at Financial Technnology Year
Please contact them if you have any questions.
AxiomSL ControllerView from Calypso Technology (Adenza)
A data integrity and control platform automating regulatory reporting and computations across multiple jurisdictions. Scalable for global fund management, providing validation, workflow, audit, and unified data management.
More about Calypso Technology (Adenza)
Product analysis by function
Regulatory Reporting Tools for Risk & Compliance
Software that automates the preparation and submission of required regulatory reports such as Form PF, Form ADV, AIFMD reporting, and transaction reporting under various regulatory regimes.
More Regulatory Reporting Tools
More Risk & Compliance ...
Data Integration
(9 Yes /9 Known /10 Possible features)
|
Multi-Source Data Import Capability to ingest data from various formats, protocols, and platforms (e.g., databases, APIs, flat files, custodians). |
Platform unifies and ingests data from multiple formats and custodians for automated regulatory reporting, as described on the product page. | |
|
Real-Time Data Sync Synchronization of data feeds at or near real-time for up-to-date reporting. |
Marketed as providing 'real-time controls' and 'up-to-date reporting', which implies real-time data synchronization. | |
|
Data Validation Rules Built-in checks and logic to ensure data quality and flag inconsistencies. |
Explicitly referenced as offering data validation rules and automated data quality management. | |
|
Data Enrichment Capabilities Ability to supplement imported data with reference, market, or external datasets. |
The system provides data enrichment by supplementing with market data and regulatory reference datasets. | |
|
Automated Data Mapping Tools to facilitate mapping of disparate data sources to unified reporting structures. |
Automated data mapping and unification across heterogeneous sources is a key component of ControllerView. | |
|
Data Cleansing Functionality Automated routines to correct errors and fill missing values in data sets. |
Product literature highlights data cleansing and error correction functionality. | |
|
Support for Unstructured Data Ability to process documents, emails, or other non-tabular data sources. |
Supports unstructured data processing via document ingestion for compliance. | |
|
Batch Data Processing Speed Time taken to process and transform datasets for reporting. |
No information available | |
|
Data Lineage Tracking Ability to trace data origins and transformation history for audit purposes. |
Provides end-to-end data lineage tracking for audit and regulatory review. | |
|
Manual Data Entry Support Functionality for entering data manually in the absence of automated feed. |
Manual data entry is supported for exception management and edge-case corrections. |
Regulatory Coverage
(6 Yes /6 Known /6 Possible features)
|
Multi-Jurisdiction Support Ability to handle regulatory rules for multiple countries and regions. |
Markets itself as 'multi-jurisdictional'—supports regulatory regimes in multiple countries directly. | |
|
Regulation Specific Modules Pre-built modules/templates for major regulatory standards (e.g., AIFMD, UCITS, MiFID II, FATCA, EMIR, SEC, CFTC). |
Pre-built logic and reporting modules available for AIFMD, MiFID II, FATCA, EMIR, SEC, and others. | |
|
Automated Rule Updates System updates regulatory rules automatically as new laws come into effect. |
Automated updates for regulatory logic/rules are a differentiator of the product. | |
|
Custom Rule Creation Admins can define custom compliance rules tailored to organizational policies. |
Custom rule creation highlighted, supporting internal/external policies. | |
|
Version Control on Regulation Logic Maintains historical versions of rule logic to support retrospective reporting. |
Version control of regulatory logic for retrospective compliance is promoted. | |
|
Audit Trail on Rule Changes Logs and tracks all changes made to compliance and reporting rules. |
Tracks and audits all rule and configuration changes. |
Reporting & Filing Capabilities
(9 Yes /9 Known /9 Possible features)
|
Automated Report Generation Scheduled creation of required regulatory filings. |
ControllerView automates periodic regulatory report generation and e-filing. | |
|
Custom Report Designer Allows creation of bespoke reports in addition to standard templates. |
Custom report designer included for bespoke regulatory requirements. | |
|
Multi-Format Export Export reports in all required electronic and paper formats (XBRL, XML, CSV, PDF, Excel, etc.). |
Export formats include XML, XBRL, CSV, Excel, PDF; confirmed by documentation. | |
|
Error and Exception Highlighting Automatically identifies and flags potential errors or omissions in draft reports. |
Automated error and exception highlighting for draft and final reports. | |
|
Direct e-Filing Integration Connects directly to regulators’ portals/APIs for automated submission. |
Direct integration with regulatory portals/APIs claimed in their product overview. | |
|
Filing Status Tracking Monitors the progress, success, or failure of each report submission. |
Tracks report submission status including receipt, approval, or failure by regulators. | |
|
Ad Hoc Reporting Enables rapid, one-off report production for non-routine compliance queries. |
Ad hoc reporting is possible for urgent or one-off queries. | |
|
Historical Filing Storage Stores previously submitted reports for comparison and retrieval. |
Retention of all filed reports for audit and review. | |
|
Reporting Frequency Options Supports daily, monthly, quarterly, annual or ad-hoc schedules. |
Supports variable reporting frequency—daily, monthly, quarterly, ad hoc. |
Workflow & Process Automation
(8 Yes /8 Known /8 Possible features)
|
Role-Based Task Assignment Allocates tasks to individuals or teams based on permissions and expertise. |
Workflow includes role-based allocation of tasks across users and teams. | |
|
Automated Alerts & Reminders Sends notifications for deadlines, approvals, and exception handling. |
Automated alerts and reminders for deadlines and exceptions. | |
|
Approval Workflow Customization Configurable multi-level review and sign-off processes. |
Multi-level review and sign-off process configurable to organization’s workflow. | |
|
Escalation Management Automatically escalates overdue tasks or exceptions to management. |
Escalates overdue tasks as part of workflow automation. | |
|
Task Status Dashboard Visualizes progress of all workflow tasks in real-time. |
Task status dashboards visualize end-to-end workflow progress. | |
|
SLA Monitoring Monitors workflow steps against Service Level Agreements. |
Service Level Agreement monitoring supported for reporting KPIs. | |
|
Automated Scheduling Allows pre-scheduling of recurring tasks and report runs. |
Users can pre-schedule regular report runs and periodic tasks. | |
|
Exception Handling Rules Predefined responses to common exceptions or workflow bottlenecks. |
Exception handling and resolution rules are customizable in workflow. |
User Access & Security
(6 Yes /6 Known /7 Possible features)
|
Role-Based Access Control (RBAC) Access permissions can be defined per user or group. |
Role-based access control and fine-grained permissions explicitly supported. | |
|
Multi-Factor Authentication (MFA) Supports two/multi-factor authentication for user login. |
Supports multi-factor authentication for secure access. | |
|
Single Sign-On (SSO) Integration Allows users to log in with corporate credentials. |
Single Sign-On integration available (SAML, corporate login). | |
|
Audit Logging Tracks all user actions for monitoring and compliance. |
Audit logging of user actions detailed in product documentation. | |
|
Encryption at Rest and in Transit Data is encrypted both when stored and when sent between systems. |
Encryption in transit/at rest to meet regulatory data protection standards. | |
|
Granular Data Permissions Fine-grained control over which data a user can view or edit. |
Allows detailed data permissions per user/group. | |
|
Time-Based Access Control Ability to restrict system access to specific hours or dates. |
No information available |
Audit & Transparency
(6 Yes /6 Known /6 Possible features)
|
Full Data Audit Trails Tracks every change to relevant data, reports, and workflows. |
Full data audit trails are an advertised feature for compliance. | |
|
Audit Log Export Ability to export audit logs for regulator or auditor review. |
Audit logs can be exported for external review and regulatory audit. | |
|
Immutable Records Stores all changes in a tamper-evident manner. |
Maintains immutable and tamper-evident audit records. | |
|
Report Reconciliation Logs Logs comparisons between system data and filed reports. |
Product explicitly references reconciliation logs for reporting and audits. | |
|
User Action History View actions performed by each user on specific records or reports. |
Tracks and presents user action history per report and task. | |
|
Change Reason Capture Requires users to provide rationale for material changes. |
Material changes require documentation and rationale (change reason capture). |
Analytics & Monitoring
(6 Yes /6 Known /6 Possible features)
|
Exception Trend Analysis Tracks patterns in reporting errors or regulatory breaches over time. |
Tracks and analyzes trends in regulatory exceptions and breaches over time. | |
|
Compliance Dashboard Visual interface summarizing key compliance risks and activities. |
Comprehensive compliance dashboards for key risks and activity summary. | |
|
Data Quality Metrics Monitors consistency, completeness, and accuracy of reporting data. |
Data quality metrics monitored and displayed in dashboard views. | |
|
Historical Comparison Reports Allows period-to-period comparison to identify discrepancies or risks. |
Historical comparison reports are available for regulatory risk analysis. | |
|
Outlier Detection Automatically flags results that deviate from norms. |
Automatic detection and flagging of outliers in reporting data. | |
|
Workflow Efficiency Metrics Measures task throughput and identifies bottlenecks. |
Workflow efficiency and process bottleneck measurement available on dashboards. |
Configurability & Customization
(5 Yes /5 Known /5 Possible features)
|
Custom Workflow Builder Design and deploy custom task and approval steps. |
Supports custom workflow creation and modification. | |
|
Configurable Data Fields Add, remove, or modify data fields for changing needs. |
Configurable data fields available to adapt system to new requirements. | |
|
White-Labelling Options Apply custom branding to user interfaces and reports. |
Branding and white-labelling options discussed in platform overview. | |
|
User Interface Personalization Enables individual users to customize their dashboards. |
Individual users can customize dashboards and reports. | |
|
Rule Engine for Custom Logic Allows non-technical users to define new rules and triggers. |
Rule engine allows definition of custom logic and triggers without code. |
Integration & API Capabilities
(4 Yes /4 Known /5 Possible features)
|
Open REST/SOAP APIs Enables external systems to connect and automate data exchanges. |
RESTful API support for interconnecting with partner and client systems. | |
|
Pre-Built Integrations Available plugins for common fund management and accounting platforms. |
Library of pre-built integrations with fund accounting and management platforms. | |
|
Webhook/Event Notification Support Outbound triggers for events like report completion or data changes. |
Supports webhooks and event notification for workflow integration. | |
|
API Call Throughput Maximum number of API requests supported per second. |
No information available | |
|
Bulk Data Upload & Download Ability to move large data sets efficiently. |
Supports bulk data upload/download for large-scale regulatory filings. |
Scalability & Performance
(1 Yes /1 Known /4 Possible features)
|
Horizontal/Vertical Scaling System can scale out by adding resources or nodes. |
Scalable horizontally/vertically to handle global reporting needs. | |
|
Concurrent User Limit Maximum number of users able to use the system simultaneously. |
No information available | |
|
High Availability/Uptime SLA Service level guarantee for system availability. |
No information available | |
|
Peak Load Processing Speed Performance under heavy data or usage peaks. |
No information available |
Support & Documentation
(6 Yes /6 Known /6 Possible features)
|
24/7 Technical Support Around-the-clock assistance for critical issues. |
24/7 technical support is part of the global managed services offering. | |
|
Comprehensive User Documentation Detailed manuals and online help resources. |
Comprehensive online and offline user documentation provided. | |
|
Integration Support Services Assistance for connecting the product with other systems. |
Integration support services included in onboarding and ongoing operations. | |
|
Dedicated Account Manager A single point of contact for complex support needs. |
Dedicated account managers available for enterprise clients. | |
|
Onboarding & Training Packages Structured user education for rollout and adoption. |
Comprehensive onboarding and training packages available. | |
|
Compliance Alert Service Proactive notifications of regulatory changes impacting reporting. |
Compliance alert services notify clients of regulatory changes affecting reporting. |
This data was generated by an AI system. Please check
with the supplier. More here
While you are talking to them, please let them know that they need to update their entry.