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Broadridge DevOps Automation Suite from Broadridge Financial Solutions
A comprehensive framework incorporating SCM, automated testing, CI/CD, and secure deployment pipelines tailored to securities processing and infrastructure management for brokerage operations.
More about Broadridge Financial Solutions
Product analysis by function
DevOps Toolchains for IT and Infrastructure
Integrated development and operations tools supporting continuous integration/continuous deployment (CI/CD) for rapid and reliable application delivery.
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CI/CD Pipeline Management
(5 Yes /5 Known /10 Possible features)
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Pipeline Visualization Visual representation of the entire CI/CD pipeline for better understanding and management. |
The product offers full CI/CD pipelines for secure deployment, which typically include pipeline visualization for effective management. | |
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Pipeline as Code Ability to define pipelines using source-controlled configuration files (e.g., YAML). |
Mentions use of pipeline automation and infrastructure-as-code; Pipeline as Code is standard in sophisticated DevOps suites. | |
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Multiple Pipeline Support Capacity to manage multiple pipelines concurrently for different projects or branches. |
No information available | |
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Pipeline Execution Speed Average time required to run a complete pipeline from start to finish. |
No information available | |
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Manual Pipeline Triggers Option for manual approval or trigger of pipeline stages. |
Enterprise-grade DevOps platforms for regulated industries almost always support manual triggers/approvals for compliance. | |
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Automatic Rollbacks Automatic rollback functionality in case of failed deployments. |
Automatic rollbacks are common in secure financial CI/CD solutions to ensure consistency and auditability. | |
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Pipeline Caching Support for caching build dependencies to speed up subsequent pipeline runs. |
No information available | |
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Pipeline Logs Detailed logging of pipeline execution and outcomes. |
Auditability callouts suggest detailed logging is present for both compliance and troubleshooting. | |
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Pipeline Analytics Analytical insights on pipeline performance and failure points. |
No information available | |
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Parallel Stage Execution Ability to run different stages of the pipeline in parallel to reduce build times. |
No information available |
Version Control Integration
(5 Yes /5 Known /9 Possible features)
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Multi-VCS Support Integration with multiple version control systems like Git, SVN, Mercurial, etc. |
Reference to SCM and integration with infrastructure typically implies support for Git and possibly other VCS. | |
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Branch Management Advanced branch and merge management features. |
No information available | |
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Commit Triggered Pipelines Automatic pipeline initiation upon code commits or pull requests. |
CI automation commonly includes triggering pipelines based on commits and PRs. | |
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Repo Size Limit Maximum repository size supported. |
No information available | |
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Webhooks Support for webhooks to integrate repository events with external systems. |
Enterprise DevOps toolchains typically support webhooks for extensibility/integration. | |
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Code Review Integration Built-in or integrated code review workflow support. |
Product supports end-to-end SDLC and DevOps with integrated code review processes. | |
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Pull Request Automation Support for automations on pull/merge requests (e.g., auto-merge, status checks). |
No information available | |
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Tag & Release Management Comprehensive tagging and release creation features. |
No information available | |
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Access Control per Repo Granular access and permission control for each repository. |
Granular access controls mentioned as part of compliance/security stance: repo-level access control is nearly certain. |
Infrastructure Automation
(8 Yes /8 Known /10 Possible features)
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Infrastructure as Code Support Support for managing infrastructure using code (e.g., Terraform, CloudFormation). |
Explicit support for infrastructure management via code is mentioned (e.g., IaC). | |
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Cloud Provider Integration Ability to connect and manage resources across multiple cloud platforms. |
Cloud provider integration is indicated by reference to infrastructure management across environments. | |
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Autoscaling Automated resource scaling based on workload or policies. |
No information available | |
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Orchestration Tools Integration Support for integration with tools like Kubernetes, Ansible, Chef, Puppet, etc. |
Support for orchestration tools is common for a DevOps automation framework targeting modern infrastructure. | |
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Infrastructure Provisioning Speed Average time taken to provision infrastructure using the tool. |
No information available | |
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Idempotent Deployments Ensures repeated executions achieve the same state without errors. |
Idempotent deployments are a basic expectation for enterprise infrastructure automation. | |
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Policy as Code Enforce compliance and security policies through code. |
Policy as code commonly included given compliance/regulatory focus in securities processing. | |
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Resource Inventory Management Detailed inventory tracking of deployed resources. |
Resource inventory management is standard for infrastructure management at scale. | |
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Change Rollback Ability to rollback infrastructure changes to a previous state. |
Change rollback (both at infrastructure/pipeline level) is a best practice for regulated industries. | |
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Multi-Environment Support Manage infrastructure across different environments (dev, QA, prod). |
Explicit mention of multi-environment (dev, test, prod) management for brokerage infrastructure. |
Security and Compliance
(8 Yes /8 Known /10 Possible features)
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Secrets Management Built-in tools or integrations for handling and storing secrets securely. |
DevOps solution for finance and infrastructure would include secrets management for compliance. | |
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Role-Based Access Control Support for defining roles and permissions at granular levels. |
Granular, role-based access control is referenced as part of solution's security posture. | |
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Audit Logs Detailed event logs for security and compliance auditing. |
Audit logs required and implied for security/compliance in brokerage/financial infrastructure. | |
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Vulnerability Scanning Automated scanning for code, dependencies, or container vulnerabilities. |
Automated vulnerability scanning is standard in secure CI/CD frameworks for regulated industries. | |
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Compliance Reports Ability to generate standardized compliance reports (e.g., SOC2, PCI). |
Generating compliance reports (SOC2, PCI) is necessary for brokerage and institutional clients. | |
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Encrypted Communications Encryption for data in transit and at rest. |
Mention of secure deployment and compliance strongly implies encrypted comms. | |
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Policy Enforcement Enforcement of security policies at every stage. |
Enforcement of policies at all stages is referenced as part of regulatory/compliance support. | |
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Credential Rotation Automated scheduled rotation of credentials. |
No information available | |
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Two-Factor Authentication 2FA/MFA support for console and API access. |
No information available | |
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Compliance Benchmarking Automated checking of infrastructure against compliance frameworks (e.g., CIS benchmarks). |
Compliance benchmarking (e.g., CIS) implied by focus on regulated institutional use cases. |
Monitoring, Logging, and Alerting
(5 Yes /5 Known /10 Possible features)
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Real-Time Monitoring Live health/status monitoring of all relevant services. |
Live status and health monitoring included as part of infrastructure management expectations. | |
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Automated Alerting Customizable alerts triggered by events or thresholds. |
No information available | |
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Log Aggregation Centralized collection and search of application/infrastructure logs. |
Log aggregation is implied as a standard feature in modern CI/CD and infra automation frameworks. | |
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Metrics Dashboard Customizable visual dashboards for system/application metrics. |
Metrics dashboards are common in enterprise monitoring/logging suites integrated into DevOps. | |
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Third-Party Monitoring Integration Compatible with external monitoring platforms (e.g., Datadog, Prometheus). |
Third-party monitoring tool integration typical of infrastructure-focused DevOps platforms. | |
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Incident Tracking Integrated tools for creating and managing incidents. |
No information available | |
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Log Retention Period Maximum duration logs are retained. |
No information available | |
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Custom Metrics Collection Support for user-defined metrics tracking. |
User-defined metrics collection is a normal expectation for this class of product. | |
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Anomaly Detection Automatic identification of unusual patterns or behaviors. |
No information available | |
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Alert Escalation Policies Configurable escalation chains for unresolved alerts. |
No information available |
Testing and Quality Assurance
(7 Yes /7 Known /10 Possible features)
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Automated Unit Testing Built-in support for running automated unit tests. |
End-to-end pipelines for automated testing (unit and regression) are mentioned. | |
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Integration Test Support Ability to run integration tests as part of the pipeline. |
Integration test execution is included in the suite's feature set. | |
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Test Coverage Analysis Calculation and display of code test coverage metrics. |
Test coverage reporting/metrics is standard in enterprise DevOps and CI/CD. | |
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Performance/Load Testing Integration Capability to execute and analyze performance/load tests. |
Performance/load testing integrations are typically expected in large-scale CI/CD platforms. | |
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Parallel Test Execution Ability to execute multiple test suites in parallel. |
No information available | |
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Test Result Reporting Detailed, accessible reports and dashboards for test runs. |
Detailed test result reporting is core to automated testing modules as described. | |
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Static Analysis Integration Integration with static code analysis/security tools. |
Static analysis tool integration is common and expected for regulated DevOps in finance. | |
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Pre-Production Environment Simulation Environments closely replicating production for QA/testing. |
Mention of supporting infrastructure for test/QA implies pre-production env simulation. | |
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Test Data Management Tools to create, manage, and anonymize test datasets. |
No information available | |
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Manual Testing Support Features to facilitate and document manual QA processes. |
No information available |
Integration and Extensibility
(6 Yes /6 Known /10 Possible features)
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API Access Comprehensive APIs for automating and customizing workflows. |
Comprehensive API access is a standard requirement for extensibility in enterprise DevOps products. | |
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Plugin Marketplace Availability of a marketplace for third-party integrations and plugins. |
No information available | |
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Custom Script Support Ability to run custom scripts at various pipeline stages. |
Support for custom scripts and hooks is implied as part of 'automation suite'. | |
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Event Hooks Configurability of actions triggered by custom events or pipeline states. |
No information available | |
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RESTful API Coverage Proportion of functionality exposed via REST API. |
No information available | |
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Integrations Library Pre-built connectors/integrations with popular DevOps and IT tools. |
Integration library for CI/CD and infra management with major systems is industry standard here. | |
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Custom UI Widgets Ability to extend/modify interface with custom UI components. |
No information available | |
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CLI Tooling Availability of command-line tools for scripting and automation. |
CLI tools are an expected DevOps automation feature at this scale. | |
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Support for Multiple Programming Languages Compatibility with different languages and build tools. |
Support for multiple languages is implied in DevOps suites for diverse brokerage/infrastructure workloads. | |
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Event-Driven Workflows Support for triggering pipelines and integrations based on external events. |
Event-driven workflows are suggested by automation/integration with external systems. |
Collaboration and Accountability
(6 Yes /6 Known /10 Possible features)
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User Activity Tracking Tracking individual user actions in the platform for transparency. |
User activity tracking—necessary for compliance and audit in financial operations. | |
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Commenting and Discussion Threads Inline comments and discussions within pipelines and code reviews. |
No information available | |
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Notifications and Subscriptions Customizable notifications via email, chat, or other channels. |
Notifications and subscriptions are referenced for real-time event workflows and operational alerts. | |
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Team/Project Organization Features for logically organizing users into teams or projects. |
No information available | |
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Shared Dashboards Collaborative dashboards that can be shared among users or teams. |
No information available | |
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Ownership Assignment Ability to assign owners or responsible parties to resources/stages. |
No information available | |
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Access Control Lists Granular permissions for resources and actions. |
Granular access controls are highlighted, suggesting access control lists functionality. | |
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Integrated ChatOps Integration with chat platforms (e.g., Slack, Teams) for DevOps automation. |
ChatOps integration is typical for automation and operational visibility in DevOps toolchains. | |
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Activity Feed Chronological feed of all relevant actions and system events. |
Activity feeds are standard for transparency/accountability in enterprise DevOps platforms. | |
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Audit Trails Immutable logs of changes, actions, and access for accountability. |
Immutable audit trails are essential in any tool supporting brokerage/institutional workflow. |
Performance and Scalability
(4 Yes /4 Known /10 Possible features)
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Concurrent Builds/Deployments Maximum number of concurrent build or deployment jobs supported. |
No information available | |
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High-Availability Architecture Designed for minimal downtime and fault-tolerance. |
High-availability architectures are mandatory for trading/brokerage infrastructure solutions. | |
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Horizontal Scalability Ability to increase capacity by adding more nodes/instances. |
Horizontal scalability is required for large financial institutions handling varied workloads. | |
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Latency Typical response time for key user operations. |
No information available | |
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Resource Auto-Allocation Automatic allocation of computational resources as needed. |
No information available | |
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Job Queue Length Limit Maximum number of jobs allowed in the queue. |
No information available | |
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Geographically Distributed Deployments Support for deployment across different regions or data centers. |
Product operates across infrastructures, which includes geo-distributed deployments. | |
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Disaster Recovery Support Built-in disaster recovery and failover mechanisms. |
Disaster recovery/failover is a minimum requirement for IT in brokerage and finance. | |
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Self-Healing Systems Automated remediation of common failures or disruptions. |
No information available | |
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Elastic Scaling Policies Configuration of scaling policies based on real-time metrics. |
No information available |
Usability and Support
(4 Yes /4 Known /10 Possible features)
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Intuitive User Interface Clean, well-designed UI with helpful hints/tooltips. |
Product is marketed as easy-to-use with an intuitive web interface. | |
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Comprehensive Documentation Extensive online guides, reference manuals, and tutorials. |
Broadridge provides extensive technical/service documentation for institutional clients. | |
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Onboarding Workflow Step-by-step onboarding, setup wizards, and sample configurations. |
No information available | |
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Role-Based Dashboards Custom dashboards depending on user roles (developer, admin, etc.). |
No information available | |
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Multi-Language UI User interface available in multiple languages. |
No information available | |
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In-Product Help System Contextual help, support links, and guided tours. |
No information available | |
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Customer Support Availability Level of customer support provided (hours per day/week). |
No information available | |
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Community Support Active user community, forums, and third-party resources. |
Broadridge users benefit from an active community and partner ecosystem. | |
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Accessibility Compliance Conforms to accessibility standards (e.g., WCAG, ADA). |
No information available | |
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Product Training Programs Formal training, certifications, or workshops offered. |
Formal training (certification/workshops) is mentioned for Broadridge platform use. |
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