at Financial Technnology Year
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Refinitiv Connected Risk for Insurance from Refinitiv (LSEG)
Risk and regulatory reporting platform for insurers that enables integrated compliance management. Features include regulatory change tracking, automated workflows, real-time dashboards, and comprehensive reporting capabilities. Supports insurance regulatory frameworks including Solvency II, IFRS 17, and local regulatory requirements.
Product analysis by function
Regulatory Reporting Tools for Compliance and Legal
Software that automates the preparation and submission of required regulatory filings, ensuring accuracy and timeliness of information provided to insurance departments.
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Data Integration & Aggregation
(9 Yes /9 Known /10 Possible features)
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Multi-Source Data Import Ability to import data from various systems (claims, policy admin, finance, etc.). |
Refinitiv Connected Risk is described as integrating data from various insurance systems for regulatory reporting. | |
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Automated Data Mapping Automatic mapping of imported data to regulatory reporting templates. |
Claims to automate mapping of imported data to regulatory templates for Solvency II, IFRS 17, etc. | |
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Data Normalization Standardizes data into unified formats for consistent reporting. |
Platform standardizes and aggregates risk data from multiple sources for consistent reporting. | |
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Manual Data Entry Support Enables manual entry or adjustment of data if needed. |
Allows manual adjustments and overrides by compliance professionals according to documentation. | |
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Batch Processing Capability Processes large volumes of data in batches. |
Supports high-volume batch uploads and processing for regulatory reporting. | |
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Volume Capacity Maximum number of records that can be handled per reporting cycle. |
No information available | |
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Duplicate Data Detection System flags duplicate data entries during integration. |
Duplicate data detection is part of integrated data quality controls per feature overviews. | |
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Data Enrichment Automatically enhances imported data with supplementary information from trusted sources. |
The system enriches internal insurer data with external regulatory and market information. | |
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Real-time Data Sync Maintains up-to-date data by syncing with source systems in real time. |
Supports real-time notifications and dashboard updates with synced data. | |
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API Connectivity Offers APIs for automated extraction and loading from core insurance systems. |
API connectivity is highlighted in enabling integration with core insurance systems. |
Regulatory Compliance
(9 Yes /9 Known /10 Possible features)
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Jurisdiction Rule Library Comprehensive library of regulatory rules for all relevant jurisdictions. |
Provides a comprehensive library of regulatory frameworks and localized rule sets. | |
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Automatic Regulatory Updates System updates to reflect the latest regulatory changes. |
Automatic regulatory updates are a core feature (regulatory change tracking mentioned in description). | |
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Form Version Control Maintains correct usage of report versions as required by regulators. |
Tracks and manages versioning for forms and regulatory documents. | |
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Change Impact Analysis Highlights impact of regulatory changes on current processes or data. |
Regulatory change tracking and impact analysis cited in product's feature list. | |
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Statutory Reporting Templates Pre-built templates for common statutory filings (NAIC, Solvency II, etc.). |
Includes pre-built statutory/regulatory reporting templates for Solvency II and other regimes. | |
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Compliance Validations Automated checks against regulatory rules to ensure compliance. |
Performs automated compliance validations before submission. | |
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Audit Trail of Regulatory Changes Tracks regulatory rule changes and system responses over time. |
Provides audit trails for all regulatory rule changes. | |
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Country/State Specific Workflows Tailored workflows for varying jurisdictional requirements. |
Supports jurisdiction-specific workflows and regulatory processes. | |
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Exemption Handling Management of circumstances and documentation where exemptions apply. |
No information available | |
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Regulatory Calendar Visualizes filing deadlines and regulatory event schedules. |
Platform includes a regulatory calendar for important filing deadlines. |
Reporting & Filing Automation
(8 Yes /8 Known /10 Possible features)
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Automated Filing Generation Creates mandatory reports without manual intervention. |
Automates the generation of required regulatory filings. | |
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E-Filing Support Direct electronic submission to insurance regulators’ portals. |
Direct e-filing capability with regulatory agencies is supported in platform documentation. | |
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Bulk Filing Capabilities Handles multiple filings simultaneously for large insurers. |
Platform supports bulk filings for groups or portfolios. | |
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Integrated Signatory Management Streamlines collection of required digital signatures. |
No information available | |
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Report Scheduling Ability to schedule generation and submission of filings. |
No information available | |
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Automated Validation Checklists Runs pre-submission validations to catch errors or omissions. |
Runs validation checks before filing for regulatory quality assurance. | |
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Submission Status Tracking Monitors the progress of filed reports and regulator responses. |
Tracks filing submission statuses and regulatory feedback. | |
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Flexible Output Formats Supports output in required formats (PDF, XML, XBRL, CSV, etc.). |
Supports multiple output formats for report data, including PDF, Excel, and XBRL. | |
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Resubmission Handling Manages corrections and re-filing if an initial filing is rejected. |
Handles resubmissions and corrections as part of regulatory filing workflows. | |
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Email & Notification Integrations Automates alerts for pending or overdue filings. |
Automates notifications and reminders for filing tasks. |
Audit & Traceability
(6 Yes /6 Known /10 Possible features)
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Detailed Audit Logs Tracks every system and user action for complete transparency. |
Detailed audit logs are maintained for compliance and tracing. | |
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User Action Tracking Links changes in reports to individual users. |
Links user actions to regulatory changes and report preparation. | |
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Data Lineage Visualization Visualizes the flow and transformation of data from source to report. |
No information available | |
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Time-Stamped Change History Provides time and date stamps for all edits and submissions. |
Time-stamped audit logs and version control are specifically noted. | |
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Read-Only Historical Reports Stores previous filings for future reference in read-only mode. |
Historical reports are available for reference and audits (read-only access). | |
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Exportable Audit Trails Offers audit logs in exportable formats for regulators or auditors. |
No information available | |
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Role-Based Audit Permissions Controls access to audit records based on user roles. |
No information available | |
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Automated Exception Logging Records incomplete or failed processes for investigation. |
Logs incomplete/failed processes for support and regulatory audit. | |
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Regulatory Access Controls Supports secure sharing of audit records with regulators. |
Supports sharing audit records securely with regulators. | |
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Tamper Detection Detects and reports any unauthorized alterations to records. |
No information available |
Data Quality & Validation
(6 Yes /6 Known /10 Possible features)
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Automated Data Quality Checks Systematic validation of data accuracy and completeness. |
Automated data quality and validation checks are a foundational feature. | |
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Custom Validation Rules Allows users to define additional quality checks per their policy or reporting needs. |
Allows insurers to define custom data validation rules. | |
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Anomaly Detection Detects out-of-range or unexpected data values. |
No information available | |
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Error Highlighting in Reports Visually marks fields with detected errors or missing info. |
Reports include visual highlighting of errors or missing information. | |
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Data Completeness Dashboard Provides visual metrics of data quality status. |
Dashboards visualize data quality and completeness for filings. | |
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Validation Coverage Number of unique validation rules enforced. |
No information available | |
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Duplicate Record Elimination Automatically identifies and eliminates duplicate records. |
The product highlights automated duplicate record detection and elimination. | |
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Validation Report Export Exports errors and quality check results for resolution. |
No information available | |
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Interactive Error Resolution Allows users to review and fix validation issues inline. |
No information available | |
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Audit of Validation Failures Tracks and logs all failed validations. |
Audit trail includes validation failures/logs for regulatory purposes. |
Security & Access Controls
(5 Yes /5 Known /10 Possible features)
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Role-Based Access Control (RBAC) Enforces permissions based on user roles (admin, preparer, approver, auditor, etc.). |
Role-based access control and workflow described in platform features. | |
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Multi-Factor Authentication Requires multiple forms of verification for user access. |
No information available | |
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End-to-End Encryption Encrypts data both in transit and at rest. |
Supports encryption at rest and in transit for compliance. | |
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Single Sign-On (SSO) Integrates with central identity providers for seamless authentication. |
No information available | |
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Granular Data Permissions Defines access at the field, report, or function level. |
Granular permissioning and data-level controls are documented. | |
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Activity-Based Session Timeouts Logs users out after predefined inactivity. |
No information available | |
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Access Attempt Logging Records successful and failed login attempts. |
Access attempt logs form part of audit and compliance controls. | |
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IP Whitelisting/Blacklisting Restricts access to specified locations or devices. |
No information available | |
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User Group Management Organizes users into groups for streamlined permissions management. |
User group management and workflow assignment supported. | |
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Secure Data Export Controls Restricts report exports to approved users/devices. |
No information available |
Workflow Management
(8 Yes /8 Known /10 Possible features)
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Custom Workflow Design Allows administrators to create and edit reporting workflows. |
Workflows and reporting processes are configurable by administrators. | |
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Automated Task Assignment Assigns filing or review tasks to staff based on roles or workloads. |
Supports automated routing and task assignment based on workflow. | |
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Collaborative Review Tools Enables internal collaboration among preparers, reviewers, and approvers. |
Facilitates collaboration and review among multiple user roles. | |
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Workflow Progress Dashboard Visualizes current status and bottlenecks in the reporting cycle. |
Includes dashboard visualizations for process and reporting status. | |
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Automated Approval Flows Routes reports for review and approval as per defined workflows. |
Enables approval routing and automated escalation (workflow engine). | |
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Workflow Templates Standardized, reusable processes for frequent reports. |
Provides reusable workflow templates for common filings. | |
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Task Escalation Logic Automatically escalates overdue or rejected tasks to supervisors. |
No information available | |
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Workflow Customization Limits Number of customizable workflow steps. |
No information available | |
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Dynamic Role Assignment Reallocates responsibilities based on staff availability. |
Dynamic role assignments and reallocation are part of compliance workflow management. | |
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Versioned Approval Chains Tracks approval versions for each filing iteration. |
Version control for approval chains across filing versions is maintained. |
User Experience (UX) & Interface
(6 Yes /6 Known /10 Possible features)
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Intuitive Dashboards User-friendly dashboards summarizing tasks, statuses, and deadlines. |
User dashboards and tailored reporting views are part of UX design. | |
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Guided Workflows Step-by-step guides through each stage of reporting. |
Guided workflow interfaces are demonstrated in platform overview videos. | |
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Customizable Views Users can tailor layout, filters, and info displays to their preferences. |
No information available | |
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Accessibility Compliance Meets accessibility standards (e.g., WCAG, Section 508). |
No information available | |
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Multi-Lingual Support Offers interface in multiple languages. |
No information available | |
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Mobile Optimization Fully functional on mobile and tablet devices. |
No information available | |
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Contextual Help & Tooltips Embedded help resources for common issues or fields. |
Help and contextual tooltips are embedded within the user interface. | |
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Error Resolution Wizards Stepwise assistants for fixing common filing errors. |
Error resolution wizards or guided troubleshooting presented in demo materials. | |
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Personalized Notifications Customizable notifications and reminders. |
Personalized notification settings as part of compliance management. | |
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Rich Documentation Hub Centralized manuals, how-to guides, and policy references. |
Comprehensive documentation and reference hub available for users. |
Analytics & Insights
(7 Yes /7 Known /10 Possible features)
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Trend Analysis Identifies emerging patterns in compliance or filing activity. |
Analytic dashboards include trend identification and pattern analysis. | |
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Key Metric Dashboards Summarizes performance on critical compliance metrics. |
Key metric dashboards and performance summaries integral to reporting tools. | |
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Custom Report Builder User-defined analytics reports for regulatory or management needs. |
Allows users to build custom analytics and compliance reports. | |
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Root Cause Analysis Helps identify reasons for validation errors or regulatory rejections. |
Includes root cause analysis for failed filings and validation exceptions. | |
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Exportable Analytics Allows exporting reports and insights to various formats. |
Supports exportable analytics for management and regulatory review. | |
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Compliance Risk Scoring Assigns risk scores to filings or business units. |
No information available | |
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Peer Benchmarking Compares performance with other insurers (if available). |
No information available | |
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Exception Reporting Highlights unusual or risky patterns for quick escalation. |
Exception reporting for anomalous or risky processes is highlighted. | |
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Reporting Cycle Time Average time taken from data collection to filing. |
No information available | |
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User Productivity Metrics Shares statistics on user activity and efficiency. |
User productivity and workload metrics are visible for administrators. |
Support, Maintenance & Scalability
(9 Yes /9 Known /10 Possible features)
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24/7 Customer Support Round-the-clock access to technical assistance. |
24/7 customer support is available as part of LSEG standard for compliance solutions. | |
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Automated Software Updates Seamless roll-out of upgrades and regulatory changes. |
Automated software and regulatory updates are documented in support policy. | |
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Scalability Ability to support increases in users, reports, or data volume. |
Advertised as scalable for enterprise and growing regulatory/compliance demands. | |
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Uptime Guarantee Percentage of time system is operational and accessible. |
No information available | |
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Performance Monitoring Automated monitoring and alerting for service disruptions. |
Continuous performance monitoring and alerting are part of service package. | |
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Self-Service Knowledge Base Extensive online resources for troubleshooting and learning. |
Self-service knowledge base with help articles for troubleshooting and learning. | |
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Service Level Agreement (SLA) Clearly defined terms for support response and resolution times. |
Service Level Agreements for support and uptime are provided by LSEG. | |
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Integration Assistance Professional support or tools for connecting to enterprise systems. |
Integration assistance available as professional services and onboarding. | |
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Disaster Recovery Plan Defined processes and redundancies for system failures. |
Documented disaster recovery and business continuity plans. | |
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Custom Integration APIs APIs for connecting third-party or proprietary systems. |
Supports extensions and APIs for custom integrations. |
Operational Risk Management Software for Risk Management
Systems that identify, monitor, and mitigate risks related to internal processes, people, and systems, including incident tracking, control testing, and key risk indicator monitoring specific to pension operations.
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Risk Identification & Assessment
(9 Yes /9 Known /10 Possible features)
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Automated Risk Identification System automatically detects new and emerging risks within pension operations. |
Refinitiv Connected Risk provides automated risk identification and regulatory change tracking, which implies automated detection of new and emerging risks. | |
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Risk Library Customization Customizable catalog of risk types tailored to the processes of pension fund management. |
Comprehensive reporting and custom workflows imply the ability to customize risk catalogues per specific insurance/pension schemes. | |
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Risk Assessment Workflows Pre-built workflows for systematic risk evaluation and scoring. |
The product advertises automated workflows to support systematic risk assessment. | |
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Qualitative Risk Assessment Support for qualitative (subjective) risk assessments. |
Supports subjective/qualitative assessment as part of compliance/risk processes. | |
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Quantitative Risk Assessment Support for quantitative (numerical) evaluation of risks. |
Quantitative risk scoring for Solvency II/IFRS 17 and regulatory frameworks signals quantitative assessment support. | |
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Inherent vs. Residual Risk Calculation Distinction and calculation of risk with and without controls. |
Inherent and residual risk calculation is a standard requirement and mentioned in product documentation. | |
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Heatmap Visualization Graphical heatmaps for risk assessment results. |
Real-time dashboards include heatmap visualisation for risk results. | |
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Bulk Risk Import/Export Import/export risk data in bulk via standard file formats. |
Bulk import/export and data integrations are described in product collateral. | |
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Risk Scoring Customization Ability to define custom risk scoring and weighting rules. |
Customizable risk scoring and weighting rules supported as per configurable workflows. | |
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Number of Risks Supported Maximum risks the system can manage concurrently. |
No information available |
Incident & Event Management
(9 Yes /9 Known /10 Possible features)
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Incident Capture Tools for front-line staff to submit operational incidents easily. |
Platform includes incident/event module for capturing risk incidents. | |
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Incident Categorization Customizable fields to classify incident types, sources, and impacts. |
Incident categorization is part of the configurable incident management. | |
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Automated Incident Notification Automatic notifications to relevant personnel upon incident recording. |
Automated notifications are highlighted as a workflow use case. | |
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Root Cause Analysis Support Template-driven process for investigating and assigning incident causes. |
Root cause analysis is a standard incident workflow, and templates/processes are noted. | |
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Corrective Action Tracking Assign, monitor, and follow up on remediation actions. |
Corrective action tracking is part of automated workflows for compliance. | |
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Near-Miss Logging Ability to log and analyze near-miss events. |
Near-miss event logging and analysis are included within incident management functionality. | |
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Loss Data Repository Centralized database for historical operational loss data. |
Loss data repository necessary for Solvency II and other risk frameworks—part of risk data management. | |
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Incident Resolution Time Average time taken to resolve an incident. |
No information available | |
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Attachment Upload Upload supporting documents or evidence to incidents. |
Attachment upload for evidence is standard in incident/control documentation. | |
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Role-based Access to Incidents Fine-grained access controls for incident information. |
Role-based access is noted for audit/compliance requirements. |
Control Management & Testing
(9 Yes /9 Known /10 Possible features)
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Control Inventory Management Central register of all operational controls tied to processes and risks. |
Control inventory management features are cited in reference to regulatory controls (Solvency II, etc). | |
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Automated Control Mapping Automatically suggests linkages between risks and controls. |
Automated control mapping supported through configurable workflows. | |
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Control Testing Campaigns Schedule and manage periodic and ad hoc control effectiveness tests. |
Control testing campaigns may be scheduled and tracked via workflows. | |
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Control Design & Operating Effectiveness Separate documentation and evaluation of design and operating effectiveness. |
Separation of design and operating effectiveness evaluation provided for major frameworks. | |
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Sampling Methods for Testing Enables random or systematic sample selection for control testing. |
Sampling approaches for control testing available as part of audit/risk workflow designer. | |
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Test Evidence Attachment Upload evidence files for each control test conducted. |
Test evidence upload is part of audit documentation functionality. | |
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Automated Test Reminders Alerts and reminders for upcoming or overdue control tests. |
Automated reminders for upcoming or overdue tests supported in workflow. | |
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Control Weakness Management Logging and remediation workflows for failed control tests. |
Failed control tests initiate remedial workflow; cited as feature. | |
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Segregation of Duties Detection Identifies potential conflicts in user duties within controls. |
Segregation of duties and user conflict detection are supported for compliance. | |
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Number of Controls Supported Maximum controls the system can handle. |
No information available |
Key Risk Indicator (KRI) Monitoring
(8 Yes /8 Known /10 Possible features)
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KRI Library Maintains a centralized list of KRIs linked to risks or processes. |
KRI (key risk indicator) library and monitoring available. | |
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Custom KRI Definition Support for user-defined KRIs tailored to pension operations. |
Custom KRI definitions and mapping to frameworks/user processes described. | |
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Automated KRI Data Collection Automatic ingestion of internal/external KRI data feeds. |
Automated KRI data collection from internal/external sources enabled through integrations. | |
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Thresholds and Escalation Rules Configurable threshold levels and escalation triggers when exceeded. |
Action thresholds and escalation rules configurable in the system. | |
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Historical KRI Trend Analysis Visualization and analysis of trends in KRI values over time. |
KRI trend analysis and dashboards highlighted. | |
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KRI Performance Dashboards Dashboards for real-time status and alerts related to KRIs. |
Dashboards for KRI performance and alerts clearly referenced on site. | |
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Email/SMS Alerts for Breaches Immediate notification to responsible parties when KRIs breach thresholds. |
Immediate notification (email/SMS) for breaches is offered. | |
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Integration with External Systems Ability to collect KRI data from third-party tools (e.g., HR, ITSM systems). |
Data ingestion from external systems and tools is documented for KRI and risk data. | |
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Number of KRIs Supported The maximum number of KRIs the system can support. |
No information available | |
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KRI Calculation Frequency The minimum interval at which KRIs can be updated/calculated. |
No information available |
Reporting & Analytics
(9 Yes /9 Known /10 Possible features)
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Pre-built Risk Reports Templates for standard and regulatory reporting of operational risk. |
Pre-built reports for regulatory risk frameworks provided. | |
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Ad-hoc Reporting Ability to build custom reports with flexible filters and groupings. |
Ad-hoc/custom report creation functionality highlighted for users. | |
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Automated Report Scheduling Schedule regular delivery of risk reports to stakeholders. |
Report scheduling and automated distribution supported. | |
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Graphical Dashboards Interactive dashboards for visualization of risk, control, and incident data. |
Interactive graphical dashboards with drill-down provided. | |
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Export to PDF/Excel/CSV Exports reports in standard business formats. |
Export to PDF, Excel, and CSV is standard feature. | |
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Drill-down Capability Ability to click through dashboards for detailed underlying data. |
Dashboards support drill-down for detailed investigation of risk data. | |
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Real-Time Analytics Near real-time updates of dashboards and reports. |
Real-time analytics and dashboard updates are mentioned in platform overview. | |
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Role-based Report Access Access controls for sensitive reports or dashboards. |
Role-based access to reports and dashboards available. | |
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Regulatory Reporting Templates Out-of-the-box templates for local pension fund regulatory requirements. |
Regulatory reporting templates, notably for Solvency II and IFRS 17, included. | |
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Data Retention Period How long reports and data are retained for audits. |
No information available |
Workflow & Task Automation
(9 Yes /9 Known /10 Possible features)
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Custom Workflow Designer Drag-and-drop interface for custom workflows relevant to pension operations. |
Custom workflow builder/designer is advertised as major feature. | |
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Automated Task Assignment Automatically assigns and notifies responsible staff for tasks. |
Automated assignment and staff notifications are core to workflow engine. | |
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Escalation Matrix Rule-based escalation of overdue or critical tasks. |
Escalation matrix supported as part of workflow routing. | |
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Approval Routing Flexible approval chains for risk actions and exceptions. |
Approval routing available for risk actions/exceptions in configurable workflow. | |
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Commenting & Collaboration Internal notes, comments, and tagging for improved collaboration. |
Comments, internal notes, and collaboration tools are cited. | |
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Calendar Integration Sync with corporate calendars for reminders and deadlines. |
Integration with corporate calendar systems is supported for reminders/deadlines. | |
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Workflow Runtime Performance Average time to execute automated workflow steps. |
No information available | |
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Pre-built Pension Workflows Library of sample risk management workflows tailored to pension funds. |
Industry-specific workflows for insurance and pension funds are pre-built. | |
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Workflow Audit Trails Complete log of workflow activities and task handovers. |
Workflow audit trails are maintained for tracking and compliance. | |
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User Notification Preferences Customizable notification methods per user or group. |
User-specific notification preferences are configurable. |
Access Control & Security
(9 Yes /9 Known /10 Possible features)
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Role-Based Access Control Granular user role and permission specification. |
Granular role-based access control for users and admins is core security feature. | |
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Single Sign-On (SSO) Supports enterprise authentication (e.g., SAML, OAuth2). |
Single Sign-On (SSO) is mentioned as supported for enterprise clients. | |
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Multi-factor Authentication (MFA) Requires an additional verification step for logins. |
Multi-factor authentication (MFA) is available for enhanced security. | |
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Data Encryption At Rest All stored data is encrypted. |
Data encryption at rest is referenced in technical/security documentation. | |
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Data Encryption In Transit Data transmissions are encrypted end-to-end. |
Data is encrypted in transit using standard protocols. | |
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Audit Logging Complete and immutable logs of system and user actions. |
Immutable audit logging for both risk and compliance data is included. | |
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User Session Timeout Automatic user logout after period of inactivity. |
No information available | |
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IP Whitelisting Restrict access to specific IP address ranges. |
IP whitelisting described among platform security features. | |
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Data Masking Sensitive fields are masked from unauthorized users. |
Data masking available for sensitive fields/view restrictions. | |
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GDPR/Privacy Compliance Features Enables privacy rights requests, consent tracking, and data portability. |
GDPR, privacy and compliance features described among regulatory support. |
Integration & Data Exchange
(8 Yes /8 Known /10 Possible features)
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API Availability Open APIs for importing/exporting risk, incident, and control data. |
API access and developer tools available for integrating with external systems. | |
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Batch Import/Export Bulk upload/export via standard formats (CSV, XML, JSON, Excel). |
Bulk batch import/export in standard formats supported. | |
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Pre-built Integrations Ready-made connectors for common pension or ERP platforms. |
Product documentation lists connectors for ERP and regulatory systems. | |
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Webhooks & Event Triggers Support for outbound notifications to other IT systems. |
Webhooks and outbound notifications supported in workflow. | |
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Real-Time Data Sync Bi-directional updates with other systems in near real-time. |
Near real-time (API-based) bi-directional data sync available. | |
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Custom Field Mapping User-defined field mapping for data transfer. |
Custom field mapping for integrations is supported by configuration. | |
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Flat File Transfer Scheduling Automated batch file exchange by schedule. |
Scheduled flat file transfers can be setup; part of legacy integration support. | |
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Number of Integration Endpoints Supported Maximum number of simultaneous third-party endpoints. |
No information available | |
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Integration Latency Average delay between event and data availability in system. |
No information available | |
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Data Validation Rules Customizable validation checks for inbound data. |
Custom inbound data validation rules are configurable within the system. |
Configurability & Usability
(9 Yes /9 Known /10 Possible features)
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Custom Field Creation Define new data fields meeting unique pension business needs. |
Custom field creation supported for risks, controls, processes, and reporting. | |
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Form Designer Drag-and-drop builder for incident/risk/control entry forms. |
Form designer (drag-and-drop) part of workflow/forms management. | |
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Localization (Language & Currency) Supports multiple languages and currencies used by pension funds. |
Localization (including currency/language) supported for multijurisdictional clients. | |
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Mobile Access Native or web-optimized apps for incident and risk management on-the-go. |
Mobile access for incident/risk management supported via web and app. | |
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User Training Documentation Comprehensive help guides and onboarding materials included. |
User documentation, onboarding guides and e-learning included. | |
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Accessibility Compliance Meets standards (e.g., WCAG) for disability access. |
Accessibility compliance (e.g. WCAG) mentioned for UI/UX. | |
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System Navigation Speed Average time for page-to-page navigation. |
No information available | |
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Configurable User Dashboards Users can personalize home screens with relevant widgets. |
Configurable user dashboards are part of platform personalization. | |
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Bulk Data Edit Edit multiple records at once via bulk actions. |
Bulk editing tools are available for record management. | |
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Search & Filter Tools Advanced search and filter options across all data modules. |
Advanced search and filtering tools are featured in platform marketing. |
Audit, Compliance & Regulatory Support
(9 Yes /9 Known /10 Possible features)
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Full Audit Trail Automatic logging of all changes to risks, controls, incidents, and users. |
Full audit trail of all major risk/compliance objects maintained. | |
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Regulatory Mapping Tools Map risks and controls directly to regulatory requirements. |
Controls can be mapped to regulatory requirements within system frameworks. | |
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Attestation Workflow Facilitates routine sign-off by control/process owners. |
Attestation workflow available for control/process owners, as referenced in compliance documentation. | |
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Audit Evidence Repository Centralized location for storing audit documentation. |
Audit evidence/document repository supported for compliance and regulatory needs. | |
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Custom Compliance Checklists User-defined checklists for regulatory or procedural checks. |
Custom checklists for risk regulation/audit can be created and automated. | |
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Automated Compliance Alerts Automatic notifications of non-compliance or overdue certifications. |
Automated compliance alerts (email, dashboard) referenced across regulatory support literature. | |
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Audit Scheduling Calendar-based planning for audits and reviews. |
Audit scheduling by calendar/timeline available. | |
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Findings Management Tracking, remediation, and reporting on audit findings. |
Audit findings management and remediation tracking present. | |
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On-demand Audit Reports Generate audit-ready documentation instantly. |
On-demand generation of audit-ready reports provided. | |
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Number of Audit Logs Retained How many audit trail entries are retained per record. |
No information available |
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