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Morningstar Sustainability Rating from Morningstar, Inc.
Rates mutual funds and ETFs based on their ESG characteristics, comparing funds based on their exposure to companies with favorable ESG practices.
Product analysis by function
ESG (Environmental, Social, Governance) Analytics for Compliance and Governance
Specialized software that assesses investment portfolios against ESG criteria, supports responsible investment strategies, and generates reports on sustainability metrics increasingly required by pension regulations.
More ESG (Environmental, Social, Governance) Analytics
More Compliance and Governance ...
Data Integration and Aggregation
(4 Yes /5 Known /12 Possible features)
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Multiple Data Source Integration Ability to connect to various ESG data providers, third-party vendors, and internal systems. |
Morningstar Sustainability Rating uses multiple data sources such as Sustainalytics and reported company disclosures to inform ESG fund ratings. | |
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Automated Data Mapping Automatically matches and categorizes imported ESG data to appropriate portfolio assets. |
No information available | |
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Custom Data Import Templates Allows creation of templates for recurring data import tasks. |
No information available | |
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Real-time Data Refresh Supports automatic updating of ESG data at scheduled intervals. |
Morningstar refreshes ESG data periodically as their fund ratings update monthly to reflect new ESG realities and changes in company data. | |
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Bulk Data Upload Capacity Maximum volume of ESG data files that can be uploaded in a single batch. |
No information available | |
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Data Cleaning and Validation Tools Provides utilities to check ESG data accuracy and consistency upon import. |
No information available | |
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API Access for Data Feeds Enables integration with ESG data sources through APIs. |
Morningstar offers API access for institutional clients for ESG ratings data. | |
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Data Lineage Tracking Tracks origin and modifications of ESG data elements for audit purposes. |
Not as far as we are aware.* No evidence of end-user accessible data lineage tracking for audit purposes for the sustainability rating product. | |
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Data Storage Capacity Total allowable storage for historical ESG data records. |
No information available | |
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Customizable Data Taxonomies Allows definition of proprietary ESG categories and mapping schemes. |
No information available | |
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Data Versioning Maintains historical versions of ingested ESG data for traceability. |
No information available | |
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Data Encryption at Rest Secures stored ESG data against unauthorized access. |
Morningstar follows strict industry standards and regulations for data security; data at rest is encrypted according to company security documentation. |
ESG Scoring and Analytics
(4 Yes /4 Known /11 Possible features)
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Automated ESG Score Calculation Automatically computes ESG scores for portfolio assets based on selected criteria. |
The platform auto-calculates ESG sustainability scores for funds based on aggregated company-level ESG risk assessments. | |
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Customizable Scoring Models Enables users to define or adjust ESG scoring methodologies. |
No information available | |
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Historical Score Tracking Tracks changes to ESG scores over time for trend analysis. |
Historical fund ESG rating history is available for longitudinal analysis. | |
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Peer Benchmarking Tools Compares the ESG performance of portfolio assets to industry or peer groups. |
Peer group and industry comparison is central to the Sustainability Rating methodology. | |
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Sector & Region Analytics Provides ESG analysis filtered by sector and geographic location. |
Sector and geographic breakdowns in ESG analytics are available through Morningstar interfaces. | |
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Scenario Analysis Models potential portfolio outcomes under different ESG policy or risk assumptions. |
No information available | |
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Scoring Refresh Rate Frequency of ESG scoring updates for each asset. |
No information available | |
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Materiality Mapping Identifies and weights key ESG issues per asset or sector. |
No information available | |
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Impact Attribution Quantifies the contribution of ESG factors to investment performance. |
No information available | |
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User-defined KPIs Allows the creation of custom ESG performance indicators. |
No information available | |
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Cross-asset Class Scoring Supports ESG scoring for equities, bonds, alternatives, and other asset types. |
No information available |
Compliance Management
(0 Yes /0 Known /10 Possible features)
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Rule-based Compliance Checks Automates portfolio checks against ESG regulations and internal guidelines. |
No information available | |
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Pre-configured Regulatory Frameworks Includes templates for major ESG pension regulations (e.g., SFDR, TCFD, EU Taxonomy). |
No information available | |
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Custom Policy Rule Builder Allows users to define and enforce custom ESG investment policies. |
No information available | |
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Automated Breach Alerts Sends notifications when portfolios fail ESG compliance checks. |
No information available | |
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Audit Trail Maintains detailed records of compliance checks and management actions. |
No information available | |
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Compliance Dashboard Real-time overview of compliance status across all portfolios. |
No information available | |
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Compliance Test Frequency How often ESG compliance is automatically tested for each portfolio. |
No information available | |
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Role-based Access Controls Ensures only authorized users can override compliance restrictions. |
No information available | |
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Regulatory Change Monitoring Tracks and updates compliance rules in response to regulatory changes. |
No information available | |
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Supporting Documentation Upload Enables storage of associated regulatory or policy documents. |
No information available |
Reporting and Disclosure
(4 Yes /4 Known /11 Possible features)
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Automated Regulatory Reporting Generates reports for standard ESG regulatory disclosures. |
No information available | |
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Custom Report Template Builder Allows users to design bespoke ESG reports. |
No information available | |
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Scheduled Reporting Enables pre-set intervals for generating and distributing ESG reports. |
No information available | |
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Data Export Formats Variety of available output formats for ESG reports. |
No information available | |
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Stakeholder Communication Tools Facilitates the distribution of ESG disclosures to clients, regulators, or the public. |
Morningstar provides tools for institutional users to share ESG research and data; client and stakeholder communication is a standard offering for reporting platforms. | |
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Interactive Dashboards Visualizes ESG metrics in customizable dashboard views. |
Morningstar Direct, the professional product, includes configurable ESG dashboards and portfolio screens. | |
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Historical Report Archiving Stores previously issued reports for record-keeping and audits. |
Archived historical Sustainability Ratings and reports are available to clients and for audit/tracking purposes. | |
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Multi-language Support Ability to generate reports in multiple languages. |
No information available | |
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Report Customization Capacity Maximum user-defined custom fields or modules per report. |
No information available | |
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Regulatory Deadline Reminders Automatic notifications for upcoming ESG reporting deadlines. |
No information available | |
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Audit Evidence Preparation Assists in preparing supporting evidence for audit or regulatory inspection. |
Morningstar supports audit/compliance reviews for indexes and reported funds, allowing preparation of supporting documentation. |
Portfolio Management Integration
(2 Yes /2 Known /9 Possible features)
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Portfolio Synchronization Synchronizes ESG analytics with existing portfolio management systems. |
No information available | |
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Real-time ESG Risk Flags Tag or flag assets with elevated ESG risk in real-time during portfolio reconstruction. |
No information available | |
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Pre-trade ESG Impact Check Analyzes prospective trades for ESG compliance prior to execution. |
No information available | |
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Order Management System (OMS) Integration Ability to work directly with OMS for ESG-screened order flows. |
No information available | |
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Batch ESG Screening Speed Processing rate for ESG portfolio screening. |
No information available | |
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Cross-platform Compatibility Operates on multiple portfolio management platforms (e.g., BlackRock Aladdin, SimCorp, FactSet). |
Morningstar platforms are designed for integration and are compatible with major PMS software such as FactSet and SimCorp. | |
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Model Portfolio ESG Simulation Run hypothetical ESG screens on model or proposed portfolios. |
Users can run hypothetical ESG screens on model portfolios in Direct and Advisor Workstation. | |
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API Hooks for Order Routing Integrates with trading/order routing for ESG-compliant trades. |
No information available | |
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Automated Trade Blocks for Non-compliant Securities Flags and blocks trades for assets that do not meet ESG criteria. |
No information available |
Customizability and User Experience
(3 Yes /4 Known /10 Possible features)
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Drag-and-drop Interface Enables intuitive arrangement of dashboard and report components. |
Not as far as we are aware.* No consumer-facing drag-and-drop interface is marketed for the sustainability rating product. | |
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Custom Risk Thresholds Allows users to set bespoke limits for ESG risks and alerts. |
No information available | |
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Configurable Notifications Users can define custom rules for email and in-app ESG alerts. |
No information available | |
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Personalized Dashboards User-specific dashboard layouts and widgets. |
Morningstar Direct and similar platforms allow user-customized dashboard widgets and layouts. | |
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Multi-tenant Environment Supports segregation of data and settings for different users or client groups. |
No information available | |
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Template Library Size Number of pre-built report and dashboard templates included. |
No information available | |
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Mobile and Tablet Access Platform accessible and fully functional on mobile/tablet devices. |
Morningstar offers mobile-optimized access for its major platforms. | |
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Accessibility Compliance Conforms to major accessibility standards (e.g., WCAG 2.1). |
No information available | |
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White-labeling Allows custom branding and theming of the ESG platform. |
No information available | |
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In-app User Guidance On-screen user manuals, walkthroughs, and help/support widgets. |
On-screen tutorials/help widgets are available in Morningstar's Direct and Advisor tools. |
Security and Privacy
(7 Yes /7 Known /10 Possible features)
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Role-based Permissions Granular control of feature and data access by user role. |
Granular access permissions are a standard feature for enterprise/institutional Morningstar platforms. | |
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Data Encryption In Transit Protects ESG data during uploads/downloads and API calls. |
Morningstar applies HTTPS and security standards for data in transit. | |
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Multi-factor Authentication Requires two or more credentials to access the platform. |
Multi-factor authentication is available for institutional Morningstar platforms. | |
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User Activity Logging Records detailed logs of user actions for monitoring and audits. |
User audit logs are maintained for enterprise clients and regulatorily required operations. | |
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Regular Security Updates Frequency of system security patching. |
No information available | |
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Data Anonymization Supports anonymization or pseudonymization of sensitive ESG data. |
Morningstar anonymizes/suppresses data for privacy as required by GDPR/CCPA and for data aggregation. | |
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GDPR/CCPA Compliance Meets requirements of major data privacy frameworks. |
Company documentation and legal terms state GDPR/CCPA compliance measures are followed. | |
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Incident Response Tools Features for detecting, managing, and reporting security incidents. |
No information available | |
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SSO (Single Sign-On) Integration with enterprise SSO solutions. |
Morningstar offers SSO for large/enterprise clients. This is referenced in professional/enterprise product guides. | |
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Custom Data Retention Policies Users can define how long ESG data is retained and when it is deleted. |
No information available |
Sustainability and Climate Metrics
(3 Yes /3 Known /10 Possible features)
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Carbon Footprint Calculation Computes the carbon impact of portfolio assets. |
Morningstar's sustainability metrics include portfolio carbon footprint analysis for funds. | |
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Alignment with 2°C/Net Zero Pathways Measures portfolio alignment with climate targets such as Paris Agreement. |
The fund-level analysis includes Paris-alignment metrics and other climate targets—cited in methodology. | |
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Scope 1, 2, 3 Emissions Analysis Tracks direct and indirect emissions as defined by GHG Protocol. |
Emissions analysis for Scope 1, 2, and 3 is offered for covered funds. | |
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Transition and Physical Climate Risk Tools Analyzes risks related to climate change scenarios. |
No information available | |
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Green Revenue Share Calculates proportion of revenue from sustainable activities. |
No information available | |
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Custom Environmental Metrics Allows tracking of non-standard or evolving environmental KPIs. |
No information available | |
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ESG Thematic Labeling Tags assets/holdings according to themes (e.g. renewable energy, circular economy). |
No information available | |
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Water/Waste Impact Assessment Metrics on portfolio exposure to water use and waste generation. |
No information available | |
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Climate Data Granularity Level of detail available for climate-related data. |
No information available | |
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Science-based Targets Integration Cross-referencing portfolio assets with Science Based Targets initiative data. |
No information available |
Social and Governance Metrics
(0 Yes /0 Known /10 Possible features)
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Diversity & Inclusion Assessment Reports on board and workforce diversity metrics. |
No information available | |
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Human Rights Risk Evaluation Identification and scoring of human rights exposure in the investment portfolio. |
No information available | |
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Supply Chain Transparency Analysis Examines ESG risks throughout supply chains of portfolio companies. |
No information available | |
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Executive Pay Ratio Metrics Tracks executive remuneration relative to workforce average. |
No information available | |
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Controversy Tracking Monitors and flags assets connected to current social/governance controversies. |
No information available | |
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Whistleblower Channel Monitoring Assesses effectiveness of whistleblower systems in portfolio companies. |
No information available | |
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Voting Rights Analysis Reviews governance structure for shareholder voting power and rights. |
No information available | |
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Board Independence Scores Measures independence of company boards relative to best practices. |
No information available | |
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Incident Reporting Workflow Workflow for logging and investigating social or governance incidents. |
No information available | |
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Modern Slavery Assessment Analytics covering exposure to modern slavery risks. |
No information available |
Stewardship and Engagement Tools
(0 Yes /0 Known /9 Possible features)
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Engagement Tracking Logs and monitors all engagement activities with portfolio companies. |
No information available | |
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Voting Record Management Tracks proxy voting actions relating to ESG issues. |
No information available | |
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Engagement Outcome Recording Records the results or impact of engagement actions. |
No information available | |
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Automated Engagement Templates Provides pre-built content/templates for conducting ESG engagement. |
No information available | |
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Engagement Metrics Dashboard Visualization tools for key engagement performance indicators. |
No information available | |
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Shareholder Resolution Support Workflow for preparing, submitting, and tracking ESG resolutions. |
No information available | |
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Collaborative Engagement Platform Tools for coordinating collective investor engagement initiatives. |
No information available | |
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Meeting Scheduler Manages and records ESG meetings/calls with investees. |
No information available | |
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Integrated Email Communication Supports direct messaging and secure communications within the platform. |
No information available |
Integration and Interoperability
(3 Yes /3 Known /10 Possible features)
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Open API Availability Publicly documented APIs for integrating ESG analytics with external systems. |
No information available | |
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Plug-in/Connector Library Prebuilt connectors for PMS, OMS, data warehouses, CSR software, etc. |
No information available | |
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Data Export/Import Automation Scheduled or trigger-based transfers of ESG data into/out of other platforms. |
No information available | |
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Cloud and On-premise Deployment Options for SaaS or locally hosted installation. |
Morningstar allows access via SaaS/cloud software; on-prem installation is rare but possible for enterprise deals. | |
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Third-party Authentication Support Works with external identity providers (e.g., Azure AD, Okta). |
Morningstar supports enterprise SSO and third-party authentication for large clients. | |
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Integration Implementation Time Average time required to integrate ESG analytics with a new host system. |
No information available | |
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Custom API Endpoint Creation Ability for users to create or modify API endpoints. |
No information available | |
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Data Interchange Format Support Supports common standards (e.g., JSON, XML, CSV) for data sharing. |
Data feeds are provided in common formats such as CSV, XML and JSON for integration. | |
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Single Data Model across Modules Ensures all features use a unified ESG data structure to prevent siloes. |
No information available | |
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Batch Processing Capacity Volume of ESG data batches processed concurrently for ETL jobs. |
No information available |
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