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LogicManager ERM for Investment Management from LogicManager
Risk identification, assessment, monitoring, and reporting platform tailored for investment and fund managers, offering incident tracking, compliance workflows, and risk heat mapping.
Product analysis by function
Enterprise Risk Management Platforms for Risk & Compliance
Comprehensive systems that identify, assess, and manage various types of enterprise risks, including operational, reputational, strategic, and financial risks across the organization.
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Data Integration & Connectivity
(7 Yes /7 Known /10 Possible features)
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Multi-source data ingestion Ability to import data from multiple structured and unstructured sources. |
LogicManager covers data ingestion from incident tracking and reporting modules, which suggest it can import from various internal sources. Exact support for unstructured sources not detailed. | |
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Real-time data feeds Supports real-time ingestion and updating of risk-related data. |
No information available | |
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API support Supports integration via APIs with third-party and internal systems. |
Integration with other systems is highlighted in LogicManager's platform offering and API documentation. | |
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Batch data processing Supports scheduled, bulk updates and ingestion of data. |
Batch reporting and risk event data uploads are standard in LogicManager based on customer documentation. | |
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Standard file support Ability to import/export data in common formats (CSV, XLS, XML, JSON). |
Export/import functions for CSV, XLS, etc., described in user manuals and help docs. | |
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Data mapping and transformation Tools for mapping source data to the platform’s schema and transforming formats. |
Data mapping and transformation is supported as integration with other sources and custom fields is advertised. | |
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Data validation Automatically checks data for integrity and consistency upon ingestion. |
LogicManager performs automated checks to ensure data integrity in workflows. | |
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ETL capabilities Supports extract, transform, load pipelines for managing data flows. |
No information available | |
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Cloud and on-prem connectivity Integrates with both cloud and on-premise systems. |
Platform offers SaaS/cloud connectivity and on-prem integrations per solution page. | |
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Scalability of data ingestion The maximum daily volume of data records that can be ingested. |
No information available |
Risk Analytics & Modeling
(6 Yes /7 Known /10 Possible features)
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Market risk calculation Ability to model and calculate exposure to market risks (e.g., VaR, stress tests). |
Risk exposure calculation/visualization features for market events supported (risk heatmaps, etc.). | |
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Credit risk assessment Quantifies and manages risk exposure to counterparties. |
Credit risk assessment is included in core risk/vulnerability analysis for investment entities. | |
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Liquidity risk analytics Models fund ability to meet obligations and manage liquidity shocks. |
Not as far as we are aware.* Liquidity risk analytics is not explicitly mentioned and appears outside the platform's core focus. | |
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Operational risk assessment Assesses risks from operational failures, including process, staff or system. |
Operational risk modules are core to LogicManager's offering for investment managers. | |
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Risk scenario analysis Ability to run simulations for bespoke risk events. |
Scenario analysis and what-if simulation mentioned among dashboard capabilities. | |
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Custom risk factor modeling Users can define and implement custom risk factors and models. |
Users can define custom frameworks and risk models in LogicManager. | |
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Model validation tools Provides tools to validate and backtest risk models. |
No information available | |
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Historical risk simulation Allows replay of historical events for impact analysis. |
No information available | |
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Risk aggregation (across portfolios) Aggregates risk metrics at multiple portfolio or fund levels. |
Platform aggregates risk at multiple levels (fund, portfolio, department) as described in its marketing. | |
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Risk calculation speed The average time taken to complete a full risk calculation cycle. |
No information available |
Regulatory Compliance Management
(9 Yes /9 Known /10 Possible features)
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Regulatory rules library Comprehensive library of rules for key jurisdictions (e.g., SEC, ESMA, FCA). |
Comes with configurable libraries for regulatory rules for US and some global regions. | |
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Automated compliance monitoring Automatically monitors transactions and holdings for breaches. |
Automated compliance monitoring is one of the central selling points for investment risk workflows. | |
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Pre-trade compliance checks Detects potential compliance breaches before trades are executed. |
Pre-trade and process compliance checks are mentioned as controls in compliance workflows. | |
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Audit trails Captures all user and system actions for historical review. |
System maintains audit trails as a compliance requirement. | |
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Compliance workflow automation Manages approval, exception, and escalation workflows digitally. |
Workflow management, exception handling and approvals are automated; documentation supports workflow automation. | |
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Documentation management Stores, manages, and retrieves regulatory documents and disclosures. |
Regulatory and compliance document storage and retrieval is integrated. | |
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Automated regulatory reporting Generates and submits reports as per local and global requirements. |
Automated regulatory reporting generation is supported for investment compliance. | |
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Regulatory change tracking Monitors and notifies on relevant regulatory changes. |
Tracking and alerting for regulatory change (alerts to compliance team) confirmed in product FAQ. | |
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Breach alerting and notification Sends real-time alerts for any compliance breaches. |
Real-time alerting for breaches is part of incident and compliance modules. | |
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Number of supported jurisdictions Count of regulatory regions (countries) natively supported. |
No information available |
Reporting & Visualization
(8 Yes /8 Known /10 Possible features)
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Customizable dashboards Dashboards can be customized per user or role, with drag-and-drop widgets. |
Dashboards can be customized per user or workflow, as shown in product demos. | |
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Real-time reporting Reports reflect the latest available data and calculations. |
Reporting is available in real time on dashboards. | |
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Scheduled report generation Ability to schedule delivery of regular reports. |
Reports can be scheduled for delivery to stakeholders. | |
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Export to multiple formats Ability to export reports (PDF, Excel, HTML, CSV). |
Downloads available for PDF, Excel, CSV, etc. | |
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Data visualization tools Offers graphs, heatmaps, and advanced visualization features. |
Risk heatmap and visual tools are part of the platform. | |
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Ad-hoc reporting Users can create custom reports without coding. |
Custom/ad-hoc reporting is possible through report builder function. | |
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Automated distribution System can automatically distribute reports to stakeholders. |
Automated distribution by email and other channels available for stakeholder reports. | |
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Drill-down capabilities Users can drill down into data for detailed analysis. |
Drill-down on dashboards (e.g., risk heatmap to underlying incidents) is demonstrated in online demos. | |
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Interactive visualization speed Average response time for rendering custom dashboard views. |
No information available | |
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Concurrent users supported for reports Maximum number of users that can access reports simultaneously. |
No information available |
Security & Access Control
(7 Yes /7 Known /10 Possible features)
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Role-based access control Assigns data and function permissions by user roles. |
System supports detailed role-based access as described in security section. | |
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Single Sign-On (SSO) Integrates with corporate identity providers for access. |
No information available | |
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Multi-factor authentication Enforces additional security checks for user logins. |
No information available | |
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Data encryption (in transit and at rest) Encrypts sensitive data during transfer and storage. |
Data is encrypted in transit and at rest per LogicManager's security documentation. | |
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Comprehensive audit logging Maintains detailed logs for all data access and changes. |
Provides comprehensive audit logging for all actions. | |
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User provisioning and de-provisioning Automates the onboarding and offboarding of users. |
User provisioning handled within admin tools, and supports onboarding/offboarding. | |
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Granular permission settings Fine-tuned data and function-level access configuration. |
Granular permissions for data/views reported in platform admin features. | |
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Data masking and anonymization Masks sensitive data fields for select users or roles. |
Data masking for sensitive information is supported for compliance. | |
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Incident & breach detection Monitors and alerts on potential security incidents. |
Incident detection and breach reporting/alerts are core platform features. | |
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Maximum concurrent user sessions Maximum user sessions that are allowed simultaneously. |
No information available |
Workflow & Task Automation
(6 Yes /6 Known /10 Possible features)
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Custom workflow builder Visually design and automate multi-step processes. |
Supports creation of custom workflows via a visual builder per product overview videos. | |
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Automated task assignment Routes tasks to responsible users based on defined criteria. |
Task assignments and escalation rules part of workflow automation. | |
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Approval tracking Tracks approvals, signatures, and acknowledgments digitally. |
Approvals and e-signatures tracked digitally. | |
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Notification and escalation rules Automated alerts and escalation when timelines are missed. |
Notifications/escalations are configurable as part of workflow system. | |
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Exception management Tracks and manages process exceptions and their resolutions. |
Workflow exceptions (failures, overrides) are logged and can be managed. | |
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Integration with communication tools Integrates with email, chat, or ticketing for notifications. |
Integrates with email and other communication platforms for notifications. | |
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SLA tracking Measures and reports service-level agreement adherence. |
No information available | |
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Parallel processing of workflows Supports simultaneous execution of multiple workflows. |
No information available | |
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Number of customizable workflows Maximum number of custom workflows supported. |
No information available | |
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Workflow execution speed Average time to execute a typical workflow. |
No information available |
Audit & Monitoring
(5 Yes /5 Known /10 Possible features)
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Comprehensive activity logs Captures all system and user activities for review. |
Comprehensive audit and activity logs are maintained for compliance. | |
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Automated exception logging Automatically records exceptions and unusual events. |
The system logs and reports exceptions automatically. | |
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Change management tracking Monitors changes to data, rules, and configurations. |
Change management tracking available for configuration and process controls. | |
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Periodic review scheduler Automates scheduling and reminders for audits and reviews. |
No information available | |
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Forensics and drill-back tools Allows detailed reconstruction and investigation of events. |
No information available | |
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Automated controls testing Regularly tests control effectiveness and documents results. |
No information available | |
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Exception alerting Notifies users of irregular events or failed checks. |
Exception alerting is mentioned in incident/exception management process. | |
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Audit report generation Automatically compiles and formats audit-ready reports. |
Audit-ready reports can be generated on demand. | |
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Retention period for logs Duration for which audit logs are retained in the system. |
No information available | |
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Concurrent audit users supported Maximum number of auditors that can work simultaneously. |
No information available |
Performance & Scalability
(4 Yes /4 Known /10 Possible features)
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Horizontal scalability Easily scales out via additional computing resources. |
Cloud infrastructure provides horizontal scalability as per deployment options. | |
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Load balancing Distributes system load across multiple servers or nodes. |
No information available | |
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Cloud-native architecture Designed for scalable cloud or hybrid deployments. |
Platform designed for cloud and hybrid deployments. | |
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High-availability configuration Supports failover and redundancy for resilience. |
High availability and redundancy mentioned in SaaS infrastructure overview. | |
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Disaster recovery options Provides built-in DR and data backup capabilities. |
Disaster recovery and backup options are documented. | |
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Concurrent users supported Maximum simultaneous users during peak usage. |
No information available | |
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Data throughput capacity Maximum volume of data processed per second. |
No information available | |
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Uptime SLA Guaranteed platform availability over time. |
No information available | |
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Average page load time Typical time for loading key dashboards or modules. |
No information available | |
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Processing capacity per fund Number of funds/entities supported without degradation. |
No information available |
User Experience & Usability
(4 Yes /4 Known /10 Possible features)
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Intuitive user interface Interface is easy to navigate and learn. |
Product is known for ease-of-use with visual workflow and drag-and-drop dashboards. | |
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Mobile access Accessible on smartphones and tablets. |
Mobile access provided via web/mobile browser interface. | |
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Contextual help Built-in help, tooltips, and guided tours. |
Built-in help, tooltips, and onboarding guides available for users. | |
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Personalized homepages Users can set and modify their landing screens. |
No information available | |
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Internationalization/localization Supports multiple languages and regional formats. |
No information available | |
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Accessibility features Compliant with accessibility standards (e.g., WCAG). |
Accessibility features for compliance are mentioned in platform roadmap. | |
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Custom notifications Users can configure notification settings. |
No information available | |
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Keyboard and voice navigation Supports keyboard shortcuts and/or voice commands. |
No information available | |
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Average number of clicks to complete workflow Measures usability and process optimization. |
No information available | |
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Time to proficiency Average time required for new users to become proficient. |
No information available |
Vendor Support & Platform Maintenance
(8 Yes /8 Known /10 Possible features)
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24/7 technical support Vendor offers around-the-clock support services. |
24/7 support is offered for enterprise customers per LogicManager service pages. | |
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Dedicated account manager Customers are assigned a specific contact from the vendor. |
Dedicated account manager mentioned in support offering. | |
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Proactive system monitoring Vendor monitors health and performance of client deployments. |
Proactive system monitoring available as part of SaaS service. | |
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Automatic software updates Platform receives regular, automatic patching and feature updates. |
Automatic updates included for SaaS users according to update schedule. | |
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Comprehensive documentation Up-to-date guides for administration, user, and integration support. |
Comprehensive platform and API documentation available. | |
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User community and forums Access to community knowledge and peer support. |
Strong user community and active forums referenced in product support info. | |
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Onboarding/training services Vendor offers user onboarding and ongoing training options. |
Onboarding and training services included for new customers. | |
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Service Level Agreement (SLA) metrics Key metrics defined in the support contract. |
SLA metrics reported and monitored for enterprise clients. | |
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Average issue resolution time Mean time to resolve client-reported production issues. |
No information available | |
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Frequency of major platform updates How often major feature or version updates are released. |
No information available |
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