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Linedata Regulatory Reporting from Linedata
Flexible module that covers a range of international regulatory report requirements such as AIFMD Annex IV, Solvency II, UCITS, MMF, including data collection, validation, workflow and submission.
Product analysis by function
Regulatory Reporting Tools for Risk & Compliance
Software that automates the preparation and submission of required regulatory reports such as Form PF, Form ADV, AIFMD reporting, and transaction reporting under various regulatory regimes.
More Regulatory Reporting Tools
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Data Integration
(7 Yes /7 Known /10 Possible features)
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Multi-Source Data Import Capability to ingest data from various formats, protocols, and platforms (e.g., databases, APIs, flat files, custodians). |
Product documentation highlights data ingestion from various platforms, including data collection from different sources (regulatory, custodians, internal systems). | |
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Real-Time Data Sync Synchronization of data feeds at or near real-time for up-to-date reporting. |
No information available | |
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Data Validation Rules Built-in checks and logic to ensure data quality and flag inconsistencies. |
Explicit mention of data validation and flagging inconsistencies prior to submission in product description. | |
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Data Enrichment Capabilities Ability to supplement imported data with reference, market, or external datasets. |
Linedata notes enrichment using reference and market data as part of report preparation. | |
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Automated Data Mapping Tools to facilitate mapping of disparate data sources to unified reporting structures. |
Acknowledges tools for mapping disparate source data to regulatory templates. | |
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Data Cleansing Functionality Automated routines to correct errors and fill missing values in data sets. |
Mentions automated data correction and filling missing values to ensure reporting quality. | |
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Support for Unstructured Data Ability to process documents, emails, or other non-tabular data sources. |
No information available | |
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Batch Data Processing Speed Time taken to process and transform datasets for reporting. |
No information available | |
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Data Lineage Tracking Ability to trace data origins and transformation history for audit purposes. |
Linedata references audit evidence and data lineage as part of compliance tracking. | |
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Manual Data Entry Support Functionality for entering data manually in the absence of automated feed. |
Manual data entry supported for exceptions or missed automated feeds. |
Regulatory Coverage
(5 Yes /5 Known /6 Possible features)
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Multi-Jurisdiction Support Ability to handle regulatory rules for multiple countries and regions. |
Describes support for EU, UK, US, APAC regulations, and multiple regimes. | |
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Regulation Specific Modules Pre-built modules/templates for major regulatory standards (e.g., AIFMD, UCITS, MiFID II, FATCA, EMIR, SEC, CFTC). |
Highlights pre-built modules (AIFMD, Solvency II, UCITS, MMF) in marketing materials. | |
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Automated Rule Updates System updates regulatory rules automatically as new laws come into effect. |
No information available | |
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Custom Rule Creation Admins can define custom compliance rules tailored to organizational policies. |
Custom rule setup is available according to product overview. | |
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Version Control on Regulation Logic Maintains historical versions of rule logic to support retrospective reporting. |
Version control for regulatory rules is mentioned as a compliance feature. | |
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Audit Trail on Rule Changes Logs and tracks all changes made to compliance and reporting rules. |
All rule changes are tracked in an audit trail for compliance. |
Reporting & Filing Capabilities
(8 Yes /8 Known /9 Possible features)
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Automated Report Generation Scheduled creation of required regulatory filings. |
Automated scheduled report generation (reg filings submissions) highlighted in documentation. | |
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Custom Report Designer Allows creation of bespoke reports in addition to standard templates. |
Custom report design is noted as a differentiator in product information. | |
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Multi-Format Export Export reports in all required electronic and paper formats (XBRL, XML, CSV, PDF, Excel, etc.). |
Multi-format report output (XBRL, XML, CSV, PDF, Excel) prominently listed. | |
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Error and Exception Highlighting Automatically identifies and flags potential errors or omissions in draft reports. |
Error and omission detection/flagging mentioned as part of review and workflow. | |
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Direct e-Filing Integration Connects directly to regulators’ portals/APIs for automated submission. |
Direct integration with regulatory e-filing portals/APIs is listed on product web page. | |
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Filing Status Tracking Monitors the progress, success, or failure of each report submission. |
No information available | |
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Ad Hoc Reporting Enables rapid, one-off report production for non-routine compliance queries. |
Ad hoc reporting for custom queries is mentioned. | |
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Historical Filing Storage Stores previously submitted reports for comparison and retrieval. |
Historical filings are stored for later retrieval and review. | |
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Reporting Frequency Options Supports daily, monthly, quarterly, annual or ad-hoc schedules. |
System supports a range of reporting cadences (monthly, quarterly, ad-hoc, etc.) |
Workflow & Process Automation
(4 Yes /4 Known /8 Possible features)
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Role-Based Task Assignment Allocates tasks to individuals or teams based on permissions and expertise. |
Role-based assignments for workflow tasks are described on their compliance workflow page. | |
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Automated Alerts & Reminders Sends notifications for deadlines, approvals, and exception handling. |
Alerts and reminders for deadlines are noted as a workflow automation function. | |
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Approval Workflow Customization Configurable multi-level review and sign-off processes. |
No information available | |
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Escalation Management Automatically escalates overdue tasks or exceptions to management. |
No information available | |
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Task Status Dashboard Visualizes progress of all workflow tasks in real-time. |
Task status dashboards are available for compliance oversight. | |
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SLA Monitoring Monitors workflow steps against Service Level Agreements. |
No information available | |
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Automated Scheduling Allows pre-scheduling of recurring tasks and report runs. |
Recurring and automated scheduling of reports and workflows referenced on solution page. | |
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Exception Handling Rules Predefined responses to common exceptions or workflow bottlenecks. |
No information available |
User Access & Security
(4 Yes /4 Known /7 Possible features)
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Role-Based Access Control (RBAC) Access permissions can be defined per user or group. |
Role-based access control for users/managers provided. | |
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Multi-Factor Authentication (MFA) Supports two/multi-factor authentication for user login. |
No information available | |
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Single Sign-On (SSO) Integration Allows users to log in with corporate credentials. |
No information available | |
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Audit Logging Tracks all user actions for monitoring and compliance. |
Comprehensive audit logging of user and system actions offered. | |
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Encryption at Rest and in Transit Data is encrypted both when stored and when sent between systems. |
On-site and cloud deployments available with data encryption for compliance. | |
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Granular Data Permissions Fine-grained control over which data a user can view or edit. |
Supports fine-grained user permissions based on access needs. | |
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Time-Based Access Control Ability to restrict system access to specific hours or dates. |
No information available |
Audit & Transparency
(1 Yes /1 Known /6 Possible features)
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Full Data Audit Trails Tracks every change to relevant data, reports, and workflows. |
Full audit trail and logging for changes on critical data and reports. | |
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Audit Log Export Ability to export audit logs for regulator or auditor review. |
No information available | |
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Immutable Records Stores all changes in a tamper-evident manner. |
No information available | |
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Report Reconciliation Logs Logs comparisons between system data and filed reports. |
No information available | |
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User Action History View actions performed by each user on specific records or reports. |
No information available | |
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Change Reason Capture Requires users to provide rationale for material changes. |
No information available |
Analytics & Monitoring
(2 Yes /2 Known /6 Possible features)
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Exception Trend Analysis Tracks patterns in reporting errors or regulatory breaches over time. |
No information available | |
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Compliance Dashboard Visual interface summarizing key compliance risks and activities. |
Compliance dashboard is highlighted for monitoring risks and status. | |
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Data Quality Metrics Monitors consistency, completeness, and accuracy of reporting data. |
Data quality metrics are integrated as part of Linedata’s validation framework. | |
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Historical Comparison Reports Allows period-to-period comparison to identify discrepancies or risks. |
No information available | |
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Outlier Detection Automatically flags results that deviate from norms. |
No information available | |
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Workflow Efficiency Metrics Measures task throughput and identifies bottlenecks. |
No information available |
Configurability & Customization
(2 Yes /2 Known /5 Possible features)
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Custom Workflow Builder Design and deploy custom task and approval steps. |
No information available | |
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Configurable Data Fields Add, remove, or modify data fields for changing needs. |
Ability to add custom data fields for reporting described in product literature. | |
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White-Labelling Options Apply custom branding to user interfaces and reports. |
No information available | |
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User Interface Personalization Enables individual users to customize their dashboards. |
User dashboards can be configured by role and individual preference within the reporting platform. | |
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Rule Engine for Custom Logic Allows non-technical users to define new rules and triggers. |
No information available |
Integration & API Capabilities
(3 Yes /3 Known /5 Possible features)
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Open REST/SOAP APIs Enables external systems to connect and automate data exchanges. |
Open REST API is available for integrations as referenced in technical overview. | |
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Pre-Built Integrations Available plugins for common fund management and accounting platforms. |
Pre-built integrations with fund admin and accounting platforms discussed in solution briefs. | |
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Webhook/Event Notification Support Outbound triggers for events like report completion or data changes. |
No information available | |
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API Call Throughput Maximum number of API requests supported per second. |
No information available | |
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Bulk Data Upload & Download Ability to move large data sets efficiently. |
Bulk upload/download is mentioned for supporting large sets of reports and data. |
Scalability & Performance
(1 Yes /1 Known /4 Possible features)
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Horizontal/Vertical Scaling System can scale out by adding resources or nodes. |
Cloud-native and scalable architecture shown in product technical docs. | |
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Concurrent User Limit Maximum number of users able to use the system simultaneously. |
No information available | |
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High Availability/Uptime SLA Service level guarantee for system availability. |
No information available | |
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Peak Load Processing Speed Performance under heavy data or usage peaks. |
No information available |
Support & Documentation
(5 Yes /5 Known /6 Possible features)
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24/7 Technical Support Around-the-clock assistance for critical issues. |
Linedata provides global support, suggesting 24/7 technical coverage. | |
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Comprehensive User Documentation Detailed manuals and online help resources. |
User manuals and web help resources are standard for Linedata products. | |
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Integration Support Services Assistance for connecting the product with other systems. |
Product overview states full integration support and services. | |
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Dedicated Account Manager A single point of contact for complex support needs. |
Dedicated account manager indicated for complex or enterprise accounts. | |
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Onboarding & Training Packages Structured user education for rollout and adoption. |
Onboarding and training packages listed among Linedata’s client success offers. | |
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Compliance Alert Service Proactive notifications of regulatory changes impacting reporting. |
No information available |
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