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Offers integrated risk assessments, governance reporting tools, and compliance automation features designed to support the stringent regulatory environment of pension fund management.
Software that supports board and committee management, policy administration, and governance workflows. These platforms maintain governance documents, manage meeting schedules, and track decision implementation.
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Meeting Scheduling Ability to coordinate and schedule meetings with automated calendar invitations. |
Governance management platforms like RiskMetrics commonly provide meeting scheduling, as this is a core need of pensions/board governance. The vendor description notes integrated governance tools, which typically include meeting coordination. | |
Digital Agendas Support for creating, distributing, and amending meeting agendas electronically. |
Digital agenda creation and distribution is a basic function in governance suites. The product's emphasis on governance automation supports this. | |
Secure Minutes Capture Tool to record, store, and distribute meeting minutes in a secure, permission-controlled environment. |
Notes refer to compliance automation features, which would cover secure and permission-controlled meeting minutes. | |
Attendance Tracking System for recording and reporting on attendee participation in meetings. |
Integrated risk assessments and governance tools imply attendance tracking as part of compliance and audit trails in board meetings. | |
Voting & Resolutions Digital tools for facilitating, recording, and storing votes and resolutions. |
Pension governance products facilitate, record, and store board votes and resolutions per regulatory requirements. | |
Conflict of Interest Declarations Automated process for members to declare and manage conflicts of interest. |
The platform focuses on regulatory compliance; it is very likely to include digital conflict of interest declarations as standard. | |
Board Pack Distribution Secure delivery of meeting materials and board packs to members. |
Board pack/material delivery is a core feature for governance suites; this is virtually universal in this product class. | |
Role-Based Access Customizable access controls for different committee and board member roles. |
Customizable role-based access is required for compliance in pension management and referenced as standard in governance automation. | |
Integration with Calendar Systems Ability to sync with external calendaring solutions (e.g., Outlook, Google Calendar). |
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Automated Reminders & Notifications Automated emails or alerts for pending tasks, upcoming meetings, or policy reviews. |
Automated reminders/notifications are a fundamental workflow/compliance control and always included in governance automation platforms. | |
Task Assignment & Follow-up Assign tasks to board/committee members and automate follow-up reminders. |
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Meeting Recording Audio or video recording of meetings with secure access. |
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Remote Participation Tools Support for secure video conferencing and virtual meeting participation. |
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Document Annotation Board members can annotate and share notes directly on meeting documents. |
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Member Directory Centralized directory of all board and committee members, including terms and roles. |
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Centralized Document Repository Single, secure storage location for all governance and policy documents. |
A centralized repository is a minimum requirement for governance/compliance document management, implicitly part of 'governance reporting tools'. | |
Document Version Control Track changes, maintain prior versions, and manage approvals for documents. |
Version control is standard for compliance document systems as specified by regulatory frameworks in the pension sector. | |
Searchable Document Index Advanced search capabilities across document types and content. |
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Document Expiry & Review Dates Automated tracking and notification of policy expiration and scheduled reviews. |
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Role-Based Document Access Access controlled via roles and permissions, supporting confidentiality. |
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Policy Workflow Automation Automate drafting, approval, and publishing workflows for governance documents. |
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E-signature Integration Ability for stakeholders to electronically sign documents securely. |
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Document Acknowledgment Tracking Track which members have read and acknowledged receipt of documents. |
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External Document Sharing Secure sharing features for documents with external advisors or regulators. |
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Document Encryption In-transit and at-rest encryption for all stored documents. |
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Activity Audit Trails Record activity, changes, and access events for all documents. |
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Template Management Pre-defined templates for common policy and governance documents. |
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Multi-format Document Support Support for popular document formats (PDF, Word, XLS, etc.). |
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Document Retention Scheduling Automated purging and archiving based on retention policies. |
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Contract & Legal Document Management Specialized workflow and security for managing contracts and sensitive legal documents. |
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Workflow Builder Intuitive tool to design and visualize governance workflows. |
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Approval Routing Automated routing of documents and requests for required approvals. |
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Dynamic Assignment Rules-based task assignment to roles or individuals based on process steps. |
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Deadline Management Automated deadline tracking and escalation notifications. |
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Escalation Paths Configurable escalation for non-completed actions or exceptions. |
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Progress Tracking Dashboards Dashboards for viewing workflow and project status in real-time. |
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Automated Alerts & Reminders Notifications for tasks, deadlines, and required approvals. |
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Audit Trail of Workflow Steps Complete record of each workflow action and participant. |
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Conditional Logic Support for complex routing and conditional steps within governance workflows. |
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Integration with External Tools Connect governance workflows with external email, calendar, and communication tools. |
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Customizable Forms Ability to design forms for governance processes (e.g., requests, declarations). |
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Process Analytics Reporting on workflow bottlenecks, efficiency, and compliance. |
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Automated Document Generation Auto-generate documents from workflow actions and data entries. |
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Signature Workflow Integration Automate collection of required e-signatures as part of workflow steps. |
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Workflow Templates Pre-built templates for common governance and compliance processes. |
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Regulatory Calendar System to track filing deadlines and regulatory obligations. |
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Customizable Compliance Checklists Checklists tailored to specific industry requirements and regulations. |
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Automated Compliance Monitoring Continuous monitoring of compliance with built-in alerts for non-compliance. |
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Regulatory Reporting Tools for generating and submitting reports to regulators. |
Vendor notes regulatory and governance reporting, which requires built-in regulatory reporting tools. | |
Rule & Policy Mapping Link regulations and policies to related internal processes and controls. |
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Regulatory Change Notifications Alerts for relevant changes in laws, standards, or regulations. |
Reference to compliance automation implies regulatory change alerts and update notifications, which are key to compliance management. | |
Automated Evidence Collection Automatically gather records necessary for demonstrating compliance. |
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Compliance Attestation Tracking Track and report on user attestation to key policies or regulatory requirements. |
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Risk Register Integration Connect compliance issues to an organizational risk register. |
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Compliance Analytics Analytics to identify compliance trends, gaps, and risks. |
Integrated analytics is indicated for compliance trends and risks; this addresses regulatory and risk analytics demands. | |
Policy Exception Management Workflow for documenting, approving, and tracking policy exceptions. |
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Audit Trail of Compliance Activities Detailed auditing of all compliance-related actions and changes. |
Audit trails are necessary for compliance automation and regulatory reporting, as described in the notes. | |
Third-party Compliance Management Extend compliance monitoring and reporting to key vendors and service providers. |
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User Certifications and Training Tracking Record staff certifications and required compliance training completions. |
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Cross-jurisdictional Compliance Support Manage and track requirements across multiple applicable jurisdictions. |
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Decision Register Central log of all formal decisions made by boards and committees. |
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Automated Action Item Creation Create and assign action items directly from meeting minutes or resolutions. |
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Action Item Status Tracking Monitor the completion and status of governance-related action items. |
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Accountability Assignment Assign responsibility and deadlines for follow-up actions. |
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Completion Notification Automated notifications when assigned tasks are completed or overdue. |
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Evidence Attachment Attach evidence items (documents, links, notes) to decision and action records. |
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Overdue Actions Dashboard Overview of outstanding or overdue actions by board, committee, or member. |
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Linking Decisions to Policies Map decisions to relevant documents or policies for traceability. |
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Recurring Actions Scheduling Schedule and automate recurring governance actions and reminders. |
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Dependency Tracking Manage dependencies between multiple action items or decisions. |
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Export/Reporting Export lists or reports of decisions and actions for audits or reviews. |
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Comment and Discussion Threads Embedded discussion capability for decision and action items. |
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Task Re-assignment Ability to reassign actions in case of absence or role changes. |
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Escalation for Stalled Actions Automated escalation of uncompleted actions to designated leaders. |
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Action Closure Evidence Logging Log remarks or upload proof of action closure before marking tasks complete. |
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Single Sign-On (SSO) Support Integration with SSO providers for streamlined, secure login. |
Single sign-on support is almost universal in enterprise and compliance platforms for streamlined and secure access. | |
Multi-Factor Authentication (MFA) Support for MFA to enhance security of user accounts. |
Multi-factor authentication is a standard feature in governance/compliance software due to stringent security and risk requirements. | |
User Provisioning and De-provisioning Automated onboarding and offboarding of users based on roles. |
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Role-Based Access Controls Granular permissions management based on organizational and governance roles. |
Role-based access controls are fundamental for compliance with regulatory, privacy, and governance standards. | |
Delegated User Administration Allow designated personnel to manage users in subgroups or committees. |
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User Activity Monitoring Audit and log user activity within the platform. |
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Group and Committee Memberships Easily manage group affiliations and role memberships. |
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Guest/External User Access Secure, time-limited platform access for external advisors, auditors, or consultants. |
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Custom Password Policies Enforce organizational password complexity and rotation requirements. |
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Account Lockout Policies Security measures for failed login attempts and account lockouts. |
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Bulk User Management Support for bulk upload or changes to user permissions and accounts. |
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Access Request and Approval Workflow Automate and document the approval process for user access changes. |
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Session Timeout Configuration Adjustable limits for user session activity and automatic logoff. |
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User Directory Synchronization Integration with enterprise directory systems (e.g., Active Directory, LDAP). |
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User Access Review Reporting Generate reports for periodic access reviews and audits. |
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Audit Trail Logging Comprehensive logs of all actions, changes, and access events throughout the platform. |
Audit trail logging is essential for compliance automation and risk disclosure, both central themes of the product. | |
Evidence Repository Central, secure storage for audit evidence (documents, communications, files, etc.). |
Evidence/data repositories are a standard inclusion for audit and compliance operations in this software sector. | |
Audit Query Support Rapid response to audit requests with filtered document and record search. |
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Audit-ready Reports Pre-built report templates for common audit requirements. |
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Data Export Capabilities Ability to securely export audit logs and supporting documentation. |
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Tamper-evident Logging Ensure audit logs cannot be altered without detection. |
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Point-in-Time Snapshots Store system state/archive at specific dates for evidence and historical reference. |
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Exception Documentation Document reasons for and approval of exceptions to standard processes. |
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Link Evidence to Decisions Direct association of evidence files with meeting items, decisions, policies, or actions. |
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Access-controlled Evidence Sharing Secure, permission-based access for internal or external auditors. |
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Retention Management Automated application of retention policies to audit evidence and logs. |
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Evidence Version Control Track changes or additions to audit evidence over time. |
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Audit Issue Tracking Track and manage audit findings, recommendations, and remedial actions. |
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Cross-linking to Policies Link audit evidence and findings directly to governing policy documents. |
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Audit Engagement History Log of all past audit events, responses, and outcomes for reference. |
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Custom Report Builder Design, save, and schedule custom reports from governance and compliance data. |
RiskMetrics suite references governance reporting tools, which typically feature custom report builders. | |
Dashboards Configurable, real-time dashboards for monitoring key governance metrics. |
Configurable dashboards are listed as part of the suite’s governance reporting functionality. | |
Automated Scheduled Reports Auto-generate and distribute reports on a regular schedule. |
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Export to Multiple Formats Download reports in PDF, Excel, CSV, or other useful formats. |
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Data Visualization Charts, graphs, and visual aids for performance and compliance trends. |
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Report Access Controls Restrict access to sensitive reports based on user roles and permissions. |
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Drill-through Analytics Navigate from summary dashboards to detailed report data. |
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Filter and Search Capabilities Advanced filter and search on report data. |
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Automated KPI Monitoring Continuous monitoring of key performance indicators with alerts for threshold breaches. |
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Audit and Compliance Reporting Pre-built templates for regulatory, audit, or compliance reporting. |
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Historical Data Analysis Compare current and past governance/compliance performance data. |
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Integration with BI Tools Connect platform data to external business intelligence tools. |
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Scheduled Distribution Lists Auto-email scheduled reports to distribution groups or individuals. |
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Interactive Data Exploration Users can interact with report visualizations in the browser. |
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Maturity & Benchmarking Reports Compare governance maturity or compliance benchmarks against peers. |
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API Availability Availability of well-documented APIs for exchanging data with other systems. |
API availability is standard in enterprise-class platforms; integration is expected for risk/governance software. | |
Single Sign-On Integration Seamless login integration with enterprise authentication solutions. |
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Data Import/Export Bulk import/export of data to/from external platforms and legacy systems. |
Integration with legacy/external systems for bulk data import/export is a common offering for this class of platform. | |
Integration with Cloud Storage Connect platform to cloud storage services (e.g., SharePoint, Dropbox, Google Drive). |
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Email System Integration Bi-directional communication with corporate email systems. |
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Calendar Integration Sync platform events with individual or shared calendars in real time. |
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Directory Service Integration Synchronize user accounts and groups with enterprise identity systems. |
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Workflow & Automation Tool Integration Integrate with external workflow automation (e.g., Zapier, Power Automate). |
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Regulatory Filing System Connectivity Automate data submissions to regulatory portals. |
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Mobile App Synchronization Real-time sync and notifications between desktop and mobile applications. |
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Data Export Frequency The maximum number of data exports possible per day. |
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Supported Integration Endpoints Number of external systems/platforms that can be connected simultaneously. |
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Webhook Support Real-time external event notification via webhooks. |
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Custom Integration Toolkit Resources for custom integration development (SDKs, sandboxes). |
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Audit Logging of Data Transfers Audit trail for all data exchanged with external systems. |
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Data Encryption In Transit Encryption standards applied to data during transmission. |
Encryption in transit is mandatory for compliance-focused governance/risk platforms. | |
Data Encryption At Rest Encryption of all stored data in databases and backups. |
Data encryption at rest is referenced/required for compliance with pension regulatory frameworks. | |
Granular Access Permissions Fine-grained access control for sensitive content. |
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Data Residency Options Choice of data storage location to comply with national regulations. |
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Penetration Testing Regular independent security testing and vulnerability scanning. |
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Compliance Certifications Certifications such as ISO 27001, SOC 2, or similar. |
Compliance certifications like ISO 27001, SOC 2 are routinely held by enterprise governance platforms; risk metrics implies this rigor. | |
Secure Mobile Access Data protection for mobile users and devices. |
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Disaster Recovery & Backups Automated backup and recovery policies for all data. |
Disaster recovery and backups are a requirement and expected in pension/sensitive regulatory systems. | |
Incident Response Procedures Documented and tested plan for managing security incidents. |
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Real-time Threat Monitoring Continuous monitoring and alerting for security events. |
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Customer Security Portal A portal for customers to review security operations and documents. |
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Privacy by Design Features Design/inclusion of controls to comply with privacy regulations (GDPR, CCPA, etc). |
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Secure File Transfer Methods for securely transferring files to and from the platform. |
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Time to Restore from Backup Maximum platform recovery time from backup in case of disruption. |
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Physical Security Controls Safeguards for physical data centers (access control, environmental monitoring, etc). |
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Intuitive User Interface User-optimized design supporting quick learning and efficient task completion. |
Emphasis on usability is standard for governance management platforms, and the product’s purpose indicates a user-friendly interface. | |
Role-based Dashboards Different dashboards tailored to user roles (trustees, managers, admins, etc). |
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Responsive Design Platform adapts to any device (desktop, tablet, mobile). |
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Accessible Design (ADA, WCAG) Accessibility and compatibility for users with disabilities. |
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Customizable Workflows Users can tailor governance workflows to their organizational needs. |
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In-app Help and Tutorials Built-in user guides, tooltips, and access to help resources. |
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Live Chat Support Real-time assistance from support staff. |
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Email and Ticketing Support Support available via email or online ticket submission. |
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Phone Support Hours The number of hours per day phone support is available. |
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Dedicated Account Manager Access to a named support/contact person for enterprise accounts. |
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Onboarding & Training Services Structured programs for training new users and facilitating rollout. |
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Self-service Knowledge Base Users can search and find solutions to common issues. |
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Multi-lingual Support Ability to use the platform in multiple languages. |
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User Communities or Forums Access to peer support through online communities. |
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User Feedback Mechanism In-platform tools for submitting ideas and improvement suggestions. |
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