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A robust data protection and compliance solution that provides real-time visibility into data landscapes while automating compliance workflows and implementing security policies efficiently.
Physical security devices such as biometric access controls, secure servers, and encrypted storage solutions to protect sensitive client and investment data.
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Role-Based Access Control (RBAC) Restricts system access to authorized users based on roles. |
IBM Guardium provides role-based access control to secure sensitive data, as described in user management documentation. | |
Multi-Factor Authentication (MFA) Requires multiple factors to verify user identity before granting access. |
Multi-Factor Authentication supported via integration with enterprise identity solutions and IAM documentation. | |
Granular Permission Levels Allows fine-tuned permission setting for different users and groups. |
Guardium supports granular permissions by group and user roles as outlined in permissions and user management guides. | |
Session Timeout Automatic log-off after a period of inactivity to prevent unauthorized access. |
Session timeout settings are configurable per admin guide for IBM Guardium. | |
Single Sign-On (SSO) Integration Integration with SSO providers for unified authentication across platforms. |
SSO integration is available via SAML/LDAP and described in Guardium federation guides for authentication. | |
Audit Logging of Access Attempts Logs every access attempt, successful or failed, for compliance purposes. |
Comprehensive audit log of all access attempts, including unsuccessful ones, is part of standard Guardium reporting. | |
Biometric Authentication Support Hardware supports fingerprint, facial, or iris scanning for authentication. |
No information available | |
Remote Lockout Capability Enables the system to remotely lock hardware in case of detected threat or unauthorized attempt. |
No information available | |
Onboarding Approval Workflows Requires multiple parties to approve new access requests or changes. |
No information available | |
Access Attempt Rate Limiting Limits the number of login attempts in a given time frame. |
No information available |
Data at Rest Encryption Encrypts stored data to protect against unauthorized access. |
Data at rest encryption is a primary feature of Guardium, as stated on product page. | |
Data in Transit Encryption Encrypts all data moving between devices and networks using protocols like TLS. |
Data in transit is encrypted (TLS/SSL) according to IBM Guardium security documentation. | |
Hardware Security Module (HSM) Integration Integration or native support for HSMs for key management and secure cryptographic operations. |
Guardium supports HSM integration for key management (documents describe integration with HSM vendors). | |
End-to-End Encryption Capability Supports comprehensive encryption of data from source to destination. |
End-to-end encryption is described as a capability across various deployment scenarios. | |
Automated Key Rotation Supports scheduled or event-driven cryptographic key rotation. |
Automated key rotation is configurable for Guardium cryptographic keys per configuration documentation. | |
Secure Key Storage Uses dedicated secure storage for cryptographic keys, isolated from general storage. |
Keys are stored in secure, isolated key stores or HSM as per IBM Guardium tech specs. | |
Self-Encrypting Drives Uses storage devices that encrypt data automatically at the hardware level. |
No information available | |
Encryption Algorithm Configurability Ability to select from a range of modern encryption algorithms. |
Admins can configure supported modern encryption algorithms (e.g. AES, RSA) per documentation. | |
Tamper-Proof Hardware Design Hardware physically prevents and/or logs attempts to access encrypted storage. |
No information available | |
Data Wiping and Sanitization Secure and verifiable erasure of hardware data prior to decommissioning. |
Product supports secure erasure and data wiping, referenced in decommissioning guidance. |
Real-Time Activity Monitoring Continuously monitors all actions/transactions occurring on the hardware. |
Real-time monitoring and activity analytics integral to Guardium dashboard and alerts. | |
Comprehensive Audit Logs Maintains immutable logs of all actions related to data access and system configuration. |
Immutable audit logs maintained as stated in compliance capabilities on IBM site. | |
Automated Alerting Sends automatic alerts based on defined security/risk thresholds. |
Guardium can issue automated alerts on risk or compliance triggers (alert policy features). | |
Regulatory Compliance Reporting Generates reports conforming to specific regulations (e.g., GDPR, SEC). |
Offers regulatory compliance reporting (GDPR, CCPA, SOX, etc.) as a main solution benefit. | |
Anomaly Detection Detects and responds to abnormal activity using behavioral analytics. |
Anomaly detection using behavioral analytics built-in, per product resources. | |
SIEM Integration Interface for exporting logs and events to Security Information and Event Management systems. |
SIEM integration with tools like QRadar and Splunk listed as interoperability features. | |
Chain of Custody Tracking Maintains complete tracking of data and hardware possession for forensic purposes. |
No information available | |
Customizable Reporting Frequency Allows administrators to define how often compliance and security reports are generated. |
No information available | |
Log Retention Period Configuration Configurable duration for which logs are securely retained. |
No information available | |
Immutable Log Storage Ensures that audit logs are tamper-evident or tamper-proof. |
Audit log storage utilizes tamper-evident methods as described in compliance documentation. |
Tamper-Evident Seals Seals which visibly indicate any attempt to open cases or enclosures. |
No information available | |
Physical Locks and Enclosures Locks/cages to prevent unauthorized removal or opening of hardware. |
No information available | |
Environmental Monitoring Sensors to detect changes in temperature, humidity, or presence of smoke/water near hardware. |
No information available | |
Hardware Intrusion Alarms Sensors and alarms to alert if hardware is accessed or moved without authorization. |
No information available | |
Visitor Access Control Records and restricts physical access of visitors to hardware environments. |
No information available | |
Video Surveillance Integration Supports connection to CCTV or other video surveillance systems. |
No information available | |
GPS Tracking Tracks hardware location, especially during transport or in mobile settings. |
No information available | |
Secure Hardware Disposal Processes ensuring hardware is securely destroyed or wiped after end of use. |
Secure hardware disposal and wipe processes documented for decommissioning Guardium appliances. | |
Physical Access Logging Maintains logs of all physical access events to hardware. |
No information available | |
Secure Installation Requirements Mandates installation in secure, access-controlled environments. |
Guardium requires installation in secure data center environments as per deployment recommendations. |
GDPR Compliance Meets General Data Protection Regulation standards for data privacy. |
GDPR compliance is explicitly stated among Guardium's supported regulatory frameworks. | |
SOC 2 Certification Certified for Service Organization Control 2 for security, availability, confidentiality, etc. |
SOC 2 certification is referenced within IBM's compliance statements for Guardium. | |
ISO 27001 Certification Complies with global information security management standard. |
ISO 27001 compliance and certification are mentioned for IBM Security solutions, including Guardium. | |
FIPS 140-2/FIPS 140-3 Validation Validates cryptographic security module per US government standards. |
FIPS 140-2 certified cryptography is supported per hardware documentation. | |
PCI DSS Compliance Compliant with Payment Card Industry Data Security Standard if relevant. |
PCI DSS compliance is frequently referenced in customer case studies and technical resources. | |
SEC/FINRA Compliance Support Supports reporting and compliance for US financial regulatory bodies. |
Guardium includes modules supporting SEC/FINRA requirements for financial institutions. | |
Customizable Compliance Policy Engine Ability to tailor controls/policies for diverse regulatory needs. |
Customizable compliance policies are central to Guardium (custom policy engine). | |
Automated Evidence Collection for Audits Automatically gathers and stores evidence needed for formal audits. |
Automated audit evidence collection features available and outlined in compliance workflow docs. | |
Certification Expiry Notifications Notifies administration ahead of compliance/certification expiration. |
No information available | |
Audit Readiness Score Quantitative indicator of the product's current audit preparation. |
No information available |
System Uptime Guarantee Guaranteed minimum percentage of operational time. |
No information available | |
Mean Time Between Failures (MTBF) Predicts hardware reliability between failures. |
No information available | |
Self-Diagnostics Hardware runs continuous self-tests to detect faults. |
No information available | |
Redundant Power Supplies Multiple power supplies to reduce risk of downtime from power failure. |
Guardium appliances offer redundant power supply configurations per hardware guide. | |
Hot Swappable Components Permits parts to be changed without shutting down the system. |
Some components can be hot-swapped, verified in hardware maintenance documentation. | |
Disaster Recovery Support Integrates with disaster recovery plans and external storage. |
Disaster recovery support available, as documented in backup/DR whitepapers. | |
Hardware Monitoring APIs Provides APIs to monitor hardware status and health remotely. |
Guardium includes monitoring APIs for remote hardware/software health. | |
Firmware Update Management Supports secure, remote updates to firmware for ongoing protection. |
Supports firmware update management, per product life cycle and security best practices doc. | |
Warranty Duration Duration hardware is covered under warranty. |
No information available | |
Rapid Spare Replacement Support Fast replacement service for failed hardware components. |
Rapid spare replacement supported by IBM global services. |
API Support Available APIs for integration with other risk/compliance and management software. |
Open API support for integration is central to Guardium architecture. | |
Standard Protocol Support Supports industry-standard protocols (e.g., SNMP, Syslog, LDAP). |
Product supports standard protocols (Syslog, SNMP, LDAP, etc.) as integration methods. | |
SIEM/SOAR Integration Connectivity with security orchestration and event management solutions. |
SIEM/SOAR integration including out-of-box connectors for IBM QRadar, Splunk, and others. | |
Direct Cloud Integration Ability to connect and synchronize with cloud compliance services. |
Cloud integration listed among product features (AWS, Azure support). | |
Custom Connector Capability Enables creation/adaptation of custom connectors for unique environments. |
Custom connectors can be developed for non-standard environments (see developer guide). | |
Multi-Vendor Hardware Support Operates alongside and interoperates with multiple hardware vendors. |
IBM Guardium can operate with a range of database and hardware vendors (multi-vendor). | |
Bulk Data Export/Import Can transfer historical or large data sets in/out for analysis or migration. |
Bulk data import/export utility available for data migration and backup. | |
Integration Setup Time Average time required to integrate with other core systems. |
No information available | |
REST/GraphQL Interface Availability Availability of REST or GraphQL interfaces. |
REST API and integration interfaces are available for Guardium. | |
Plug-and-Play Compatibility Allows rapid deployment without custom engineering. |
Plug-and-play deployment available for select Guardium appliances (as per quickstart guide). |
Unified Management Console Central console for managing configuration, monitoring, and compliance. |
Centralized management console standard feature for Guardium solution. | |
Multi-Language Support User interface and documentation available in multiple languages. |
Multi-language UI and documentation provided for global customers. | |
Customizable Dashboards Tailor admin dashboards to key metrics relevant for risk/compliance. |
Customizable dashboards available to tailor compliance/risk metrics, per admin guide. | |
Interactive Tutorials In-situ interactive training built into the console. |
No information available | |
Role-Based Views Displays different information depending on user role. |
Role-based views available; users see data relevant to their privileges. | |
Mobile Device Management (MDM) Interface Allows some management from mobile devices securely. |
Mobile device management supported for alerts and basic admin tasks. | |
Helpdesk Integration Built-in interface with support/helpdesk ticketing systems. |
Helpdesk integration with ServiceNow and other ITSM tools supported. | |
Remote Management Tools Manage hardware from remote locations securely. |
Remote management tools available for OS, appliance, and deployment. | |
User Activity Insights Analytics on hardware and platform user activity. |
User activity insights report in dashboards and analytics sections. | |
Training & Certification Tracking Tracks user/admin completion of training and ongoing certifications. |
No information available |
Automated Incident Response Playbooks Predefined, automated responses to specific threats or compliance breaches. |
No information available | |
Secure Evidence Collection Ensures forensic evidence (logs, snapshots) is automatically and securely collected. |
Secure evidence collection included as audit and forensic log gathering. | |
Chain of Custody Management Tracks custody of evidence from collection to presentation. |
Chain of custody management for logs and evidence supported as part of forensics. | |
Incident Impact Assessment Tools Tools to quantify the risk and impact of a security compliance incident. |
No information available | |
Automated Containment Mechanisms Isolate affected hardware or systems automatically upon incident detection. |
No information available | |
Integrated Case Management Links evidence, actions, and outcomes in case files. |
No information available | |
Forensic Snapshot Takes cryptographically accurate, timestamped snapshots of system state. |
No information available | |
Incident Response Readiness Assessment Quantitative readiness score for incident response. |
No information available | |
Automated Notification to Authorities Built-in workflows for reporting significant incidents to regulators or stakeholders. |
No information available | |
Remediation Guidance Library Detailed guidance for remediating detected compliance/security incidents. |
No information available |
Clustered/Distributed Deployment Support Hardware can be deployed as part of clusters or distributed geographically. |
Clustered and geographically distributed deployments supported, per scaling technical guide. | |
Modular Expansion Capability Enables incremental hardware upgrades without full replacement. |
Modular upgrades documented for hardware expansion without full replacement. | |
Supported Maximum Concurrent Users Maximum number of users/devices hardware can support simultaneously. |
No information available | |
Automated Load Balancing Dynamically distributes system load to prevent bottlenecks. |
Automated load balancing across nodes/appliances described for distributed deployments. | |
Automated Deployment Tooling Tools/scripts for rapid and standardized deployment across environments. |
Automated deployment scripts/tools available for cloud and on-prem infrastructure. | |
Zero-Touch Provisioning Hardware auto-configures with minimal manual intervention. |
No information available | |
Resource Allocation Flexibility Assign and re-assign hardware resources to varying workloads. |
No information available | |
Multi-Tenancy Support Securely supports multiple organizational units or clients on a single hardware platform. |
Allows multi-tenant deployment for MSPs and large organizations. | |
High Availability Clustering Ensures continuous operation with minimal failover time. |
High availability clustering supported via product clustering and failover documentation. | |
Deployment Time Average time required for initial hardware deployment. |
No information available |
24/7 Support Availability Access to vendor support at any hour of the day/week. |
24/7 support available globally for IBM Guardium as stated on IBM support pages. | |
Transparent Vulnerability Disclosure Policy Vendor offers a clear and prompt channel for security vulnerability disclosures. |
IBM has a published vulnerability disclosure policy. | |
Regular Security Patch Releases Vendor provides ongoing security patching with a documented schedule. |
IBM regularly issues security patch releases for Guardium per their advisory site. | |
Service Level Agreement (SLA) Formal SLA outlining response and resolution times for issues. |
SLAs for response/resolution included and tailored for Guardium support contracts. | |
Signed Commitment to Data Privacy Vendor contractually commits to data privacy in contracts. |
IBM offers signed commitment to data privacy in contracts and privacy documentation. | |
Onsite Support Option Availability of support technicians to visit physical hardware locations. |
Onsite support option available via IBM premium support coverage. | |
User Community Portal Has an open user/support community for shared knowledge and peer assistance. |
Active IBM user community and portal for Guardium users/forums. | |
Transparency of Sub-Processors Vendor discloses all subcontractors and third parties involved. |
IBM publicly lists subprocessors and partners, supporting supply chain transparency. | |
Proactive Risk Advisory Bulletins Vendor issues advisories for emerging risks before direct impact. |
IBM regularly releases proactive risk advisories, as seen on their official security advisories site. | |
Support Ticket Average Response Time Average time for first response on submitted support tickets. |
No information available |
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