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AxiomSL ControllerView from Calypso Technology (Adenza)
Enterprise data integrity, automation and governance platform for regulatory and compliance reporting. Supports local and global mandates (Basel, Dodd-Frank, EMIR, etc.), adaptable for corporate treasury teams with audit and workflow controls.
More about Calypso Technology (Adenza)
Product analysis by function
Regulatory Reporting Solutions for Treasury Compliance
Platforms that automate the preparation and submission of reports required by financial regulators, such as EMIR, Dodd-Frank, and MiFID II.
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Regulatory Coverage
(10 Yes /10 Known /11 Possible features)
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Supported Regulations List of regulations that can be automatically reported to (e.g., EMIR, Dodd-Frank, MiFID II, SFTR, MAS, ASIC). |
No information available | |
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Jurisdiction Flexibility Ability to add or modify supported jurisdictions and regulatory frameworks as requirements evolve. |
ControllerView is described as adaptable and able to support new regulatory frameworks and jurisdictions as requirements evolve. | |
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Customizable Report Templates Customizable templates for various regulatory reports. |
Customizable templates are part of the product's support for automation and governance in regulatory reporting. | |
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Cross-jurisdictional Reporting Simultaneous reporting to multiple regulatory bodies across jurisdictions. |
The platform supports cross-jurisdictional regulatory reporting, referenced in the context of supporting local and global mandates. | |
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Historical Regulation Support Ability to process and report legacy data for past regulatory periods. |
Historical regulation support is advertised as part of ControllerView's capabilities for processing legacy data for audit and compliance. | |
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Automatic Regulation Updates Automatic updates in response to changes in regulatory requirements. |
Automatic regulation updates are a feature, as updates in regulatory frameworks are automatically incorporated into ControllerView. | |
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Regulator-specific Formatting Native support for specific file formats required by different regulators (e.g., XML, CSV, FIX). |
ControllerView supports the required native formats (XML, CSV, etc.) for various regulators, as per product documentation. | |
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Pre-validation Against Regulation System validates data compliance with applicable regulations before report submission. |
The system pre-validates data against regulatory rules prior to submission, referenced in product audit and workflow controls. | |
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Multi-entity Support Can handle reporting for multiple legal entities within a corporate group. |
Supports multi-entity reporting across corporate groups, as indicated on the solution's website. | |
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Dual-sided Reporting Supports both reporting parties (buyer/seller or submitter/counterparty for trades). |
Dual-sided regulatory reporting is included to comply with the requirements for buyer/seller or submitter/counterparty scenarios. | |
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Regulatory Guidance Integration Direct integration of current regulator interpretative guidance and FAQs. |
Direct integration of regulatory guidance and FAQs is available to support accurate reporting. |
Automation & Workflow
(9 Yes /9 Known /10 Possible features)
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Automated Data Aggregation Automatic aggregation of required data from multiple internal and external systems. |
Automated data aggregation is a core function, collecting data from various sources for compliance. | |
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Real-time Data Processing Processes data and prepares reports in real-time rather than batch or scheduled processing. |
Real-time data processing is a design feature called out in documentation as part of automation capabilities. | |
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Workflow Customization Customizable approval and submission workflows. |
ControllerView enables customers to design and customize workflows for approval and reporting. | |
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Exception Management Automated identification, alerting, and handling of exceptions in regulatory reporting processes. |
Exception management, including identification, alerting, and workflow handling, is natively supported by the platform. | |
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Scheduled Reporting Ability to schedule automated generation and submission of regulatory reports. |
Scheduled, automated reporting is supported and detailed as part of the workflow automation features. | |
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Manual Override Option for users to manually intervene in the workflow when required. |
Manual override is provided so users can intervene as needed in approval or resubmission processes. | |
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Dashboards Dashboards summarizing status, issues, and key metrics across workflows. |
Dashboards summarizing status, issues, and metrics are standard within ControllerView. | |
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End-to-end Audit Trail Comprehensive tracking and logging of all steps in the reporting process. |
Comprehensive audit trails are provided, tracking every step in the reporting process. | |
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Workflow Step Count Number of automated steps available in workflows. |
No information available | |
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Auto-notifications & Alerts Automated notifications for workflow events (e.g., submission failures, due reports). |
Platform provides auto-notifications and alerts for workflow events. |
Data Management
(8 Yes /8 Known /10 Possible features)
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Data Integration Connectors Out-of-the-box and/or customizable connectors to ERP, Treasury Management, trading, and settlement systems. |
No information available | |
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Data Validation Rules Predefined and user-configurable data validation rules to ensure data integrity and compliance. |
System includes predefined and user-configurable data validation rules for compliance integrity. | |
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Data Enrichment Capabilities Ability to enrich collected data with regulatory-required fields and reference data (LEIs, UTI/USI generation). |
Platform supports data enrichment, including LEIs and regulatory reference data. | |
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Data Transformation Engine Engine for mapping, converting, and normalizing data from various sources/formats. |
The ControllerView software maps and normalizes data from different sources via a transformation engine. | |
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Data Quality Monitoring Continuous monitoring and reporting of data quality metrics. |
Continuous monitoring and reporting of data quality is included (data quality dashboards referenced on website). | |
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Data File Size Support Maximum data file size accepted for reporting. |
No information available | |
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Missing Data Alerts Automated alerts for missing or incomplete data elements required for reporting. |
Automated missing data alerts and exception notifications are included. | |
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Master Data Management Integration Integration with enterprise master/reference data management systems. |
Supports integration with master and reference data management systems, as per solution overview. | |
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Data Retention Policy Configuration Ability to set retention periods for storing reported data in compliance with regulation. |
Data retention configuration is available to set retention periods compliant with regulation. | |
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Data Lineage Tracking Tracking origin, transformation, and movement of data used in reporting. |
Data lineage tracking is listed as part of ControllerView's audit and data governance features. |
Connectivity & Integration
(7 Yes /7 Known /9 Possible features)
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Standard API Support REST, SOAP, or other industry-standard APIs for integration. |
REST and other API integrations are described for ControllerView. | |
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Message Protocol Support Support for required reporting protocols (e.g., SWIFT, FIX, SFTP). |
Supports required message protocols for reporting (SWIFT, SFTP, etc.) per solution datasheet. | |
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Third-party Repository Integration Out-of-the-box connectivity to trade repositories, ARMs, TRs, and national regulators. |
Integrates out-of-the-box with trade repositories, ARMs, and regulatory gateways. | |
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Direct Regulator Gateway Integration Direct interface to regulatory submission portals and gateways. |
Direct regulatory gateway integration is available, as described under regulatory submission features. | |
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Integration Onboarding Speed Average time required to onboard and configure new integration. |
No information available | |
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Inbound/Outbound File Formats Supported Range of formats supported for data import/export (XML, CSV, JSON, Excel, etc.). |
No information available | |
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Real-time Integration Supports real-time, event-based data exchange in addition to batch. |
Real-time event-based integrations in addition to batch are part of product offerings. | |
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Integration Monitoring Tools Dashboard or logs for monitoring the status of integrations. |
Monitoring dashboards for integration status are included in the UI. | |
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Custom Interface Configurability Ability for users to create and configure custom integrations without vendor intervention. |
Custom integrations can be created/configured directly in the platform interface. |
User Experience & Usability
(6 Yes /6 Known /9 Possible features)
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User-friendly Interface Modern, intuitive, and clean UI design. |
Consistently referenced as 'user-friendly' and 'intuitive' UI in independent and vendor materials. | |
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Multi-language Support Interface localization into multiple languages. |
No information available | |
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Role-based Dashboards Customizable dashboards based on user roles and permissions. |
Role-based dashboards and reporting views are referenced as part of enterprise governance. | |
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Quick Search Fast and easy searching of submitted, pending, or failed reports. |
Product materials highlight advanced search for submitted, pending, or failed items. | |
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Bulk Actions Ability to process and manage multiple transactions/reports at once. |
Bulk operations on multiple transactions and reports are supported. | |
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Contextual Help Integrated help, tutorials, and tooltips contextually within the application. |
Contextual help and inline documentation are included. | |
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Progress Indicators Visual indication of process/report status. |
Progress indicators are part of the UI for ongoing and completed processes. | |
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Mobile Device Compatibility Responsive or dedicated applications for mobile devices. |
No information available | |
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Accessibility Compliance Complies with relevant accessibility standards (e.g., WCAG). |
No information available |
Security & Compliance
(8 Yes /8 Known /9 Possible features)
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End-to-end Encryption Encryption of data in transit and at rest. |
Platform uses encryption both at rest and in transit, according to Adenza's compliance materials. | |
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Role-based Access Control Access to features/data is controlled based on user roles and responsibilities. |
Role-based access control to restrict data/feature sets is provided in standard deployments. | |
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Identity Management Integration Single sign-on and federated identity support (SAML, OIDC, etc.). |
Identity management integrations such as SSO/SAML are described in security documentation. | |
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Multi-factor Authentication Requires multi-factor authentication for access. |
Multi-factor authentication supported, as highlighted in security product sheets. | |
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Audit Logging Comprehensive logs of user and system activity for auditing. |
Comprehensive audit logs are maintained for all user/system activities, as part of compliance and audit. | |
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Certification Standards Meets external certifications (ISO 27001, SOC 2, etc.). |
No information available | |
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Privacy Impact Assessment Tools Tools for regular privacy and GDPR/CCPA compliance assessments. |
Privacy and data protection tools available for GDPR/CCPA compliance, included in regulatory support. | |
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Breach Notification Mechanism Automated alerting and notification in the event of a security breach. |
Breach notification and incident alerts reference in security overview documents. | |
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Anonymization/Pseudonymization Supports data anonymization/pseudonymization methods as required. |
Data anonymization and pseudonymization tools are included for regulatory data privacy. |
Transparency & Auditability
(8 Yes /8 Known /8 Possible features)
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Detailed Audit Trail Comprehensive records of all interactions, submissions, and data changes. |
Detailed audit trails for all interactions, submissions and changes are standard. | |
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User Action Log Recording of user-initiated actions for traceability. |
User action logs maintained for traceability by role and action. | |
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Read-only Audit Access External and internal auditors can be granted access to view records without the ability to edit. |
Read-only audit access for external/internal auditors is available. | |
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Change History Versioning and tracking of changes to data and configurations. |
Detailed change/version history provided for data, configuration, and submissions. | |
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Regulatory Submission Proof Full evidence/logs of regulatory submission (including timestamps, confirmations, and reference IDs). |
Submission proof (with timestamps/confirmations/reference IDs) included, per regulator requirements. | |
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Audit Export Options Exportable logs/audit records in various standard formats. |
Audit logs/records can be exported in standard formats. | |
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Time-stamped Records All key events are accurately timestamped. |
All key events and records are accurately timestamped by the system. | |
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Retention Policy Compliance Automatically enforces data retention and destruction policies as per regulation. |
Enforces regulatory data retention and destruction policies automatically. |
Performance & Scalability
(1 Yes /1 Known /7 Possible features)
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Report Generation Speed Average time to generate a standard regulatory report. |
No information available | |
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Concurrent User Support Max number of users able to interact with the platform simultaneously. |
No information available | |
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Report Capacity Maximum number of reports that can be generated/submitted per day. |
No information available | |
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Data Volume Handled Maximum volume of transaction data processed per reporting cycle. |
No information available | |
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Scaling Method Nature of scalability (horizontal, vertical, cloud auto-scaling, etc.). |
Platform is scalable horizontally, vertically, and is available as a cloud solution with auto-scaling options. | |
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System Uptime SLA Guaranteed uptime of the regulatory reporting service. |
No information available | |
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Latency Average end-to-end latency from report initiation to submission. |
No information available |
Monitoring & Reconciliation
(6 Yes /6 Known /7 Possible features)
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Automated Reconciliation Engine Automatic matching of internal records with regulator/TR receipts and confirmations. |
Automated reconciliation engine compares submissions with receipts/confirmations. | |
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Exception Reporting Flagging and reporting of mismatches, rejected submissions, or errors. |
Exception and rejection reports are automatically flagged and reported. | |
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Discrepancy Resolution Workflow Guided workflow to resolve and remediate reconciliation breaks. |
Dedicated workflows for resolving reconciliation breaks. | |
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Real-time Status Monitoring Visual indicators of submission status and completion. |
Real-time status monitoring for report submission is standard on dashboards. | |
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Automated Notification of Failures Automated alerts for failed or delayed submissions. |
Automated notifications of failed or delayed submissions are present. | |
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Report Re-submission Ability to quickly edit and resubmit failed or amended reports. |
Ability to quickly edit and resubmit failed or amended reports. | |
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Reconciliation Frequency Frequency with which reconciliation is performed. |
No information available |
Support & Vendor Services
(6 Yes /6 Known /9 Possible features)
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24/7 Support Availability Round-the-clock access to support staff or helpdesk. |
24/7 support is provided by Adenza for ControllerView clients. | |
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Onboarding and Training Structured onboarding and ongoing training offerings for users. |
Structured onboarding and ongoing training available as part of the offering. | |
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Knowledge Base/Documentation Comprehensive, regularly updated user documentation. |
Comprehensive user documentation and knowledge base are available. | |
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Customer Success Manager Dedicated account/service manager assigned. |
Dedicated customer success/relationship managers provided for enterprise accounts. | |
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Incident Response Time Average time to respond to critical incidents. |
No information available | |
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User Community/Forums Access to user communities for knowledge sharing and peer support. |
User community and peer forums are accessible for ControllerView users. | |
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Customization Services Availability of expert services to tailor the solution. |
Adenza/Calypso offer expert customization services for ControllerView. | |
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Release/Upgrade Frequency How often new features or updates are made available. |
No information available | |
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Client Base Size Number of organizations currently using the vendor's solution. |
No information available |
Reporting & Analytics
(7 Yes /7 Known /8 Possible features)
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Custom Report Builder Tool to design and create custom analytical reports. |
Custom report builder tools are available to design bespoke reports. | |
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Standard Library of Regulatory Reports Out-of-the-box analytical reports for common regulatory and operational needs. |
No information available | |
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Trend Analysis Tools Visualization and analysis of historical and real-time reporting trends. |
Visualization and analysis of trend and historical reporting is advertised. | |
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Export/Download Analytics Ability to export analytical data for further offline analysis. |
Analytical data can be exported/downloaded for further review and compliance. | |
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Ad hoc Query Tools Powerful query and filter capabilities for investigating specific issues/events. |
Ad hoc queries and advanced filter tools are highlighted in product documentation. | |
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Data Visualization Widgets Visual dashboards and charts for submitting, pending, or failing items. |
Visualization widgets for dashboard analytics are included in the interface. | |
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KPI Measurement Tools to measure user-defined KPIs related to reporting efficiency and accuracy. |
KPI measurement, including customization, is supported to monitor reporting objectives. | |
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Regulatory Breach Analytics Analysis and reporting on events where regulations were breached. |
Tools for analyzing regulatory breaches are featured in the analytics suite. |
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