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SAS Regulatory Compliance Management from SAS

Centralized platform for regulatory reporting, policy management, regulatory change management, monitoring, and compliance analytics designed for insurers and financial services companies.

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Product analysis by function

Regulatory Compliance Management Systems for Compliance and Legal

Platforms that track regulatory requirements, monitor changes in insurance laws, and manage compliance activities across multiple jurisdictions and business units.
More Regulatory Compliance Management Systems More Compliance and Legal ...

Regulatory Coverage
(12 Yes /12 Known /15 Possible features)

Workflow Management
(12 Yes /12 Known /15 Possible features)

Change Monitoring
(4 Yes /4 Known /15 Possible features)

Policy & Procedures Management
(0 Yes /0 Known /15 Possible features)

Audit Management
(0 Yes /0 Known /15 Possible features)

Risk Assessment
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

User Management & Security
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

Training & Certification Management
(0 Yes /0 Known /15 Possible features)

Case & Incident Management
(0 Yes /0 Known /15 Possible features)

Support & Usability
(0 Yes /0 Known /15 Possible features)

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Jurisdictional Coverage The number of distinct regulatory jurisdictions supported by the system.		No information available
Legal Topic Coverage The breadth of insurance-related statutes and regulations tracked.		No information available
Multi-Language Support Ability to operate and present content in multiple languages.		SAS Regulatory Compliance Management states support for multiple languages via platform configuration and locale settings.
Regulation Mapping Capability to map regulations to business units and operational processes.		Regulation mapping is listed as a solution feature; users can assign rules and obligations to business units and operating processes.
Template Library Availability of compliance documents, checklists, and templates.		SAS provides template checklists and policy document templates for compliance use.
Custom Regulation Input Ability for users to manually add or customize regulatory requirements.		Users can manually enter and customize local regulatory obligations and requirements.
Version Control Tracks historical and current versions of regulations.		A version-control feature for regulations and compliance documents is described in the product brochure.
Change Management Alerts Automated notifications when laws or regulations change.		Automated alerts for changes in laws and regulations are a core part of regulatory change management in SAS.
Audit Trail of Changes System records all changes to regulatory mappings and user documents.		Audit logging for all regulatory and document changes included as part of their compliance audit features.
Centralized Repository Single storage location for all legal and compliance content.		Centralized document repository highlighted as a core benefit and functionality.
Regulatory Calendar Displays global compliance deadlines and key dates.		Regulatory calendar with compliance deadlines and key dates detailed in solution brief.
Impact Analysis Tools Analyzes how new regulations will affect current practices.		Impact analysis tools included for assessing how incoming laws will affect procedures and controls.
Regulator Contact Information Database of regulatory agency contacts and correspondence logs.		SAS provides agency contact and correspondence database as part of compliance management.
Automated Regulatory Updates System delivers automated, curated updates of relevant rule changes.		Automated update feeds of new and amended regulations are part of core offering.
Supersedence Hierarchy Handling Manages overlapping or superseding regulations by hierarchy.		No information available

Task Assignment Ability to assign compliance tasks to users or teams.		Task assignment and compliance workflow delegation are described among workflow management features.
Automated Escalations System automatically escalates overdue or uncompleted tasks.		Automated escalation of overdue tasks is mentioned as part of workflow automation.
Approval Workflows Customizable multi-level approval chains for documentation and sign-off.		Multi-level approval chains for documentation and workflow are mentioned in SAS's workflow management feature list.
Task Progress Tracking Tracks percentage of task completion and progress over time.		No information available
Action Item Tracking Detailed tracking of individual actions taken for compliance.		Detailed action tracking for compliance and policy procedures forms part of workflow functionality.
Automated Reminders Reminds users of upcoming or overdue compliance tasks.		Automated reminders for compliance and regulatory-related tasks are provided.
Delegation Support Tasks can be delegated and tracked when moved between users.		Delegation of tasks and workflow steps with assignment tracking is supported.
Custom Workflow Builder Users can configure and customize compliance workflows.		Custom workflow builder for compliance workflows documented as core feature.
Bulk Task Operations Supports batch creation, editing, and closure of multiple tasks.		No information available
Audit Log for Workflow Events Comprehensive logs of all workflow steps and user actions.		Comprehensive audit logs of user and workflow actions described in technical overview.
Time-to-Resolution Average time to complete and close compliance-related tasks.		No information available
Calendar Integration Syncs compliance events with external calendars (e.g., Outlook, Google).		Integration with calendar applications, including synchronization of compliance activities with Outlook/Google Calendar, described in datasheet.
Parallel Task Management Support for managing tasks that must be completed concurrently.		Parallel/concurrent task management supported in compliance workflow module.
Notifications Customization Users can customize the type and timing of notification alerts.		User-customizable notification schedules and preferences available.
Task Recurrence Scheduling Ability to set up recurring tasks for ongoing compliance obligations.		Recurring compliance task scheduling included in workflow automation.

Regulatory News Feed Aggregates and displays regulatory news from multiple sources.		Aggregated news feeds and regulatory updates can be configured in dashboard.
Customizable Alert Triggers Ability to set specific keywords, jurisdictions, or topics for change alerts.		Custom alert triggers for news, jurisdictions, and key terms documented.
Real-Time Update Frequency Frequency at which system retrieves new regulatory updates.		No information available
Source Verification Authenticates regulatory sources and official government channels.		Source verification and authentication described as part of regulatory content ingestion.
Historical Change Logs Access to a history of all tracked regulatory changes.		Access to regulatory change logs and histories available with search and filtering.
Impact Rating of Changes Assigns potential risk rating or impact score to each regulatory change.		No information available
Automated Regulatory Text Summaries Provides summaries of legal changes for quick consumption.		No information available
API Availability for Change Data Programmatic access to change data via API.		No information available
Regulatory Update Timeline Visualization Graphical visualization of regulatory changes over time.		No information available
Multi-Channel Alerts Alerts can be delivered via email, SMS, in-app, or other channels.		No information available
Role-Based Alerting Different users receive alerts relevant to their function or department.		No information available
Alert Granularity Level of specificity in setting alert preferences (e.g., state, topic, date).		No information available
News Archive Search Full-text search of all past regulatory news items.		No information available
Customizable Dashboard Widgets Users can create widgets to track specific jurisdictions or topics in real time.		No information available
Bulk Export of Change Data Export lists of regulatory changes for offline analysis.		No information available

Policy Document Repository Centralized storage for all internal compliance-related documents.		No information available
Document Version Control Manages multiple versions and histories of policies and procedures.		No information available
Automated Policy Review Reminders Notifies owners of required annual or periodic reviews.		No information available
E-Signature Integration Allows digital sign-off on policy documents.		No information available
Access Controls Manages user permissions for viewing/editing policies.		No information available
Obsolescence Tracking Alerts if a policy is outdated or no longer in use.		No information available
Policy Distribution Tracking Confirms that end users have received/read new policies.		No information available
Template Policy Documents Provides templates for standard compliance policies.		No information available
Collaborative Editing Allows multiple users to co-edit documents in real time.		No information available
Full-Text Policy Search Allows quick searching within all stored policy documents.		No information available
Change Commenting Allows users to add comments or rationale for document changes.		No information available
Retention Policy Automation Automates retention and destruction of old policy documents.		No information available
Approval Routing Routes documents through required levels of review and approval.		No information available
Policy Reading Quizzing System can verify comprehension (e.g., quizzes after policy updates).		No information available
Export/Print Ready Formatting Exports policy documents in common formats for printing/distribution.		No information available

Audit Scheduling Tool for scheduling internal and external compliance audits.		No information available
Pre-built Audit Templates Standardized templates for frequently conducted audits.		No information available
Risk-Based Audit Planning Prioritizes audits based on assessed risk.		No information available
Audit Checklist Library Built-in checklists for different compliance categories.		No information available
Real-Time Audit Status Tracking Visual indicators of audit progress.		No information available
Evidence Attachment Allows attachment of supporting documents/evidence to audit steps.		No information available
Findings and Recommendations Logging Documents and tracks audit findings and recommended actions.		No information available
Audit Report Generation Automates the creation of formal audit reports.		No information available
Corrective Action Tracking Monitors the implementation of audit recommendations.		No information available
Management Sign-Off Requires sign-off from responsible stakeholders for audit closure.		No information available
Audit Trail Integrity Protects records from post-audit modification.		No information available
Recurring Audit Scheduling Automates scheduling of cyclical or periodic audits.		No information available
Role-Based Audit Assignment Assigns audits based on role, department, or location.		No information available
Custom Audit Workflows Permits creation of custom workflows tailored to company requirements.		No information available
Audit History Lookup Search and retrieve completed audits and outcomes.		No information available

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Financial Technology Year

SAS Regulatory Compliance Management from SAS

Product analysis by function

Regulatory Compliance Management Systems for Compliance and Legal

Regulatory Coverage
(12 Yes /12 Known /15 Possible features)

Workflow Management
(12 Yes /12 Known /15 Possible features)

Change Monitoring
(4 Yes /4 Known /15 Possible features)

Policy & Procedures Management
(0 Yes /0 Known /15 Possible features)

Audit Management
(0 Yes /0 Known /15 Possible features)

Risk Assessment
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

User Management & Security
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

Training & Certification Management
(0 Yes /0 Known /15 Possible features)

Case & Incident Management
(0 Yes /0 Known /15 Possible features)

Support & Usability
(0 Yes /0 Known /15 Possible features)

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Automated Risk Scoring Calculates risk scores for processes, entities, or regulations.		No information available
Customizable Risk Criteria Allows organizations to define their own risk factors and weights.		No information available
Real-Time Risk Dashboard Visual display of risk levels across the organization.		No information available
Risk Heatmaps Graphical representation of risk exposure.		No information available
Risk Mitigation Planning Links risk findings to action plans.		No information available
Scenario Analysis Simulates potential regulatory/operational risk scenarios.		No information available
Historical Risk Trends Tracks how risk scores or exposures change over time.		No information available
Risk Data Import/Export Supports import and export of risk data for further analysis.		No information available
Risk Ownership Assignment Assigns risk responsibility to business units or individuals.		No information available
Regulatory Requirement Linking Links risks directly to regulatory obligations.		No information available
Automated Risk Alerts Notifies stakeholders when a risk score exceeds a threshold.		No information available
Third-Party Risk Integration Assesses risks arising from vendors or other third parties.		No information available
Bulk Risk Record Management Supports bulk creation, updating, and closure of risk records.		No information available
Risk Control Testing Allows recurring control tests to validate mitigations.		No information available
Risk Disclosure Reporting Generates reports for internal/external risk disclosure.		No information available

Pre-Built Compliance Reports Extensive library of standard compliance reports.		No information available
Custom Report Builder Users can design their own reports from system data.		No information available
Scheduled Report Delivery Automates report generation and email delivery.		No information available
Interactive Data Visualization Charts and dashboards for regulatory, risk, and audit data.		No information available
Export Formats Supports exporting reports to PDF, Excel, CSV, etc.		No information available
Ad Hoc Queries Allows users to quickly query compliance data.		No information available
KPI Tracking Tracks and displays key performance metrics for compliance.		No information available
Drill-Down Analytics Users can click into report elements for further detail.		No information available
Automated Dashboard Refresh Dashboards automatically update with new data.		No information available
Access-Controlled Reports Restricts sensitive reports to authorized users.		No information available
Data Source Integration Pulls data from ERPs, claims systems, HR, etc., for reporting.		No information available
Mobile Report Access Enables access/viewing of reports via mobile devices.		No information available
Historical Reporting Ability to generate comparative reports for previous periods.		No information available
Exception Reporting Highlights instances of non-compliance or overdue tasks.		No information available
Scheduled KPI Alerts Notifies when KPIs breach thresholds.		No information available

Role-Based Access Control (RBAC) Assigns permissions based on user role.		No information available
Single Sign-On (SSO) Integration Supports SSO with enterprise identity providers.		No information available
Multi-Factor Authentication Requires multiple authentication factors for login.		No information available
User Activity Logging Records all actions by users within the system.		No information available
Granular Permission Settings Fine-grained access controls for features/data.		No information available
User Provisioning Automation Automated onboarding/offboarding of users.		No information available
IP Whitelisting/Blacklisting Restricts access to specified IP ranges.		No information available
Encryption at Rest and Transit All data is encrypted both at rest and during transfer.		No information available
Data Privacy Compliance Certifications Compliance with GDPR, CCPA, and other privacy standards.		No information available
Session Timeout Controls Automatically logs users out after inactivity.		No information available
User Account Audit Logs Historical auditing of user account access/changes.		No information available
Password Policy Customization Configurable password complexity and expiration rules.		No information available
Bulk User Management Create, update, or remove users in bulk.		No information available
User Self-Service Portal Allows users to reset passwords and manage profiles.		No information available
Audit Readiness Reports Prepares security documentation for IT audits.		No information available

API Access Well-documented APIs for programmatic access and integration.		No information available
Pre-Built Connectors Native connectors for popular ERPs, HR, claims, and policy admin systems.		No information available
Custom Integration Support Professional services/support available for custom integrations.		No information available
Data Import/Export Tools Facilitates bulk data movement into and out of the platform.		No information available
Third-Party Content Feeds Ingests regulatory content from trusted third-party providers.		No information available
Webhooks Triggers outbound events to external systems.		No information available
Custom Field Mapping Maps data fields between platforms for seamless integration.		No information available
Integration Health Dashboards Monitors success/failure of connections and data transfers.		No information available
Scheduled Synchronization Automatically syncs data between systems on a fixed schedule.		No information available
Single Data Entry Eliminates duplicate data entry by synchronizing records.		No information available
External Authentication Integration Integrates with external identity providers for authentication.		No information available
Legacy System Compatibility Supports integration with older or non-standardized systems.		No information available
Document Management System (DMS) Integration Connects with existing DMS tools for document storage and retrieval.		No information available
Custom Notification Channels Integrates with Slack, Teams, SMS gateways, etc.		No information available
Mobile Device Integration Enables access, alerts, or workflows via mobile applications.		No information available

Training Content Hosting Ability to upload, manage, and deliver compliance learning material.		No information available
Automated Training Reminders Notifies users of upcoming or overdue training requirements.		No information available
Certification Tracking Tracks user certifications and their expiry/renewal dates.		No information available
Course Completion Reporting Reports on completion rates and outstanding assignments.		No information available
Learning Path Customization Configurable training 'journeys' tailored to user roles.		No information available
External LMS Integration Integrates with external learning management systems.		No information available
Training Quiz/Test Builder Built-in tools to create quizzes or knowledge checks.		No information available
Multimedia Lesson Support Supports video, interactive, and document-based lessons.		No information available
Regulatory Requirement Linking Links training to tracked laws/regulations.		No information available
Bulk Training Assignment Easily assign training to large user groups.		No information available
Mobile Training Delivery Users can access training via mobile devices.		No information available
Remedial Training Assignment Assigns additional training to users failing quizzes.		No information available
Training History Export Exports historical records of all completed training.		No information available
Role/Function Based Training Matrix Matrix that defines what training is required for each user role/function.		No information available
Automated Compliance Certification Generation Issues certificates of completion for compliance purposes.		No information available

Case Capture Portal Allows users to submit new compliance incidents or concerns.		No information available
Anonymous Reporting Permits confidential or anonymous case reporting.		No information available
Intake Categorization Automatically classifies cases by type (e.g., regulatory, ethics, fraud).		No information available
Case Workflow Automation Automates assignment and escalation of new cases.		No information available
Case Status Tracking Tracks status of every active case (open, under review, closed, etc.).		No information available
Case Priority Tagging Enables tagging and prioritization of urgent matters.		No information available
Case Attachments Upload supporting documentation and evidence.		No information available
Case Notes & History Maintains detailed logs of all case-related actions and updates.		No information available
Automated Case Notifications Notifies stakeholders of case updates or required actions.		No information available
Investigator Assignment Assigns cases to specific investigators or teams.		No information available
Resolution Time Tracking Tracks the time taken to close cases.		No information available
Linked Cases/Incidents Ability to link related incidents for trend analysis.		No information available
Integration with Whistleblower Hotline Connects with external hotlines for case intake.		No information available
Case Closure Documentation Requires closure notes and documentation for audit purposes.		No information available
Data Redaction Tools Supports redaction of sensitive information in case files.		No information available

User Onboarding Wizard Step-by-step system setup and training for new users.		No information available
In-App Guided Help Real-time, context-sensitive guides embedded in the software.		No information available
24/7 Customer Support Support team available around the clock.		No information available
Detailed User Manuals Comprehensive written guides for all features.		No information available
Contextual Tooltips Short explanatory texts on features/functions.		No information available
Live Chat Support Immediate help via chat within the application.		No information available
Knowledge Base/FAQ Searchable online resource library and FAQ.		No information available
Dedicated Account Manager Named support resource for enterprise clients.		No information available
Product Updates Notifications Alerts to new features, bug fixes, or changes in the system.		No information available
Accessible UI/UX Design Features and layouts that comply with accessibility standards.		No information available
Mobile Responsive Design Optimized for easy use on all screen sizes and devices.		No information available
Custom Branding Support Permits interface branding/logos for each organization.		No information available
User Feedback Channels Allows collection of user suggestions and error reports.		No information available
Self-Service Configuration Admin users can configure most settings without vendor assistance.		No information available
System Performance Uptime Guaranteed average uptime over a period (e.g., 99.9%).		No information available

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Financial Technology Year

SAS Regulatory Compliance Management from SAS

Product analysis by function

Regulatory Compliance Management Systems for Compliance and Legal

Regulatory Coverage (12 Yes /12 Known /15 Possible features)

Workflow Management (12 Yes /12 Known /15 Possible features)

Change Monitoring (4 Yes /4 Known /15 Possible features)

Policy & Procedures Management (0 Yes /0 Known /15 Possible features)

Audit Management (0 Yes /0 Known /15 Possible features)

Risk Assessment (0 Yes /0 Known /15 Possible features)

Reporting & Analytics (0 Yes /0 Known /15 Possible features)

User Management & Security (0 Yes /0 Known /15 Possible features)

Integration & Interoperability (0 Yes /0 Known /15 Possible features)

Training & Certification Management (0 Yes /0 Known /15 Possible features)

Case & Incident Management (0 Yes /0 Known /15 Possible features)

Support & Usability (0 Yes /0 Known /15 Possible features)

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Regulatory Coverage
(12 Yes /12 Known /15 Possible features)

Workflow Management
(12 Yes /12 Known /15 Possible features)

Change Monitoring
(4 Yes /4 Known /15 Possible features)

Policy & Procedures Management
(0 Yes /0 Known /15 Possible features)

Audit Management
(0 Yes /0 Known /15 Possible features)

Risk Assessment
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

User Management & Security
(0 Yes /0 Known /15 Possible features)

Integration & Interoperability
(0 Yes /0 Known /15 Possible features)

Training & Certification Management
(0 Yes /0 Known /15 Possible features)

Case & Incident Management
(0 Yes /0 Known /15 Possible features)

Support & Usability
(0 Yes /0 Known /15 Possible features)