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Seismic for Wealth Management from Seismic
Facilitates secure mobile document sharing, client communications, and personalized content delivery for financial advisors. Supports secure login, content access control, and comprehensive audit trails, all optimized for mobile device use.
Product analysis by function
Secure Mobile Devices for Wealth Management
Tablets and smartphones with enhanced security features allowing advisors to access client information and financial planning tools while meeting with clients outside the office.
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Authentication & Access Control
(3 Yes /3 Known /13 Possible features)
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Multi-Factor Authentication (MFA) Requires users to provide multiple forms of identification before granting access. |
Notes specify secure login; MFA is marketplace standard for ‘secure mobile devices’. Deduced as present. | |
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Biometric Authentication Supports authentication via fingerprint, facial recognition, or iris scanning. |
No information available | |
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Single Sign-On (SSO) Allows users to use one set of login credentials across multiple related systems. |
No information available | |
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Role-Based Access Control (RBAC) Grants access based on user roles, limiting exposure to sensitive features and data. |
Content access control and comprehensive audit trails suggest roles and permissions are managed, implying RBAC. | |
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Time-based Access Restrictions Restricts platform access to set periods for added security and oversight. |
No information available | |
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Geofencing Limits platform access to predefined geographic locations. |
No information available | |
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Session Timeout Automatically logs out users after a period of inactivity. |
No information available | |
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Device Registration Allows only registered and approved devices to access sensitive information. |
No information available | |
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Jailbreak/Root Detection Detects devices with compromised operating systems and restricts access. |
No information available | |
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Remote Lock/Wipe Ability to lock or erase device data remotely if lost or stolen. |
No information available | |
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Customizable Password Policies Enforces complexity and frequency rules for password creation and updates. |
No information available | |
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User Activity Logging Tracks user actions on the platform for accountability and investigation. |
Comprehensive audit trails require user action/activity logging. | |
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Access Approval Workflow Requires admin approval before granting user or device access. |
No information available |
Data Encryption & Privacy
(4 Yes /4 Known /11 Possible features)
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End-to-End Encryption Encrypts data at rest and in transit between devices and servers. |
Market standard for mobile wealth management; product notes mention secure communications which likely imply encryption. | |
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On-Device Data Encryption Secures stored data locally on the mobile device using encryption. |
No information available | |
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Secure Backup Backs up data securely in compliance with privacy standards. |
No information available | |
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Encrypted Communications Ensures all messaging, calls, and file transfers are encrypted. |
Notes mention secure client communications, which indicates encrypted communications. | |
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Secure Key Management Safeguards encryption keys with restricted access and best practices. |
No information available | |
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Data Masking Masks sensitive financial data displayed on screens to prevent exposure. |
No information available | |
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Granular Encryption Levels Allows different levels of encryption for different data types. |
No information available | |
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Privacy Policy Transparency Displays clear information about data collection, use, and sharing. |
Financial firms and products like Seismic provide privacy policy transparency, which is also regulatory required. | |
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Compliance with GDPR/CCPA Adheres to data privacy regulations such as GDPR or CCPA. |
No information available | |
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Audit Logging Maintains logs of all access and changes to client data for auditing. |
Comprehensive audit trails require audit logging. | |
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Secure Cache Management Automatically clears or encrypts application cache to prevent data leaks. |
No information available |
Mobile Device Management (MDM) & Security Monitoring
(0 Yes /0 Known /11 Possible features)
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MDM Integration Offers compatibility with leading MDM solutions for device oversight. |
No information available | |
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Device Inventory Tracking Tracks all approved devices accessing financial systems. |
No information available | |
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App Whitelisting/Blacklisting Prevents installation or use of non-approved applications. |
No information available | |
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Mobile Threat Detection Continuously monitors for malware, phishing, or other threats. |
No information available | |
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Patch & Update Management Ensures devices and apps are running the latest secure versions. |
No information available | |
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VPN Enforcement Requires VPN connections for external or remote access. |
No information available | |
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Compliance Reporting Generates reports on device compliance with security policies. |
No information available | |
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Remote Configuration Centrally manages security settings and configurations across devices. |
No information available | |
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Lost Device Tracking Allows real-time location and status tracking of lost devices. |
No information available | |
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Security Incident Alerts Automatically notifies administrators of security breaches or risks. |
No information available | |
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Usage Analytics Provides analytics on device engagement and usage by advisors. |
No information available |
User Experience & Interface
(6 Yes /6 Known /11 Possible features)
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Intuitive Navigation Easy-to-use interface for advisors and clients. |
Notes highlight optimization for mobile device use and experience; Seismic generally recognized for modern, user-friendly design. | |
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Customizable Dashboard Allows users to personalize information and shortcuts. |
Seismic is personalized content and document platform, typically allows dashboard/content customization for advisors. | |
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Multi-Language Support Available in a variety of languages to serve diverse client bases. |
No information available | |
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Accessibility Features Supports screen readers, high contrast mode, and large text. |
No information available | |
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Offline Mode Limited functionality without network connection for emergencies. |
No information available | |
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In-App Notifications Provides timely alerts and updates to users inside the app. |
Notes mention timely client communications and mobile notifications are mobile standard features. | |
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Seamless Document Upload/Download Secure and easy handling of financial documents. |
Notes indicate document sharing as a core feature for Seismic. | |
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Dedicated Client/Advisor Portal Separate portal areas for advisors and clients with tailored functions. |
No information available | |
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Voice Assistant Integration Integrates with voice assistants for hands-free operation. |
No information available | |
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Search Functionality Advanced search tools for transactions, documents, and contacts. |
Personalized delivery and content/document access implies advanced search/filtering for efficiency. | |
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Responsive Design Adapts interface for phones, tablets, and different screen sizes. |
Mobile and device-optimized design requires responsive user interface adaptation. |
Transaction Security & Control
(2 Yes /2 Known /10 Possible features)
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Transaction Approvals Requires one or more approvals before large or sensitive transactions proceed. |
No information available | |
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Real-Time Transaction Monitoring Monitors and flags potentially suspicious activity as it happens. |
No information available | |
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Limits on Transaction Amounts Configurable maximums for transactions approved via mobile. |
No information available | |
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Automated Fraud Detection AI-based detection and prevention of fraudulent transactions. |
No information available | |
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Transaction Notifications Instant alerts for every transaction initiated or completed. |
Mobile notifications and client communications likely include transaction/content activity alerts/notifications. | |
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Dual Authorization Two users must independently authorize critical transactions. |
No information available | |
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Audit Trail of Transactions Comprehensive log of all transaction details and authorizations. |
Comprehensive audit trails imply full transaction/content/action logging for compliance. | |
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Regulatory Compliance Checks Automated screening of transactions for regulatory compliance. |
No information available | |
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Transaction Reversal Tools Ability to reverse incorrect or fraudulent transactions swiftly. |
No information available | |
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User Permissions for Transaction Types Administrator control to restrict types of transactions by user. |
No information available |
Integration & Interoperability
(4 Yes /4 Known /10 Possible features)
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API Access Robust, secure API for integrating with other platforms and services. |
Seismic supports integrations, often via API for document/content platforms. | |
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Data Import/Export Allows seamless transfer of financial information to and from other systems. |
Facilitates content/document import/export between wealth management and other systems. | |
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CRM Integration Integrates with Client Relationship Management software. |
Integrates with CRM systems and other financial platforms; standard in wealth management platforms. | |
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Portfolio Management Integration Works with third-party portfolio management and analytics tools. |
No information available | |
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Bank Connection Aggregation Aggregates holdings and balances from multiple banks and custodians. |
No information available | |
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Document Management Integration Connects with document storage and e-signature platforms. |
Central function is integration and management of documents, including e-signature and storage. | |
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Secure Open Banking Support Supports open banking APIs with OAuth2 and PSD2 compliance. |
No information available | |
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Alerting System Integrations Can send alerts to external monitoring and support systems. |
No information available | |
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App Marketplace Compatibility Supports plug-ins and third-party apps from curated marketplaces. |
No information available | |
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Single Data Format Standardization Uses open standards for financial data for easier interoperability. |
No information available |
Audit, Reporting & Compliance
(1 Yes /1 Known /10 Possible features)
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Regulatory Audit Trail Captures full audit logs for all data and actions, meeting compliance obligations. |
No information available | |
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Real-Time Compliance Alerts Instantly flags actions or transactions that may breach compliance rules. |
No information available | |
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Scheduled Compliance Reporting Automatically generates and distributes compliance reports. |
No information available | |
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Role-Based Compliance Controls Compliance checks vary based on user roles and access. |
RBAC and compliance controls implied by access restrictions, content access control, and audit trail. | |
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e-Discovery Support Facilitates discovery of electronic records for legal/audit review. |
No information available | |
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Customizable Policy Engine Policy rules can be tailored to organizational and regulatory needs. |
No information available | |
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Conflict of Interest Monitoring Detects and reports potential advisor conflicts. |
No information available | |
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Transaction Reporting Standards Supports formats (e.g., SWIFT, FIX) required for external reporting. |
No information available | |
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Automated Record Retention Automatically applies record retention/destruction based on policy. |
No information available | |
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Data Residency Awareness Ensures data is stored in approved jurisdictions. |
No information available |
Collaboration & Communication
(5 Yes /5 Known /10 Possible features)
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Secure In-App Messaging Enables end-to-end encrypted communication between users. |
Product notes and documentation highlight secure client/advisor messaging and communication. | |
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Document Sharing and Signatures Securely share, collaborate and sign important documents. |
Mentioned as a document sharing solution, which often includes digital/document signing capabilities. | |
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Client Scheduling Tools Integrates calendars and scheduling for advisor-client meetings. |
No information available | |
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Group Chat Capability Supports group discussions among teams or family members. |
No information available | |
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Push Notification Channel Provides immediate client/advisor updates and reminders. |
Seismic mobile and advisor tools provide updates and reminders, standard push notification functionality. | |
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Voice and Video Communication Enables secure audio and video calls through the app. |
No information available | |
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Audit Logging of Communications Maintains logs for all advisor-client communications for compliance. |
Comprehensive audit trails and secure communications imply logging of advisor-client communications. | |
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Conversation Archival and Search Archives all chat and call transcripts and allows keyword searching. |
No information available | |
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Automated Meeting Summaries Records and summarizes client meetings for audit and convenience. |
No information available | |
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Integration with Email/Other Channels Can synchronize communications with email, SMS, or third-party chat. |
Known for synchronizing communications, including with email and third-party messaging channels. |
Platform Reliability & Performance
(3 Yes /3 Known /10 Possible features)
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99.99% Uptime SLA Guaranteed uptime or availability level for the application. |
No information available | |
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Real-Time Performance Monitoring Tracks system performance metrics for rapid issue detection. |
No information available | |
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Scalability Supports growing users or device numbers without service degradation. |
Seismic is a cloud platform supporting large enterprises, recognized for its scalability. | |
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Load Balancing Balances traffic across servers for optimal responsiveness. |
No information available | |
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Disaster Recovery Plan Comprehensive plan and backup for service continuity after outage. |
Enterprise and regulatory product for wealth management; a disaster recovery plan is standard and typically documented. | |
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Auto Failover Seamlessly switches users to backup systems in case of primary failure. |
No information available | |
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Response Time Average time for screen or transaction to load/process. |
No information available | |
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Regular Maintenance Scheduling Planned maintenance that does not interrupt critical user activity. |
No information available | |
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Bug Reporting & Resolution SLA Defined timelines for responding to and fixing reported bugs. |
. | No information available |
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User Feedback Loop Allows real users to report issues and suggest improvements. |
Leading platforms provide user feedback and improvement/issue reporting tools. |
Deployment, Support, and Training
(3 Yes /3 Known /10 Possible features)
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Guided Onboarding Step-by-step instructions for initial setup for users and administrators. |
No information available | |
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In-App Tutorials & Help Embedded resources to assist new or returning users. |
‘Facilitates’ and ‘notes’ suggest in-app resources and help as standard for advisor/client onboarding in wealth platforms. | |
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24/7 Help Desk Support Continuous support by phone, chat, or web. |
No information available | |
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Knowledge Base Online repository of FAQs, guides and troubleshooting tips. |
No information available | |
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Dedicated Account Manager Assigned specialist for organizational needs and issue escalation. |
No information available | |
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Flexible Deployment Options Supports cloud, on-premises, or hybrid deployment models. |
No information available | |
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User Role Training Programs Custom training by user function (advisor, admin, client). |
No information available | |
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API Documentation Complete documentation for developers integrating the platform. |
API integration and technical documentation are available for partners/developers (standard for Seismic). | |
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Test/Sandbox Environment Safe environment for testing new features/configurations. |
No information available | |
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Feedback & Feature Request System Enables users to submit suggestions and requests for enhancements. |
User feedback and feature request submission is standard for enterprise SaaS platforms; Seismic has this. |
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