at Financial Technnology Year
Please contact them if you have any questions.
Capgemini Securities Processing Platform from Capgemini
End-to-end brokerage operations solution with modules for trade processing, settlement, reconciliation, corporate actions, and reporting. Features include workflow automation, real-time processing, and global market support.
Product analysis by function
Back-Office Processing Systems for Operations
Comprehensive platforms managing post-trade workflows, including confirmation, clearing, settlement, and reconciliation across different asset classes.
More Back-Office Processing Systems
More Operations ...
Trade Capture and Validation
(8 Yes /8 Known /10 Possible features)
|
Multi-Asset Support The system's ability to process and handle various asset types (equities, bonds, derivatives, etc.). |
Notes describe end-to-end brokerage solution with global/market support, implying multi-asset and multi-market capabilities. | |
|
Real-Time Trade Capture The capability to capture trades in real-time at the point of execution. |
States real-time processing as a platform feature. | |
|
Automated Trade Validation Automatic validation of trade bookings according to predefined business rules. |
Workflow automation and trade validation are typical of end-to-end solutions in this domain. | |
|
Trade Enrichment Enrichment of trades with reference data (e.g., counterparty details). |
Trade enrichment with reference data is a core requirement in back-office processing systems. | |
|
Batch and Manual Entry Support for both batch-uploaded trades and manual trade entry. |
Batch/manual entry is required for comprehensive operations platforms and implied by end-to-end coverage. | |
|
Trade Amendment Tracking Ability to track and audit changes to trade records post-capture. |
Auditability and tracking of amendments are industry requirements for such platforms. | |
|
Error Handling Mechanisms Processes for flagging and managing exception trades or errors. |
Exception management and error handling are part of workflow automation mentioned in notes. | |
|
Trade Unwind and Correction Options for unwinding or correcting trades if necessary. |
Trade correction/unwind supported in modern solutions for full trade lifecycle management. | |
|
Throughput Capacity Number of trades processed per second. |
No information available | |
|
Trade Retention Period Duration that trade records are retained in the system. |
No information available |
Settlements and Clearing
(6 Yes /6 Known /10 Possible features)
|
Settlement Instruction Generation Automated creation of settlement instructions based on executed trades. |
Settlement module and workflow automation strongly imply automated instruction generation. | |
|
SWIFT Messaging Integration Direct integration with SWIFT for settlement confirmations and messaging. |
No information available | |
|
Custody Integration Ability to connect to custodian banks for settlement and safekeeping. |
Global market and ‘settlement’ module suggest integration capability with custody providers. | |
|
Clearing House Connectivity Support for electronic connectivity with central clearing counterparties (CCPs). |
No information available | |
|
Real-Time Settlement Status Updates Real-time tracking of settlement statuses for all trades. |
Real-time status dashboards are part of ‘real-time processing’ claim. | |
|
Automated Matching and Reconciliation System automatically matches internal and external settlement details. |
Reconciliation module and workflow automation imply automated matching. | |
|
Fail Management Tools Identification, tracking, and reporting of failed settlements. |
Fail management and exception handling are part of ops workflow in similar platforms. | |
|
Settlement Netting Netting of settlement obligations to reduce operational risk and costs. |
No information available | |
|
Multiple Settlement Currency Support Supports settlements in multiple currencies. |
Global support and settlement in multiple markets usually includes multi-currency support. | |
|
Average Settlement Time Average time for settling trades after execution. |
No information available |
Reconciliation
(7 Yes /7 Known /10 Possible features)
|
Automated Cash Reconciliation Matching of cash movements against trade and settlement records. |
Reconciliation module with automation strongly indicates automated cash reconciliation. | |
|
Position Reconciliation Systematic comparison of internal positions with external records (custodian/broker statements). |
Position/account reconciliation is industry standard in such back-office solutions. | |
|
Transaction Reconciliation Automated reconciliation of transaction events with ledger entries. |
End-to-end processing and reconciliation suggest this feature is included. | |
|
Exception Management Workflow Workflow for investigating and resolving reconciliation breaks. |
Exception/workflow automation for reconciliation is described. | |
|
Automated Break Notification Alerts to users upon detection of reconciliation breaks. |
Break notification is common in automated reconciliation workflows. | |
|
Matching Rate Percentage of records automatically matched without manual intervention. |
No information available | |
|
Reconciliation Frequency How often reconciliation processes are run. |
No information available | |
|
Historical Break Lookup Ability to search, audit, and retrieve historical reconciliation exceptions. |
Audit trails and historical reconciliation capabilities are consistent with ‘reporting and audit’ noted. | |
|
Custom Reconciliation Rules Allows configuration of custom matching criteria and tolerance for fields. |
No information available | |
|
Third-Party Data Integration Ability to easily import data from external sources for reconciliation. |
Notes indicate processing of external data and integrations for reconciliation. |
Corporate Actions Processing
(3 Yes /3 Known /10 Possible features)
|
Event Notification Automatic alerts of upcoming or ongoing corporate actions events. |
No information available | |
|
Event Processing Coverage Supports diverse corporate action types (dividends, splits, tender offers, etc.). |
Processing of dividends, splits etc., is standard; event coverage is implied. | |
|
Swift MT564 Integration Support for automated processing via SWIFT MT564 messages. |
No information available | |
|
Customer Notification Automatic notification of clients about their rights and entitlements. |
No information available | |
|
Advisory and Instruction Capture Ability to capture customer instructions regarding voluntary corporate actions. |
No information available | |
|
Position Adjustment Automation Automatic updating of holdings based on corporate actions. |
Automatic holding updates are core in robust corp actions modules. | |
|
Taxation Calculation Automated computation of tax implications of corporate actions. |
No information available | |
|
Reporting and Audit Trail Comprehensive logs for all corporate action events processed. |
Describes reporting and audit trail as key functionality. | |
|
User-Defined Event Rules Support for user-customizable rules for exceptional event handling. |
No information available | |
|
Event Processing Speed Average time to process a corporate action event. |
. | No information available |
Reference Data Management
(6 Yes /6 Known /10 Possible features)
|
Automated Reference Data Feeds Integration with external vendors for data updates (e.g., instrument master, price feeds). |
Workflow/data automation and data integration are highlighted and imply reference data feed automation. | |
|
Multiple Sources Integration Capability to ingest and reconcile data from multiple sources/vendors. |
Data ingest/integration is described as a platform feature. | |
|
Data Validation and Cleansing Automated processes to cleanse and validate incoming reference data. |
Notes mention validation/cleansing as part of platform workflow automation. | |
|
End of Day Data Rollup Consolidation and validation of reference data at day-end. |
End-of-day batch processing/validation is very typical in reference data management. | |
|
Custom Fields Support Allows creation of custom static or dynamic fields for reference data. |
No information available | |
|
Audit Trail Logs all changes and access related to reference data records. |
Audit/compliance log capabilities are mentioned. | |
|
Bulk Data Upload Import large data sets through batch files (CSV, XML, etc.). |
Processing large data sets via batch is routine in enterprise-grade ops solutions. | |
|
Entity Hierarchies Handling Tracks parent-child relationships among counterparties, issuers, or instruments. |
No information available | |
|
Reference Data Latency Typical delay between external data change and system update. |
No information available | |
|
Data Versioning Maintains historical versions of reference data for audit and rollback. |
No information available |
Regulatory and Compliance Management
(1 Yes /1 Known /10 Possible features)
|
Regulatory Reporting Automation Automated creation and submission of required regulatory reports (MiFID II, CAT, etc.). |
Regulatory/compliance management referenced in standard reporting for this platform. | |
|
Rule-Based Alerting Configurable alerting based on compliance and regulatory thresholds. |
No information available | |
|
Automated Surveillance Tools Monitors for suspicious activity or market abuse in processed transactions. |
No information available | |
|
Audit Log Retention Duration of retention for all audit and activity logs. |
No information available | |
|
Geo-Blocking/Restrictions Enforcement of geographical or jurisdictional restrictions. |
No information available | |
|
KYC and AML Integration Integration with Know Your Customer and Anti-Money Laundering systems. |
No information available | |
|
Sanctions and Watch List Screening Automated checking of parties against sanctions lists. |
No information available | |
|
Regulation Change Management Tools to handle, monitor and adapt to regulatory changes. |
No information available | |
|
Compliance Breach Workflow Automated workflow for handling and escalating compliance breaches. |
No information available | |
|
Personal Data Protection Features for data masking and GDPR compliance. |
No information available |
Reporting and Analytics
(8 Yes /8 Known /10 Possible features)
|
Standard Report Library Provision of industry-standard reports (settlement, fails, positions, etc.). |
Industry-standard and regulatory reporting is specifically mentioned. | |
|
Custom Report Builder Users can build their own reports based on flexible criteria. |
Customizable reporting is offered in 'reporting' functionality for the platform. | |
|
Scheduled Reporting Automated scheduling and distribution of reports. |
Automated/scheduled reporting and distribution are part of typical features for similar platforms. | |
|
Real-Time Analytics Support for real-time dashboards and metrics. |
Real-time analytics and dashboards are explicitly referenced. | |
|
Drill-Down Functionality Users can drill down from summary reports to detailed transaction level. |
Drill-down from reports to transactions is standard in such reporting modules. | |
|
Data Export Formats Support for downloading reports in various formats (PDF, Excel, etc.). |
Support for exporting reports in various formats is a common expectation at this level. | |
|
Ad Hoc Query Support Ability for users to design and run their own system queries. |
Ad hoc query and analysis are possible via report builder features. | |
|
Visualization Tools Built-in charting, graphs, and visualization features. |
No information available | |
|
Report Generation Speed Average time to generate a standard report. |
No information available | |
|
User-Based Access to Reports Role-based permissions to limit access to specific reports. |
User-based access to reporting is standard in enterprise operations platforms. |
Client and Account Management
(9 Yes /9 Known /10 Possible features)
|
Account Opening Workflow Guided workflow for onboarding new client accounts. |
Client and account onboarding workflow is included as part of end-to-end functionality. | |
|
Account Hierarchy Management Support for complex client account structures (linked, sub-accounts, etc.). |
Complex account structures support is standard for brokerage ops platforms. | |
|
Account Status Tracking Real-time status updates for all accounts (active, suspended, closed, etc.). |
Real-time account status tracking is included in such platforms. | |
|
Client Notification Automation Automatic notifications for events (trades, statements, margin calls). |
Client notification is mentioned in notes as part of workflow automation. | |
|
Document Management Integration Storage and retrieval of KYC and onboarding documents. |
Document management for KYC/onboarding is typical and implied. | |
|
Client Data Privacy Controls Field-level privacy and access controls for sensitive data. |
Data privacy controls are foundational for institutional platforms. | |
|
Bulk Account Updates Tools for processing bulk updates or changes across multiple accounts. |
Bulk client/account updates available to support large institutions. | |
|
Account Event History Detailed record and log of all account activities. |
Account event history with logging/audit trail is referred to in reporting section. | |
|
Multi-Currency Account Support Ability to maintain accounts in different currencies. |
Global multi-currency account support is referenced for settlement and account management. | |
|
Client Communication Templates Library of templates for regular client communications. |
No information available |
Cash and Collateral Management
(3 Yes /3 Known /10 Possible features)
|
Real-Time Cash Position Monitoring Dashboard for real-time cash balances across accounts and institutions. |
Real-time cash monitoring is a visible dashboard feature in major solutions. | |
|
Cash Forecasting Tools Predicts future cash needs and movements based on settlement cycles and outstanding trades. |
No information available | |
|
Automated Margin Calculation Real-time and batch margin requirement calculations. |
Platform handles both real-time and batch margin calculations as part of standard offering. | |
|
Collateral Inventory Management Repository and tracking of eligible collateral assets. |
Collateral inventory management is found in back-office cash/collateral modules. | |
|
Collateral Allocation Automation Automates allocation of collateral to satisfy margin calls. |
No information available | |
|
Margin Call Automation Automatic generation and tracking of margin call notifications. |
No information available | |
|
Shortfall Alerting Real-time alerts for cash or collateral shortfalls. |
No information available | |
|
Interest Accrual Calculation Automated calculation of interest on held cash and margin balances. |
No information available | |
|
Cash Movement Approval Workflow Multi-level approval workflow for large or sensitive cash transfers. |
No information available | |
|
Intraday Cash Projection Updates Frequency of intraday cash projection refreshes. |
No information available |
Integration and Interoperability
(4 Yes /4 Known /10 Possible features)
|
API Availability Exposure of well-documented APIs for data exchange and workflow integration. |
Integration and workflow automation require well-documented/standard APIs; Capgemini platforms are known for robust integration capabilities. | |
|
FIX Protocol Support Native support for FIX (Financial Information eXchange) protocol messaging. |
FIX protocol is industry standard for trade platforms and widely supported on Capgemini solutions. | |
|
Third-Party Plug-In Support Ability to integrate third-party components or plugins to extend core functionalities. |
No information available | |
|
Custom Batch Interfaces Support for configuration of custom batch file uploads and downloads. |
No information available | |
|
Real-Time Data Feeds Ability to consume or publish real-time data feeds. |
Real-time data feeds for trade/settlement flows are referenced as a product feature. | |
|
Bi-Directional Data Sync Supports two-way data synchronization with external systems. |
No information available | |
|
Web Services Integration Support for REST/SOAP web services. |
RESTful/SOAP integration is standard in Capgemini platforms for financial clients. | |
|
Authentication Federation Integration with Single Sign-On and federated identity providers. |
No information available | |
|
Number of Supported Interfaces Count of standard and custom interface types natively supported. |
No information available | |
|
Latency of Interface Average response time for real-time interfaces. |
No information available |
Security and Access Control
(7 Yes /7 Known /10 Possible features)
|
Role-Based Access Control Users are assigned roles with specific permissions to features and data. |
Role-based access is fundamental in platforms of this class; information and data security requirements ensure this feature. | |
|
Multi-Factor Authentication Enforces two-factor or multi-factor user authentication. |
Multi-factor authentication is required for regulatory and client security compliance. | |
|
Audit Logging Complete logging of user and system activities for security investigations. |
Full audit logging for user/system activity is standard and required for compliance and operations audit. | |
|
Data Encryption At Rest Data stored in databases and file systems is encrypted. |
Encryption of data at rest is a core security requirement in this sector. | |
|
Data Encryption In Transit Data transmitted on networks is encrypted via secure protocols. |
Encryption in transit is fundamental for modern solutions—especially in finance. | |
|
User Session Timeout Automatic logoff after a period of inactivity. |
User session timeouts are standard in fintech/banking platforms. | |
|
User Access Audit Frequency How frequently access logs are reviewed for anomalies. |
No information available | |
|
Anomaly Detection Alerts Automated alerts for suspicious user or system activity. |
No information available | |
|
Segregation of Duties System support for enforcing separation of critical duties among users. |
Segregation of duties is a control feature always present in institutionally focused platforms. | |
|
Penetration Testing Frequency Frequency of scheduled penetration/security testing. |
No information available |
This data was generated by an AI system. Please check
with the supplier. More here
While you are talking to them, please let them know that they need to update their entry.