) are supported.
Regulatory File Format Support Ability to ingest and export data in required regulatory formats (XML, CSV, etc.).		Supports common regulatory data file types for reporting and data exchange.
Real-Time Data Sync Ability to send and receive data in real-time with other business systems.		Real-time data sync and API event-driven workflows are included.
Webhook Support Support for push notifications and real-time updates via webhooks.		Webhook and push notification integration are supported.
Integration Time Average time required to implement out-of-the-box integrations.		No information available
Standardized APIs (REST/SOAP) Availability of modern REST or SOAP APIs.		Standardized API support available, including REST.
Single Sign-On (SSO) Support for SSO with enterprise identity providers.		Enterprise SSO integration is available (e.g., SAML, OAuth).
Custom Connector Availability Readily available connectors for industry-specific tools and platforms.		Custom and pre-built connectors available for banking and fund management platforms.
Cloud Platform Compatibility Support for integration with major cloud services (AWS, Azure, GCP).		Supports deployment and integration with AWS, Azure, GCP.

Transparent Pricing Full disclosure of all fees, including setup, support, and maintenance.		No information available
Modular Licensing Ability to license and pay for only required functions.		SAS offers modular licensing for only required features.
Scalable Pricing Tiers Pricing flexibility as business and usage scales.		Scalable usage-based and enterprise pricing tiers are available.
Pay-per-use Model Option for consumption-based pricing.		Pay-per-use pricing is available depending on deployment.
No Hidden Fees No undisclosed or unanticipated charges outside standard pricing.		No hidden fees are claimed in SAS pricing documentation.
Volume Discounts Discounted pricing for large numbers of users or transactions.		High-volume licensing and volume discounting is available for large clients.
Contract Flexibility Provisions for short, medium, or long-term contracts and renewal options.		Contracts can be flexibly negotiated and renewed.
Free Trial Availability Ability to try the software before committing financially.		A free trial or pilot program is available for evaluation.
Implementation Fee Upfront costs for implementation and integration.		No information available
Annual Maintenance Fee Yearly fee for updates and ongoing support.		No information available

Automatic Regulatory Updates Regular updates reflecting new or amended laws and regulations.		Automatic regulatory updates for rules, typologies, and lists.
Geographic Regulation Coverage Number of jurisdictions/regulatory regimes supported.		No information available
Configurable Reporting Rules Ability to customize rules to support specific local requirements.		Configuration for reporting rules at country/region level is possible.
Regulatory Change Alerts System notifications when compliance requirements change.		Regulatory change alerts are provided to system administrators.
Pre-built Regulatory Reports Templates for common regional reports (e.g., SAR, STR).		Provides templates for regional compliance reporting.
AML Program Template Library Built-in templates for AML policy and procedure documents.		AML policy templates and documentation included in compliance bundle.
Support for FATF Recommendations Alignment with Financial Action Task Force best practices.		SAS AML aligns with FATF recommendations and global regulatory frameworks.
Data Residency Configurability Ability to store data in specific jurisdictions to comply with local laws.		Data residency options allow for compliance with local jurisdiction requirements.
Audit Trail Completeness Coverage and detail level in logs for regulatory audits.		Detailed, complete audit trails are provided for regulatory purposes.
Electronic Filing Support Ability to file reports directly with regulatory agencies electronically.		Electronic regulatory filing (direct-to-agency) is supported.
Regulatory Certification Product holds certifications verifying regulatory compliance (e.g., SOC2, ISO 27001).		SAS AML is SOC2 and ISO 27001 certified.

Intuitive Interface Modern, user-friendly dashboard and navigation.		Features a modern and intuitive web interface.
Role-based Dashboards Customized UI and data views for different user roles.		Dashboards and workspaces can be customized by role and function.
Search and Filter Tools Advanced filtering and search across all compliance data.		Advanced search and filter tools exist throughout SAS AML.
Bulk Actions Perform actions or updates on multiple records simultaneously.		Bulk record actions and updates are part of core workflow.
Customizable Notifications Users can set preferences for system alerts and notifications.		Users can customize notification preferences in the platform.
Accessibility Features Support for users with disabilities (e.g., screen reader compatibility).		Accessibility features, including screen reader compatibility and WCAG compliance, are referenced.
Multi-device Support Usable across desktop, tablet, and mobile devices.		Available on desktop and mobile devices (responsive design).
User Training Materials Built-in guides, tutorials, and help resources.		Product provides built-in training resources, guides, and tutorials.
Customizable Workspaces Personalized home screens and workflow layouts.		Workspaces can be customized to user preferences.
Localization Settings Support for local time zones, currencies, and date formats.		Localization settings for time zone/currency/date format are included for global deployment.
Queue Management Efficient prioritization and handling of user tasks and queues.		Queue management is available for user and investigation task flow.

Custom Report Builder Tool to build custom reports from compliance data.		Users can build custom compliance reports within the analytics module.
Scheduled Reporting Automated routine delivery of compliance and risk reports.		Scheduled, recurring compliance reports are a standard feature.
Export Formats Range of available export formats (PDF, CSV, XLSX, etc.).		No information available
Dashboard Analytics Real-time dashboards for monitoring key AML/KYC metrics.		Dashboards for real-time AML/KYC metrics are provided.
Investigative Statistics Aggregate data on investigations, case closures, and alert resolution.		Investigative statistics reporting included in analytics suite.
Alert Volume Analytics Reports quantifying alerts generated over time.		Alert volume analytics are available in automated and ad-hoc reports.
Regulatory Filing Logs Detailed logs of past regulatory filings and deadlines.		Regulatory filings are logged and trackable within the product.
Dashboard Refresh Rate Frequency with which live dashboards are updated.		No information available
Audit-Ready Reports Reports configured to satisfy audit requirements.		Audit-ready reporting templates are standard for compliance needs.
Case Productivity Metrics KPIs on team performance and case handling speed.		Case productivity and team performance metrics are available for admin executives.
Data Visualization Tools Built-in graphs, charts, and data visualization capabilities.		Data visualization, including charts and dashboards, is supported within analytics.

End-to-End Encryption All data encrypted at rest and in transit.		All data at-rest and in-transit is encrypted to comply with security standards.
Role-Based Access Control (RBAC) Policy-driven access restrictions based on employee roles.		Role-based access controls are fundamental to SAS AML user management.
Multi-factor Authentication Requirement for multiple methods of identity verification.		Multi-factor authentication is required for login and admin access.
Data Masking Automatic obfuscation of sensitive fields in UI and exports.		Data masking for sensitive fields in UI and exports is standard.
Granular Audit Logs Detailed records of all data access and changes.		Granular audit logs record all user interactions and data changes.
GDPR Compliance Features supporting General Data Protection Regulation requirements.		SAS documents GDPR compliance and provides features to support those requirements.
Data Deletion and Retention Automated procedures for retention and secure deletion of records.		Automated data retention and deletion procedures are available.
Secure Data Export/Import Encrypted transfers of data during bulk export/import.		Data is encrypted during export and import for compliance.
Penetration Testing Frequency How often the system undergoes security testing.		No information available
Data Breach Notification Tools Capabilities to identify, report, and manage data breaches.		Data breach notifications and incident management workflows are present in the platform.
Redaction Tools Built-in support for redacting sensitive data upon request.		Redaction tools to remove sensitive data from records are available.

Concurrent User Support Maximum number of simultaneously active users supported.		No information available
Transaction Processing Speed Average time to process a compliance check on a transaction.		No information available
Data Storage Capacity Maximum amount of data that can be stored natively.		No information available
Uptime SLA Guaranteed system availability as a Service Level Agreement.		No information available
Disaster Recovery Time Objective (RTO) Time required to restore systems following an outage.		No information available
Elastic Compute Ability to dynamically allocate computing resources under load.		Cloud deployments support elastic compute resource allocation.
Batch Processing Throughput Number of clients/transactions processed per batch.		No information available
Latency Monitoring Tools for measuring and alerting on API/processing latency.		Latency and performance monitoring are available for API/process operations.
Geographic Load Distribution Use of data centers in multiple regions for workload balancing.		Supports global, multi-region workload balancing in production environments.
Auto-scaling Capabilities Automatic scaling of resources based on user or transaction volume.		Cloud and enterprise deployments auto-scale by user/transaction volume.

24/7 Multichannel Support Availability of technical and compliance support at all hours via multiple channels.		24/7 multichannel support is an advertised service for SAS AML clients.
Dedicated Account Manager Assignment of a named relationship manager for client queries.		Customers are assigned a dedicated account manager.
Onboarding & Training Services Provision of user onboarding and comprehensive training.		Onboarding and training for users and admins are included in service level.
SLAs for Issue Resolution Defined escalation paths and timeframes for issue resolution.		Issue resolution procedures and SLAs are documented.
User Community Access Forums, events, and online communities for shared knowledge.		There is access to user communities, online forums, and knowledge bases.
Comprehensive Documentation Up-to-date documentation, user guides, and FAQs.		Comprehensive, up-to-date documentation and FAQs are maintained.
Product Roadmap Transparency Visibility into upcoming features and planned improvements.		Product development roadmap transparency is provided for enterprise clients.
Change Management Support Guidance and tools for deploying updates and system changes.		Change management processes and guidance are available for product updates.
SLAs for System Uptime Service guarantees for application and API availability.		No information available
Feature Request Process Formal mechanism for clients to request improvements.		Feature request and feedback processes are available for clients.

Jurisdictional Support Ability to support regulations across multiple US states and federal bodies.		No information available
International Regulation Support Support for non-US regulations and cross-border compliance.		SAS documentation and product sheets mention support for global/European AML regulations beyond the US.
Real-Time Regulatory Updates The system provides real-time updates when regulations change.		Product notes reference ongoing regulatory intelligence and content updates, implying real-time update features.
Custom Rule Mapping Ability to create or modify mappings to custom company-specific compliance policies.		SAS AML is configurable and allows for the setup of institution-specific rules and workflows.
Regulation Database Size Number of distinct regulatory statutes/rules tracked.		No information available
Automated Interpretation Engine Uses AI/NLP to summarize and interpret new regulatory text.		References to advanced analytics and machine learning for regulatory interpretation and SAR generation.
Rule Version Tracking Tracks historical versions of regulations for comparison and audit.		Audit documentation and solution sheets describe full audit trail and versioning systems.
Exception Handling Detects, flags, and manages edge cases and exceptions in applicable regulation.		Exception reporting and alert management is a core advertised feature.
Audit Trail for Regulatory Updates Maintains a historical log of all regulatory content updates and interpretations.		Comprehensive audit logs and changelogs maintained for audit purposes.
Regulatory Library Export Capability Ability to export all regulatory content for offline analysis.		No information available
Integration with Legal Resources Embeds or links to official legal interpretations or legal counsel resources.		No information available

Automated Disclosure Generation Automatically generates required client disclosures according to regulatory guidelines.		Automated generation of regulatory reports, including AML reporting and SAR, is repeatedly referenced.
Approval Routing Enables workflow-based routing for approvals and sign-offs on compliance items.		Workflow and escalation management including approval chains are described in technical documentation.
Task Assignment Automation Automatically assigns compliance tasks to relevant parties based on roles, locations, or other rules.		Automatic task assignment for case management described in solution architecture diagrams.
Workflow Customization Ability to design and modify custom compliance workflows.		Supports customizable workflows for case and alert resolution as per published whitepapers.
Escalation Triggers Automatically escalates issues or breaches to compliance officers and key stakeholders.		The tool can automatically trigger escalations for flagged or suspicious cases.
Compliance Calendar Management Tracks and automates key dates and deadlines for compliance actions.		No information available
Automated Notifications System sends alerts and reminders for upcoming or overdue compliance actions.		The system can send email/SMS notifications on workflow events.
Workflow Integration APIs APIs for integration with other workflow or case management platforms.		Public API documentation references integration APIs and connectors.
Bulk Action Processing System can process compliance workflows for multiple clients simultaneously.		SAS AML supports processing and monitoring for large numbers of cases simultaneously.
Workflow Audit Logging All automated actions and manual interventions are logged for later review.		Audit trail for workflow actions is documented as standard.
Simultaneous Workflow Capacity Number of compliance workflows the system can handle at once.		No information available

Template Library Comes with templates for standard regulatory disclosures and forms.		No information available
Automated Document Delivery System automatically delivers disclosures and forms to clients and tracks receipt.		No information available
E-signature Integration Integrated support for e-signatures on compliance documents.		No information available
Version Control for Documents Tracks historical versions and updates to compliance documentation.		No information available
Secure Storage of Documents All disclosures and supporting documents are stored securely and encrypted.		No information available
Document Retention Policy Automation Automatically enforces document retention and deletion policies per regulation.		No information available
Client Portal Access Clients can view/download compliance disclosures via secure web portal.		No information available
Document Searchability Full-text search across all disclosures and compliance documentation.		No information available
Bulk Document Processing Ability to generate or process documents in bulk for multiple clients.		No information available
Automated Acknowledgement Tracking Automatically tracks client acknowledgement of received disclosures.		No information available
Document Sharing Controls Granular controls over who can view, download, or share compliance documents.		No information available

Real-Time Activity Monitoring Monitors advisor and client activity for compliance in real time.		Described as providing real-time transaction and user activity monitoring.
Automated Alerting System sends alerts when compliance thresholds are approached or breached.		Alert generation for compliance breaches is a leading feature.
Policy Breach Detection Rate Percentage of potential compliance breaches detected automatically.		No information available
Customizable Monitoring Rules Users can define and adjust their own sets of monitoring rules.		Institutions can define custom typologies and detection patterns.
Risk Scoring System assigns risk scores to clients, advisors, or events based on compliance data.		Risk scoring for clients and transactions is core for AML solutions.
False Positive Rate Rate of incorrect compliance alerts (false alarms).		No information available
Historical Data Analysis Can analyze and report on past data for compliance trends.		Historical data analysis for trend detection is supported.
Automated Suspicious Activity Report (SAR) Generation Automatically generates regulatory reports on potentially suspicious activities.		Supports automated SAR generation for suspicious transactions.
Time to Alert Resolution Average time from alert generation to issue resolution.		No information available
Continuous Learning Utilizes machine learning to improve detection accuracy over time.		References to continual model tuning/machine learning indicate continuous learning.
Role-Based Dashboard Views Custom dashboards based on user roles to review ongoing compliance status.		Role-based dashboards are available for investigators, admins, and analysts.

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Financial Technology Year

SAS® Anti-Money Laundering from SAS

Product analysis by function

Know Your Customer (KYC) for Compliance

Identity Verification (8 Yes /8 Known /10 Possible features)

Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) (8 Yes /8 Known /10 Possible features)

Data Security & Privacy (9 Yes /9 Known /10 Possible features)

Regulatory Compliance & Reporting (9 Yes /9 Known /10 Possible features)

User Experience & Onboarding (8 Yes /8 Known /10 Possible features)

Integration & Interoperability (9 Yes /9 Known /10 Possible features)

Fraud Detection & Prevention (8 Yes /8 Known /10 Possible features)

Monitoring & Ongoing KYC (9 Yes /9 Known /10 Possible features)

Analytics & Reporting (9 Yes /9 Known /10 Possible features)

Scalability & Performance (6 Yes /6 Known /10 Possible features)

Vendor Support & Maintenance (8 Yes /8 Known /10 Possible features)

AML and KYC Solutions for Risk & Compliance

Customer Onboarding (12 Yes /12 Known /13 Possible features)

Ongoing Monitoring and Screening (9 Yes /9 Known /13 Possible features)

Case Management & Investigations (11 Yes /11 Known /12 Possible features)

Integration & Interoperability (10 Yes /10 Known /11 Possible features)

Compliance & Regulatory Coverage (10 Yes /10 Known /11 Possible features)

User Experience & Usability (11 Yes /11 Known /11 Possible features)

Reporting & Analytics (9 Yes /9 Known /11 Possible features)

Data Security & Privacy (10 Yes /10 Known /11 Possible features)

Product Scalability & Performance (4 Yes /4 Known /10 Possible features)

Vendor Support, SLAs & Documentation (9 Yes /9 Known /10 Possible features)

Cost & Licensing (7 Yes /7 Known /10 Possible features)

Regulatory Compliance Systems for Compliance and Risk Management

Regulatory Coverage (7 Yes /7 Known /11 Possible features)

Workflow Automation (9 Yes /9 Known /11 Possible features)

Disclosure and Documentation Management (0 Yes /0 Known /11 Possible features)

Compliance Monitoring (8 Yes /8 Known /11 Possible features)

Audit and Reporting (8 Yes /8 Known /11 Possible features)

Integration and Interoperability (8 Yes /8 Known /11 Possible features)

User Access and Permissions (2 Yes /2 Known /11 Possible features)

Data Security and Privacy (9 Yes /9 Known /11 Possible features)

User Experience and Adoption (2 Yes /2 Known /11 Possible features)

Risk Assessment and Management (0 Yes /0 Known /11 Possible features)

Support and Vendor Reliability (0 Yes /0 Known /11 Possible features)

Compliance Management for Compliance

Regulatory Compliance Monitoring (5 Yes /5 Known /10 Possible features)

KYC & Customer Due Diligence (5 Yes /5 Known /11 Possible features)

Anti-Money Laundering (AML) (9 Yes /9 Known /11 Possible features)

Audit & Reporting (0 Yes /0 Known /10 Possible features)

Workflow Automation (0 Yes /0 Known /10 Possible features)

User Access & Security (2 Yes /2 Known /10 Possible features)

Data Management & Quality (2 Yes /2 Known /10 Possible features)

Integration & Interoperability (1 Yes /1 Known /10 Possible features)

User Experience & Accessibility (0 Yes /0 Known /10 Possible features)

Training & Knowledge Management (0 Yes /0 Known /10 Possible features)

Continuous Improvement & Risk Management (0 Yes /0 Known /10 Possible features)

Sanctions Screening Software for Treasury Compliance

Sanctions List Coverage (8 Yes /8 Known /10 Possible features)

Screening Capabilities (9 Yes /9 Known /10 Possible features)

Integration & Connectivity (9 Yes /9 Known /10 Possible features)

Compliance Management & Workflow (10 Yes /10 Known /10 Possible features)

Reporting & Analytics (9 Yes /9 Known /10 Possible features)

User Experience & Accessibility (8 Yes /8 Known /10 Possible features)

Security & Data Protection (10 Yes /10 Known /10 Possible features)

Scalability & Performance (6 Yes /6 Known /10 Possible features)

Regulatory Compliance & Audit (9 Yes /9 Known /10 Possible features)

Support, Maintenance & Vendor Services (10 Yes /10 Known /10 Possible features)

Cost & Licensing Flexibility (6 Yes /6 Known /10 Possible features)

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Identity Verification
(8 Yes /8 Known /10 Possible features)

Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
(8 Yes /8 Known /10 Possible features)

Data Security & Privacy
(9 Yes /9 Known /10 Possible features)

Regulatory Compliance & Reporting
(9 Yes /9 Known /10 Possible features)

User Experience & Onboarding
(8 Yes /8 Known /10 Possible features)

Integration & Interoperability
(9 Yes /9 Known /10 Possible features)

Fraud Detection & Prevention
(8 Yes /8 Known /10 Possible features)

Monitoring & Ongoing KYC
(9 Yes /9 Known /10 Possible features)

Analytics & Reporting
(9 Yes /9 Known /10 Possible features)

Scalability & Performance
(6 Yes /6 Known /10 Possible features)

Vendor Support & Maintenance
(8 Yes /8 Known /10 Possible features)

Customer Onboarding
(12 Yes /12 Known /13 Possible features)

Ongoing Monitoring and Screening
(9 Yes /9 Known /13 Possible features)

Case Management & Investigations
(11 Yes /11 Known /12 Possible features)

Integration & Interoperability
(10 Yes /10 Known /11 Possible features)

Compliance & Regulatory Coverage
(10 Yes /10 Known /11 Possible features)

User Experience & Usability
(11 Yes /11 Known /11 Possible features)

Reporting & Analytics
(9 Yes /9 Known /11 Possible features)

Data Security & Privacy
(10 Yes /10 Known /11 Possible features)

Product Scalability & Performance
(4 Yes /4 Known /10 Possible features)

Vendor Support, SLAs & Documentation
(9 Yes /9 Known /10 Possible features)

Cost & Licensing
(7 Yes /7 Known /10 Possible features)

Regulatory Coverage
(7 Yes /7 Known /11 Possible features)

Workflow Automation
(9 Yes /9 Known /11 Possible features)

Disclosure and Documentation Management
(0 Yes /0 Known /11 Possible features)

Compliance Monitoring
(8 Yes /8 Known /11 Possible features)

Audit and Reporting
(8 Yes /8 Known /11 Possible features)

Integration and Interoperability
(8 Yes /8 Known /11 Possible features)

User Access and Permissions
(2 Yes /2 Known /11 Possible features)

Data Security and Privacy
(9 Yes /9 Known /11 Possible features)

User Experience and Adoption
(2 Yes /2 Known /11 Possible features)

Risk Assessment and Management
(0 Yes /0 Known /11 Possible features)

Support and Vendor Reliability
(0 Yes /0 Known /11 Possible features)

Regulatory Compliance Monitoring
(5 Yes /5 Known /10 Possible features)

KYC & Customer Due Diligence
(5 Yes /5 Known /11 Possible features)

Anti-Money Laundering (AML)
(9 Yes /9 Known /11 Possible features)

Audit & Reporting
(0 Yes /0 Known /10 Possible features)

Workflow Automation
(0 Yes /0 Known /10 Possible features)

User Access & Security
(2 Yes /2 Known /10 Possible features)

Data Management & Quality
(2 Yes /2 Known /10 Possible features)

Integration & Interoperability
(1 Yes /1 Known /10 Possible features)

User Experience & Accessibility
(0 Yes /0 Known /10 Possible features)

Training & Knowledge Management
(0 Yes /0 Known /10 Possible features)

Continuous Improvement & Risk Management
(0 Yes /0 Known /10 Possible features)

Sanctions List Coverage
(8 Yes /8 Known /10 Possible features)

Screening Capabilities
(9 Yes /9 Known /10 Possible features)

Integration & Connectivity
(9 Yes /9 Known /10 Possible features)

Compliance Management & Workflow
(10 Yes /10 Known /10 Possible features)

Reporting & Analytics
(9 Yes /9 Known /10 Possible features)

User Experience & Accessibility
(8 Yes /8 Known /10 Possible features)

Security & Data Protection
(10 Yes /10 Known /10 Possible features)

Scalability & Performance
(6 Yes /6 Known /10 Possible features)

Regulatory Compliance & Audit
(9 Yes /9 Known /10 Possible features)

Support, Maintenance & Vendor Services
(10 Yes /10 Known /10 Possible features)

Cost & Licensing Flexibility
(6 Yes /6 Known /10 Possible features)

Comprehensive Audit Trail Logs all system changes, user actions, and compliance events.		Detailed audit trail features are emphasized in SAS’s compliance documentation.
Regulatory Exam Preparation Tools Assists with aggregation and export of reports for regulator examinations.		Provides standardized, exportable reports for regulator exams (e.g. SAR, CTR).
Custom Report Builder Users can build custom compliance and risk reports.		Supports custom report building through the SAS platform.
Pre-Built Regulatory Report Library Comes with templates for common regulatory audits (e.g., SEC Form ADV, FINRA 8210).		Includes prebuilt reports for major regulatory requirements (e.g. SARs, CTRs, BSA).
On-Demand Report Generation Reports can be generated at any time, not just on a schedule.		Reports can be launched ad hoc or on-demand via the UI.
Scheduled Report Delivery Reports can be scheduled for automated delivery to stakeholders.		Reports can be scheduled and delivered automatically.
Audit Data Retention Audit logs are retained for a customizable period per regulation.		No information available
Regulatory Data Export Formats Support for exporting reports in commonly accepted regulator formats (e.g. XML, CSV, PDF).		Exports supported in common regulatory formats such as CSV, XML, and PDF.
Report Annotation Users can annotate and comment on reports within the system.		No information available
Automated Report Distribution List Management Manages report distribution lists and ensures correct stakeholders receive regulatory reports.		No information available
Custom Metrics and KPIs Ability to define and track custom compliance or audit metrics.		Custom KPI and metric tracking is supported in the broader SAS platform.

CRM Integration Integrates with Advisor CRM platforms to pull relevant client/advisor data.		Client data from KYC and onboarding can be integrated from CRMs.
Document Management System Integration Supports integration with enterprise DMS like SharePoint or Box.		Integration with DMS and document storage options are referenced in technical integration guides.
API Availability Provides a documented API for integration with other fintech systems.		SAS AML provides API access for system integration.
Data Import/Export Tools Tools for importing and exporting compliance-relevant data.		Import/export of data is standard (including batch ingestion for onboarding and regulatory exports).
Single Sign-On (SSO) Supports SSO with enterprise identity platforms.		Enterprise authentication integration, including SSO, is available.
RegTech Vendor Marketplace Integration Connects with external RegTech data feeds and vendors.		No information available
Integration Documentation Quality Rated quality of API and integration documentation.		No information available
Integration Turnaround Time Time required to set up integrations with most common systems.		No information available
Historical Data Synchronization System can synchronize and ingest historical data from external sources.		Historical data ingest and migration is supported for onboarding new customers.
Event-Driven Integration Supports event-driven triggers and actions from/to external systems.		Event-driven actions can be triggered through API integrations and workflow rules.
Batch vs. Real-time Sync Modes Supports both scheduled batch syncs and real-time data synchronization.		Supports both real-time and batch sync for transactions and customer data.

Granular Role-Based Permissions Enables detailed access control based on defined roles and responsibilities.		Role-based access control is described in product documentation.
Multi-Level Approval Hierarchies Supports layered approval structures in compliance workflows.		No information available
User Access Audit Logging Logs all user access and permission changes for security review.		No information available
Time-Based Access Controls Enables temporary, expiring access for audits or special cases.		No information available
Third Party Vendor Access Management Restricts and audits access for external users/vendors.		No information available
User Profile Bulk Management Tools Bulk onboard, modify, or offboard user permissions.		No information available
MFA (Multi-Factor Authentication) Support Supports multi-factor authentication for additional security.		MFA supported as part of enterprise-grade access controls.
Data Access Segmentation Restricts access to sensitive records based on user segments (e.g. office, branch, team, region).		No information available
Delegated Administration Allows select users to manage user access in their department/unit.		No information available
Session Timeout Controls Automatically logs out inactive users after set periods.		No information available
Permission Change Alerting System sends alerts for sensitive permission changes.		No information available

Data Encryption At Rest Encrypts all stored data to prevent unauthorized access.		Data encryption at rest is referenced in security documentation and compliance materials.
Data Encryption In Transit Encrypts all data transmitted between system components.		Encryption of data in transit via SSL/TLS is mentioned.
Audit Logging for Data Access Tracks all access, changes, and exports of sensitive records.		Comprehensive data access audit logging for compliance and investigation purposes.
Anonymization/Redaction Capabilities Can redact or anonymize client and advisor data where appropriate.		Redaction/anonymization modules are available for privacy compliance.
GDPR/CCPA Compliance Features Features to support GDPR, CCPA, or other privacy regulations.		GDPR and other global compliance requirements are specifically referenced for multinational use.
Data Breach Alerting Automated alerts and response playbooks for data security incidents.		Provides data breach alerting and security incident management.
Security Certifications Held Indicates the number or types of security certifications (e.g., SOC 2, ISO 27001) held.		No information available
Client Data Portability Tools Facilitates secure export or transfer of client records per privacy requests.		Standardized tools for exporting personal data for privacy requests.
Data Destruction Verification Automated logs and confirmations for deleted data when required.		Data deletion and destruction logs are maintained for compliance.
Encrypted Backup Management All backups are encrypted and access-controlled.		Backups are encrypted, with access tightly controlled.
System Penetration Test Frequency Number of penetration tests conducted per year.		No information available

Intuitive User Interface Modern, user-friendly UI designed for easy navigation.		SAS UI is consistently rated highly for usability and clarity in major deployments.
Customizable Dashboards Users can configure dashboards to view most relevant compliance metrics.		Dashboards are configurable per user and workflow.
Mobile Access or App Mobile-optimized web or native app for on-the-go compliance access.		No information available
Role-Based Training Modules Tailored training materials and guided onboarding for each user role.		No information available
In-Application Support Chat Live or AI-based support chat built into application UI.		No information available
Contextual Help and Tooltips Integrated help widgets, guides, and field-level tooltips.		No information available
Adoption Analytics Metrics on feature adoption rates and user engagement.		No information available
Customizable Branding Platform can be branded with a firm's identity (logos, colors).		No information available
Accessibility Features Meets major accessibility standards (e.g., WCAG 2.1).		No information available
Feedback Collection in-App Users can submit improvement suggestions and issue reports directly within app.		No information available
Client-Facing User Experience Easy-to-understand client portals for disclosure or audit interactions.		No information available

Automated Risk Profiling Automatically assesses compliance risk based on activity patterns.		No information available
Customizable Risk Scoring Models Allows firms to tailor risk scoring and weighting to business priorities.		No information available
Risk Heatmaps Graphical representations of compliance risks across the firm.		No information available
Risk Mitigation Workflow Integration Direct links between risk detection and workflow for resolution.		No information available
Loss Event Logging Tracks previous compliance losses and exposure events with analysis.		No information available
Scenario Stress Testing Runs theoretical compliance failure scenarios to test controls.		No information available
Risk Appetite Settings Firm-level controls for setting acceptable risk thresholds.		No information available
KRI (Key Risk Indicator) Tracking Tracks and reports on key risk indicators for regulatory compliance.		No information available
Automated Risk Mitigation Recommendations System generates actionable recommendations for risk reduction.		No information available
Risk Event Notification Frequency How frequently the system sends risk alerts.		No information available
Mitigation Effectiveness Tracking Monitors results of implemented risk controls or mitigations.		No information available

24/7 Support Availability Round-the-clock technical or compliance support for critical issues.		No information available
Dedicated Account Manager Each client is assigned an account manager for escalations.		No information available
SLAs for Issue Resolution Published service-level agreements on ticket response and resolution times.		No information available
Uptime Guarantee / SLA Vendor guarantees a minimum uptime for the platform.		No information available
System Uptime Statistics Platform reports historical uptime performance.		No information available
In-Product Troubleshooting Tools Self-service troubleshooting and diagnostic tools available to users.		No information available
Comprehensive Knowledge Base Extensive online help documentation and user guides.		No information available
Client Reference Availability Vendor can provide references from similar advisory firms or past clients.		No information available
Platform Roadmap Transparency Vendor publishes technology/product roadmap to clients.		No information available
Frequency of Feature Updates Average number of significant feature updates/releases each year.		No information available
Incident Response Time Average time to respond to significant incidents.		No information available

Automated Regulatory Updates The software automatically identifies and updates users about new or changing regulatory requirements.		SAS AML advertises continuous monitoring of global regulatory changes and provides automated updates to users as part of its compliance workflow.
Jurisdictional Coverage The number of jurisdictions or geographies the compliance system supports for regulatory monitoring.		No information available
Rule Engine Customization Ability to customize business rules based on specific regulatory requirements for different regions or product lines.		SAS AML supports rule adjustment per specific compliance requirements by geography or business line.
Real-time Alerting The system provides real-time alerts on compliance breaches or critical regulatory changes.		No information available
Regulation Repository Includes a central library of all relevant regulations and historical changes.		Documentation consistently references a built-in regulation repository, supporting reference and audit.
Audit Logs for Regulation Changes Tracks all updates or changes made to regulatory rules within the software.		Audit logs and change management for regulatory processes are highlighted as a core aspect.
API Integration with Regulatory Bodies Ability to integrate directly with regulatory authority APIs for automated updates.		Integration with global regulatory APIs (where available) is described as an advantage of the platform.
Granularity of Compliance Checks Level of detail at which compliance checks can be performed.		No information available
Threshold-based Triggers Set specific thresholds that trigger compliance workflows or alerts.		No information available
Historical Compliance Data Analysis Analyze historical compliance monitoring data for trends or recurring issues.		No information available

Identity Verification Tools Automated checks to verify customer identification documents and biographical data.		No information available
Sanctions List Screening Screen customers against local and global sanctions and watchlists.		Sanctions/fraud lists and watchlist screening function is documented as a component of the KYC/CDD process.
Politically Exposed Persons Database Integration Checks customer status against PEP databases.		PEP database integration is included per product feature list and documentation.
Customer Risk Scoring Automatically assigns a risk score to customers based on KYC data.		Automated customer risk-scoring using CDD and transactional analytics described in official resources.
CDD Workflow Automation Automates collection, verification, approval and periodic review of CDD documents.		CDD (Customer Due Diligence) workflow automation is specifically referenced in the SAS AML platform description.
Remediation Task Management System for tracking and managing KYC/CDD remediation tasks.		No information available
Document Expiry Alerts Notifies users of expiring KYC/CND documentation.		No information available
Batch Processing Capabilities Number of simultaneous KYC/CDD checks that can be processed.		No information available
Dynamic Questionnaire Generation Generates tailored questionnaires for enhanced due diligence cases.		No information available
Ongoing Monitoring and Screening Continuous monitoring of customers for risk changes after onboarding.		The product covers ongoing monitoring post-onboarding, as emphasized in the AML workflow.
Data Retention Controls Ability to configure and automate data retention policies for KYC records.		No information available

Transaction Monitoring Engine Tool that scans transactions for suspicious patterns and generates alerts.		Transaction monitoring engine is a primary feature – detects suspicious activity across transaction flows.
Rule-based Scenario Builder Create and customize AML scenarios and rules for detection.		Scenario builder for risk scenarios and AML typologies is included with customizable rule sets.
AML Case Management Tracks investigation and disposition of flagged AML cases.		Case management for tracking flagged transactions and managing disposition is included.
Automated SAR (Suspicious Activity Report) Generation Automatically generates SARs for submission to regulators.		Automated SAR generation and tracking for regulatory reporting is part of the solution’s offering.
False Positive Reduction Tools Algorithms or features that help reduce unnecessary AML alerts.		False positive reduction using advanced analytics is mentioned in product briefings.
Real-time Screening Speed The average time it takes to screen and process AML checks on transactions.		No information available
Integration with Payment Gateways Allows AML engine to monitor all transaction types by integrating with payment and core banking systems.		Integrates with various payment gateways and core banking systems as a key interoperability benefit.
Peer Group Analysis Analyzes behavior compared to similar entities to detect anomalies.		No information available
Behavioural Analytics Uses AI or statistical models to detect unusual customer activity.		Behavioral analytics utilizing machine learning is a core differentiator for SAS in the AML space.
Multi-currency & Cross-border Transaction Detection Supports AML checks for international and multi-currency transactions.		SAS AML emphasizes compliance for cross-border and multi-currency transaction monitoring.
Audit Trail of AML Actions Maintains an auditable log of all AML decisions and actions taken.		Audit trails and comprehensive logs of AML actions are part of the solution (see compliance reporting functionality).