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Compliance Solutions Suite from StatPro (part of Confluence)
Regulatory reporting, compliance documentation, risk analytics, disclosure management, and data governance tools tailored for financial advisors and asset managers.
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Product analysis by function
Regulatory Compliance Systems for Compliance and Risk Management
Platforms that track changing regulations, automate compliance workflows, manage required disclosures, and ensure advisors meet regulatory obligations from bodies like the SEC, FINRA, and state regulators.
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