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LexisNexis AML Compliance Solutions from LexisNexis Risk Solutions
Suite of AML compliance solutions including transaction monitoring, customer screening, KYC/CDD, sanctions screening, and beneficial ownership identification. Leverages proprietary global data and analytics to provide risk intelligence.
More about LexisNexis Risk Solutions
Product analysis by function
Anti-Money Laundering Systems for Compliance
Solutions for detecting, preventing, and reporting potential money laundering activities and suspicious transactions.
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Customer Due Diligence (CDD) & Know Your Customer (KYC)
(9 Yes /9 Known /10 Possible features)
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Automated Identity Verification Checks customer-provided data against government or authoritative databases. |
LexisNexis AML suite advertises automated identity verification against authoritative databases as part of KYC/CDD. | |
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Sanctions and Watchlist Screening Screens customers against global and regional sanctions lists in real-time. |
Sanctions and watchlist screening is a core offering on product page. | |
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PEP (Politically Exposed Persons) Detection Identifies customers who are considered PEPs and applies enhanced due diligence. |
PEP detection is explicitly included as part of customer screening. | |
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Ongoing Customer Monitoring Continuously monitors for changes in customer risk profile. |
Continuous/ongoing customer monitoring is highlighted as part of LexisNexis's risk monitoring. | |
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Ultimate Beneficial Owner (UBO) Identification Discovers natural persons responsible for corporate account owners. |
Beneficial ownership (UBO) identification and screening are specifically available. | |
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Document Verification Validates authenticity of identity documents (e.g., passports, IDs). |
LexisNexis provides document verification for passports, IDs, etc. as part of onboarding KYC. | |
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Risk Scoring Automation Assigns and updates risk ratings based on data and behavior. |
Automated/computed risk scoring based on customer and transactional data referenced in literature and product documentation. | |
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Customer Data Enrichment Pulls public records and third-party data to enhance customer profiles. |
Customer profiles are enriched using both global proprietary and public datasets. | |
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Multi-language OCR Extracts text and data from identification documents in multiple languages. |
No information available | |
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Batch Screening Capability Processes multiple customer files simultaneously for efficiency. |
Batch screening (mass onboarding and customer file loading) is described in sanctions screening solution. |
Transaction Monitoring & Detection
(8 Yes /8 Known /11 Possible features)
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Real-Time Transaction Monitoring Flags suspicious transactions instantly as they occur. |
Real-time transaction monitoring is promoted for proactive detection on product webpage. | |
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Customizable Rule Engine Allows creation and tuning of detection rules per regulatory and organizational requirements. |
Customizable risk rules and scenario configuration highlighted in technical overviews. | |
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Automated Suspicious Activity Alerts Automatically generates alerts on suspicious behavior or rule breaches. |
Automated suspicious activity alerts are issued in event of flagged behaviour/rule breaches. | |
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Behavioral Pattern Recognition Uses AI/machine learning to identify patterns linked to money laundering. |
Behavioral pattern recognition and advanced analytics (machine learning) referenced. | |
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Peer Group Analysis Compares customer transactions to peer group norms. |
No information available | |
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Anomaly Detection Capability Identifies deviations from typical transaction behavior. |
LexisNexis's transaction monitoring module includes anomaly detection capabilities. | |
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Volume of Transactions Monitored per Second Maximum number of transactions the system can process for monitoring in real time. |
No information available | |
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Cash Transaction Detection Specifically flags large or structured cash transactions. |
Cash transaction detection (structuring, large cash, etc.) is a standard alerting scenario. | |
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Third-Party Transaction Monitoring Monitors transactions where third parties are involved for trade-based money laundering. |
Third-party transaction monitoring and trade-based money laundering scenarios are referenced in solution guides. | |
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Cross-Border Transaction Analysis Automatically monitors transactions that cross national borders. |
Cross-border transaction analysis is described as a key scenario for LexisNexis monitoring and reporting. | |
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Transaction Memo Analysis Reviews free-text memos for trigger words or suspicious context. |
No information available |
Case Management & Investigation Tools
(7 Yes /7 Known /10 Possible features)
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Alert Management Dashboard Centralizes and prioritizes alerts for compliance teams. |
Alert management dashboards for compliance teams are highlighted in product versions and screenshots. | |
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Automated Case Assignment Routes alerts or cases to appropriate team members based on criteria. |
Automated case assignment/routing is included in investigation management module. | |
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Investigation Workflow Automation Guides investigators through standardized investigation steps. |
Workflow automation for investigation and standardized steps mentioned in product documentation. | |
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Case Linking Links related cases or alerts for consolidated investigation. |
Case linking via entity resolution is described as a feature in case management workflows. | |
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Case Notes & Document Attachment Allows adding text notes and uploading supporting files for cases. |
Support for attachments and notes is standard for investigation case management. | |
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Investigation Time Metrics Tracks and reports time spent investigating each case. |
No information available | |
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Automatic Case Closure Closes cases automatically based on resolution rules. |
Automatic case closure based on workflow rules is a referenced feature. | |
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Collaboration Tools Supports teamwork via comments, tagging, and shared access within cases. |
No information available | |
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Audit Log for Case Actions Tracks all actions taken on a case for compliance purposes. |
Audit logs for case action and review are explicitly mentioned. | |
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Number of Concurrent Cases Supported Capacity for simultaneous active cases. |
No information available |
Regulatory Reporting
(7 Yes /7 Known /10 Possible features)
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Automated SAR/STR Filing Automatically generates and submits Suspicious Activity/Transaction Reports to authorities. |
Automated SAR/STR filing is offered in regions that support e-filing with authorities. | |
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Custom Report Builder Enables tailored reports to meet specific jurisdictional standards. |
Custom report building is available (product brochures reference configurable regulatory reports). | |
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Pre-built Regulatory Templates Provides ready-made templates for common global filings. |
Pre-built templates for various jurisdictions are referenced in reporting solution description. | |
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Audit Trail of Reports Maintains a complete log of who created, edited, and submitted reports. |
Report audit trails (submitter, editor, status) are standard for compliance. | |
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Submission Acknowledgement and Validation Confirms receipt and compliance from regulatory bodies. |
Submission acknowledgement and validation from regulators is available for e-filing regions. | |
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Bulk Report Submission Supports batch sending of multiple regulatory reports at once. |
No information available | |
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Automated Deadline Reminders Reminds users before regulatory submission deadlines. |
No information available | |
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E-filing Integration Direct integration with regulators’ electronic portals. |
Direct e-filing integration is described as available for selected regulatory connections. | |
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Submission Speed Average time taken to submit a report electronically. |
No information available | |
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Multi-jurisdictional Support Handles filings to multiple regulatory authorities across countries. |
Multi-jurisdictional support is a product differentiator; highlighted by LexisNexis for global FIs. |
Sanctions Screening
(7 Yes /7 Known /10 Possible features)
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Real-time Sanctions List Updates Automatically updates internal lists with global latest sanctions. |
Sanctions list updates from global sources are provided in real time. | |
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List Management Tools Customize, append, or prioritize lists as per institutional requirements. |
No information available | |
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Fuzzy Matching Algorithms Detects potential matches despite name spelling variations. |
Fuzzy matching technology is advertised as core strength for sanctions/PEP match. | |
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Hit Escalation and Resolution Workflow Built-in process to manage hits from screening results. |
Workflow for escalation and managing screening results is provided. | |
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False Positive Reduction Minimizes unnecessary investigation workload. |
False positive reduction methods stated, including advanced match tuning. | |
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Batch Screening Capabilities Processes large volumes of entities in one job. |
Batch screening of lists/entities highlighted in sanctions screening module. | |
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List Source Auditability Keeps records of list versions and update dates. |
List versioning/audit reporting is referenced in administrative tools. | |
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Watchlist Screening API API for real-time screening in external systems. |
No information available | |
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Screening Throughput Maximum entities screened per minute. |
No information available | |
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Automated List Synchronization Ensures all systems refer to the same up-to-date listings automatically. |
Automated synchronization for all customer and transaction screening lists is described. |
Risk Management & Analytics
(5 Yes /5 Known /10 Possible features)
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Risk Dashboard Visualized risk metrics, heatmaps, and summaries for management. |
Risk dashboard and visual analytics are provided for managers in solution screenshots. | |
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Customer and Transaction Risk Scoring Calculates risk scores based on multifactor models. |
Customer and transaction risk scoring is detailed in LexisNexis documentation. | |
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Institutional Exposure Reports Breaks down risk by business lines, products, geographies. |
No information available | |
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Automated Model Validation Continuously tests and validates risk scoring models. |
No information available | |
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Scenario/Sensitivity Analysis Assesses how risk metrics change with hypothetical rule changes. |
Scenario/sensitivity analysis modules are referenced in risk analysis documentation. | |
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Regulatory Reporting Metrics Key performance indicators aligned to regulatory requirements. |
No information available | |
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Historical Data Retention Maintains historical records for trend and pattern analysis. |
Historical data retention is highlighted for regulatory and investigative purposes. | |
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Predictive Analytics Uses ML/AI to predict future financial crime risks. |
Predictive analytics using AI/ML are outlined in product situational risk documentation. | |
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Custom Analytics Module User-defined analytics and dashboards. |
No information available | |
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Number of Analytics Reports Supported Maximum parallel analytics reports generated. |
No information available |
Integration & Interoperability
(7 Yes /7 Known /10 Possible features)
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Core Banking Platform Integration Connects with main system of record to extract customer and transaction data. |
Integration with core banking platforms is confirmed as standard. | |
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Open API Support Allows integration into in-house and third-party systems. |
Open API and integration support for custom and third-party solutions is referenced. | |
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Batch Data Import/Export Supports file-based transfer of large data sets. |
Batch data import/export is widely supported for onboarding and reporting. | |
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Real-Time Data Sync Synchronizes AML-relevant data across systems without manual intervention. |
Real-time data synchronization between modules and external systems available. | |
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Third-Party Data Provider Integration Incorporates data from external identity, sanctions, or KYC sources. |
Integration to third-party data providers (e.g. external KYC, sanctions, ID) is a key selling point. | |
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Cloud Services Compatibility Deployable on or integrated with major cloud service providers. |
Software is deployable in cloud or integrates with common cloud providers. | |
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Custom Integration Toolkits SDKs or low-code configurations for bespoke integrations. |
No information available | |
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Number of Supported Integrations Maximum number of direct system integrations supported. |
No information available | |
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Webhooks Support Ability to automatically notify external systems of events. |
No information available | |
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ETL (Extract, Transform, Load) Capabilities Handles data normalization and enrichment when importing/exporting data. |
ETL capabilities are discussed in onboarding and migration documentation. |
Compliance & Audit Support
(8 Yes /8 Known /10 Possible features)
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Comprehensive Audit Logs Captures all system and user actions for audit purposes. |
Comprehensive audit logs for all actions are detailed in security and compliance sections. | |
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Role-based Access Controls Restricts user access by role and responsibility. |
Role-based access controls are mentioned as key security feature. | |
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Data Retention Policies Automates retention and purging of data in line with legal requirements. |
Data retention policies for compliance are configurable and documented. | |
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Compliance Policy Documentation Stores and tracks changes to internal compliance policies. |
Internal policy storage and change tracking is described as available. | |
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Automated Quality Assurance Checks Periodically reviews and reports on compliance adherence and anomalies. |
Automated QA checks for compliance adherence are included in operational modules. | |
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Process Audit Trail Completeness Degree to which all AML processes are logged and reviewable. |
No information available | |
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Regulatory Change Management Support Monitors and implements required changes following regulation updates. |
LexisNexis monitors regulatory changes, updates solutions, and provides alerts. | |
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User Activity Tracking Logs and monitors all user and admin activities. |
User activity tracking is included in compliance and admin overview. | |
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No. of Years Audit Logs Retained Length of time system can retain audit logs. |
No information available | |
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Automated Compliance Alerts Notifies compliance team about procedural breaches. |
Automated alerts for compliance breach and anomalies are described as standard. |
Security & Data Protection
(9 Yes /9 Known /10 Possible features)
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End-to-End Encryption All data in transit and at rest is encrypted. |
End-to-end encryption of data in transit and at rest is claimed in security materials. | |
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GDPR & Data Privacy Compliance Supports compliance with global privacy regulations. |
Data privacy compliance (GDPR, etc.) is called out as core requirement. | |
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Multi-Factor Authentication Requires multiple forms of authentication for user access. |
Multi-factor authentication is offered on the platform to meet compliance best practices. | |
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Role-Based Access Restrictions Limits data and feature access to authorized users only. |
Role-based restrictions enforced as per user type/clearance. | |
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Sensitive Data Masking Redacts or masks sensitive fields in the user interface. |
Sensitive data masking is mentioned as available in UI documentation. | |
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Regular Penetration Testing System is tested periodically for vulnerabilities. |
Regular penetration testing is referenced in LexisNexis security overview. | |
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Audit-Ready Security Certifications Holds certifications such as ISO 27001, SOC 2. |
Audit-ready security certifications (SOC2, ISO27001) advertised on vendor site. | |
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Incident Response Workflow Defines and automates incident notification and escalation procedures. |
Incident response plans and workflows are documented for compliance. | |
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Maximum Concurrent Users Supported Securely Number of users the system can support concurrently with no performance/security degradation. |
No information available | |
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Data Breach Notification Automation Automatic alerts to compliance and security teams in case of breach. |
LexisNexis advertises automated data breach notifications to client admins/security. |
Usability & Operations
(8 Yes /8 Known /10 Possible features)
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Intuitive User Interface Well-organized, user-friendly dashboards and navigation. |
Product is described as having an intuitive user interface and user-friendly workflows. | |
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Role-specific Views Customizes data and workflows for different roles (investigator, manager, admin). |
Role-specific dashboards/views are available for investigators, analysts, admins. | |
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Configurable Workflow Automation Allows operators to automate repetitive processes. |
Configurable workflow automation for repetitive compliance operations is available. | |
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Multilingual Support System available in multiple user languages. |
The suite is offered globally and lists multilingual user support. | |
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Custom Alerts and Notifications Users can set personalized notification rules. |
Customizable notification/alerting rules are described in admin and workflow settings. | |
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Mobile Device Accessibility Accessible from tablets and smartphones. |
Mobile accessibility (tablets, web) described in product details. | |
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User Training and Tutorials Offers onboarding and contextual help to new users. |
Onboarding and contextual training materials are included for new users and modules. | |
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Number of Customizable Fields Number of fields users can customize per workflow. |
No information available | |
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Bulk Operations Support Ability to perform actions (e.g. closing alerts) on many cases/records at once. |
Bulk operations (batch alert handling, case dispositioning) are possible according to product literature. | |
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System Uptime Guarantee Guaranteed service availability percentage. |
No information available |
AML/KYC Compliance Software for Compliance
Systems for screening clients against watchlists, monitoring transactions for suspicious activity, and maintaining regulatory compliance documentation.
More AML/KYC Compliance Software
More Compliance ...
Client Screening and Onboarding
(8 Yes /8 Known /11 Possible features)
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Identity Document Verification Ability to verify government-issued identity documents (passports, national IDs, etc.) electronically. |
LexisNexis AML suite includes electronic verification of government-issued IDs, widely referenced in KYC onboarding documentation. | |
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Facial Recognition/Matching Matches client-provided photos with ID documents using facial recognition technology. |
LexisNexis promotes biometric and facial recognition tech for identity match as part of its onboarding tools. | |
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Sanction List Screening Checks clients against global and local sanction, PEP, and watchlists. |
Global sanction and watchlist screening is a key part of LexisNexis AML solution per official materials. | |
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Adverse Media Screening Searches for negative news related to clients using media and public data sources. |
Adverse media screening is cited in product documentation and collateral. | |
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Ongoing Customer Monitoring Continuously screens existing clients for changes in status or newly published risks. |
Ongoing monitoring is part of the ongoing client lifecycle monitoring promoted by LexisNexis. | |
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Risk Scoring Engine Assigns dynamic risk scores to clients based on risk factors and behaviors. |
LexisNexis describes dynamic risk scoring and risk intelligence in their offering. | |
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Regulatory Jurisdiction Coverage Number of countries or jurisdictions supported for compliance checks. |
No information available | |
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Language Support Number of languages supported for global client onboarding and screening. |
No information available | |
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Enhanced Due Diligence Handling Supports additional data collection and review for high risk clients. |
Enhanced due diligence is referenced as a core feature for high risk clients. | |
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Batch Processing Capability Ability to process multiple client screenings at once. |
No information available | |
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Customizable Screening Criteria Allows modification of threshold and parameters for screening rules. |
Screening parameters are described as configurable, supporting custom screening rules. |
Transaction Monitoring
(8 Yes /8 Known /11 Possible features)
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Real-Time Transaction Monitoring Automatically scans transactions for suspicious patterns as they occur. |
LexisNexis advertises real-time and near real-time transaction monitoring. | |
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Behavioral Pattern Detection Uses profiling and analytics to detect unusual or unexpected patterns. |
Behavior analytics and pattern recognition is referenced for AML transaction monitoring. | |
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Rule-Based Alert System Configurable rules trigger alerts for pre-defined risk scenarios. |
Configurable alerts and rules engine are standard in the solution. | |
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Machine Learning/AI Analytics Employs AI models to detect previously unknown or emerging risks. |
AI and machine learning is leveraged in LexisNexis products for emerging risk detection. | |
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Alert Prioritization Ranks alerts based on severity and risk relevance for efficient case handling. |
Alert prioritization functions are cited in documentation/materials, to help manage workload. | |
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False Positive Management System features to reduce unnecessary alerts and streamline review. |
False positive management and reduction is a promoted, differentiating feature. | |
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Volume Handling Capacity Maximum number of transactions monitored per second. |
No information available | |
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Integration with Trade/Order Systems Direct connection to brokerage trade/order platforms for seamless monitoring. |
Product integration with trading, onboarding, and order management platforms is referenced. | |
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Peer Group Analysis Compares client behavior against similar client group averages. |
No information available | |
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Historical Data Analysis Supports backtesting and review of historical transactions for compliance audits. |
LexisNexis describes support for historical and backtesting reviews in audits and compliance checks. | |
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Automated Case Escalation Automatically escalates suspicious cases for compliance officer review. |
No information available |
Watchlist Management
(8 Yes /8 Known /10 Possible features)
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Integrated Global Lists Supports all major regulatory and financial watchlists (OFAC, EU, UN, etc.). |
Supports all major regulatory and financial watchlists, e.g., OFAC, EU, UN. | |
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Custom List Support Allows firms to upload and manage their own internal or regional watchlists. |
Custom watchlist functionality (client-uploaded lists) is referenced in product sheets. | |
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Automated List Updates Regularly and automatically fetches the latest list changes. |
Automated, regular regulatory and sanction list updates are provided. | |
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Version Control Tracks list changes and maintains history for audit purposes. |
No information available | |
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List Capacity Maximum number of entries supported per watchlist. |
No information available | |
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Fuzzy Matching Algorithms Detects similar names or entities with variable spellings. |
Fuzzy matching and advanced search for variant names is a core feature as described in LexisNexis matching methods. | |
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Alias Handling Supports multiple aliases/names for the same person or entity. |
Alias and name variant handling is supported per product datasheets. | |
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Bulk List Import/Export Allows batch file management for lists. |
Bulk import/export of lists and entities is supported as referenced in onboarding feature lists. | |
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Automated Screening Scheduling Configurable schedules for periodic screening runs. |
Scheduling periodic screening runs is referenced in technical docs. | |
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Geo-Restriction Handling Manages restricted or high-risk regions and jurisdictions. |
Geo-restriction/high-risk jurisdiction controls are supported per AML solution page. |
Case Management and Workflow
(8 Yes /8 Known /10 Possible features)
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Integrated Case File Creation Automatically creates case files upon detection of alerts or suspicious activities. |
Automatic case file creation after alerts is a described workflow automation. | |
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Investigation Workflow Engine Guided process for analysts through investigation, review, and resolution steps. |
Case management workflows are part of LexisNexis AML case manager. | |
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Audit Trail Logging Maintains detailed logs of all actions taken on a case for compliance. |
Comprehensive audit trail is described for case management. | |
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Automated Regulatory Filing Generates and submits regulatory reports (e.g., SAR/STR) in the required formats. |
Automated generation of SAR/STR reports configurable to jurisdiction; e-filing references present. | |
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Role-Based Access Control Restricts and manages access to cases based on user roles or responsibilities. |
Role-based access and permissions explicitly described as standard. | |
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Escalation and Reassignment Supports multi-level escalation and assignment of cases. |
Escalation and multi-stage workflow supported in compliance case management. | |
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Case Review SLAs Tracks and enforces service-level agreements for case review duration. |
No information available | |
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Document Storage Capacity Maximum storage allocated per case for supporting documents. |
No information available | |
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Automated Case Notification Notifies relevant users upon updates, assignment, or need for action. |
Automated notifications are built into case workflow tools. | |
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Case Linking and Relationship Mapping Connects related cases or associates individuals/entities across cases. |
Related cases and entity relationships can be linked in reviews. |
Regulatory Compliance and Reporting
(9 Yes /9 Known /10 Possible features)
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Pre-Built Regulatory Report Templates Includes standard report formats required by regulators (e.g., SAR, CTR, STR, KYC logs). |
Standard SAR, CTR, and related regulatory templates included. | |
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Custom Report Builder Enables users to design bespoke compliance reports. |
Custom reporting builder referenced as available. | |
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Automated Scheduled Reporting Systematically delivers compliance reports at defined intervals. |
Automated compliance report scheduling and delivery is part of LexisNexis suite. | |
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Regulatory Data Retention Period Number of years for which compliance data is retained. |
No information available | |
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E-Filing Integration Supports direct submissions via regulatory authority electronic channels. |
E-filing, direct authority integration described for SAR/CTR/STR filings. | |
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Multi-Jurisdictional Compliance Built-in features for different global regulatory regimes. |
Multi-jurisdictional and cross-border provisions cited for global compliance. | |
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Audit Readiness Toolkit Compilation of tools and logs enabling rapid response to audits. |
Audit readiness toolkit and downloadable logs listed in product feature summaries. | |
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Data Anonymization/Redaction Ability to redact or anonymize sensitive customer information in reports. |
Data redaction and anonymization options included for reporting. | |
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Custom Regulatory Mapping Supports mapping of new or changing regulatory requirements. |
Product supports mapping of emerging regulatory requirements. | |
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Compliance Attestation Support Module for documentation and certification of compliance by officers. |
Attestation module for compliance officer signoff included in some modules. |
Integration and Interoperability
(9 Yes /9 Known /10 Possible features)
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API Access and Documentation Provides detailed APIs for integration with proprietary or third-party systems. |
Robust API access and documentation available for all major modules. | |
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Batch Data Import/Export Handles large data sets for bulk upload or download operations. |
Batch data import and export tools available and documented. | |
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Real-Time Data Feeds Supports consumption/production of streaming financial or compliance data. |
Real-time event/transaction feeds supported. | |
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Third-Party Data Provider Integration Easy integration with external KYC/AML data sources, credit bureaus, etc. |
Easy integration with various KYC, AML data providers/custom feeds. | |
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Compatibility with Core Banking Systems Designed for easy adoption by common brokerage and core financial platforms. |
Marketed as compatible with industry standard banking/brokerage systems. | |
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Customizable Webhooks Triggers actions in other systems upon specific compliance events. |
Customizable webhook and event integrations described. | |
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SSO and Identity Provider Support Integrates with identity management and SSO for organizational identity control. |
Single sign-on and identity provider integration supported. | |
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Plugin/Extension Support Can be extended with add-ons for specific compliance needs. |
Support for partner extensions/plugins described. | |
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Connector Library Size Number of pre-built connectors to standard systems/platforms. |
No information available | |
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Legacy System Support Compatible with non-modern or legacy brokerage infrastructures. |
Claimed to support integration with legacy/non-modern broker systems. |
User Interface and Usability
(9 Yes /9 Known /10 Possible features)
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Customizable Dashboards Personalized views for compliance officers, executives, or investigators. |
Customizable dashboards for different user roles are described. | |
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Mobile Accessibility Access to key features via mobile apps or responsive web interfaces. |
Mobile responsive interfaces and apps are available. | |
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User Workflow Automation Guided flows minimizing manual inputs in common compliance activities. |
Workflow automation referenced to streamline case and review flows. | |
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Search and Filtering Tools Advanced tools for rapid data retrieval and case filtering. |
Advanced case search and filtering is promoted for case managers. | |
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Bulk Action Tools Support for batch processing and bulk updates. |
Bulk actions (updates, approvals) supported in case, screening, and watchlist modules. | |
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Multi-Language UI User interface offered in multiple languages. |
UI supports multi-language display per vendor datasheet. | |
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Accessibility Compliance Meets accessibility standards such as WCAG for user inclusivity. |
LexisNexis states UI and documentation is WCAG-compliant for accessibility. | |
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User Training and Help Center Built-in education modules and real-time assistance features. |
In-product training tools and help center are available to users. | |
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Custom User Roles Tailorable user permissions for granular security and workflow management. |
Granular, customizable user role management included in administration tools. | |
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Performance/Load Times Average time taken for the UI to load main dashboards. |
No information available |
Security and Data Protection
(9 Yes /9 Known /10 Possible features)
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Data Encryption In Transit/At Rest Encrypts all sensitive data both in motion and when stored. |
Encryption in transit and at rest using industry standards (AES-256, TLS). | |
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Multi-Factor Authentication Requires multiple authentication factors for system access. |
MFA available for admin/users; required for sensitive admin functionality. | |
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Access Logging and Monitoring Extensive logs of all user access and administrative actions. |
Extensive user access/action logging provided for audit. | |
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Penetration Testing Frequency How often the system undergoes external security assessment. |
No information available | |
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Data Residency Options Supports choice of specific regions/countries for data storage. |
Choice of regional data residency/storage confirmed for major compliance clients. | |
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Compliance with Industry Standards Adheres to standards such as ISO 27001, PCI DSS, GDPR. |
Compliance to ISO 27001, SOC 2, GDPR, and other finance standards reported. | |
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User Session Time-Outs Automatic log-off after a period of inactivity. |
Automatic user session time-outs configurable in administration. | |
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Field-Level Data Masking Sensitive fields can be masked or hidden from unauthorized users. |
Field-level data masking/hiding available for sensitive personal info. | |
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Secure Audit Log Storage Ensures immutability and backup of critical audit logs. |
Immutable audit log storage and backup is described for compliance. | |
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Incident Response Procedures Documented processes for breach detection and notification. |
Incident response procedures documented for clients (SOC2 and legal obligations). |
Scalability and Performance
(4 Yes /4 Known /10 Possible features)
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Concurrent User Limit Maximum number of users supported simultaneously. |
No information available | |
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Transaction Processing Latency Average time to process and analyze a single transaction. |
No information available | |
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Uptime/Availability SLA Guaranteed system availability often expressed as a percentage. |
No information available | |
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Data Ingestion Rate Speed at which system can ingest new compliance data. |
No information available | |
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Horizontal Scaling Support System supports scaling across servers/nodes to accommodate growth. |
Scale-out (horizontal scaling) cited in LexisNexis cloud platform documentation. | |
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Performance Monitoring Tools Built-in dashboards and alerts on system performance metrics. |
System dashboards on latency, volume, and service health provided. | |
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Cloud Deployment Option System can be deployed as a cloud (SaaS) or hybrid solution. |
Can be delivered as SaaS (hosted/cloud) or hybrid deployment. | |
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On-Premise Deployment Option Supports local/internal hosting for sensitive or regulated data. |
Local/on-prem installation available per highly regulated regions/clients. | |
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Disaster Recovery RTO Recovery Time Objective in case of system outage. |
No information available | |
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Database Size Limit Maximum database size supported without performance loss. |
No information available |
Maintenance and Support
(8 Yes /8 Known /10 Possible features)
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24/7 Support Availability Round-the-clock access to technical and compliance support. |
24/7 global support team provided as per SLA documents. | |
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Dedicated Account Manager Single point of contact for service and issue escalation. |
Dedicated account managers referenced for enterprise/regulated clients. | |
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Self-Service Knowledge Base Extensive library of documentation, FAQs, and training material. |
Comprehensive online documentation, FAQs, and video support provided. | |
|
Regular System Updates Frequency of non-disruptive security, functionality and rule updates. |
No information available | |
|
Custom SLA Options Ability to define support levels and response times contractually. |
Custom SLAs contractually available for enterprise clients. | |
|
Uptime Guarantee Contractual uptime guarantee for system operation. |
No information available | |
|
Automated Backup Scheduling Scheduled, automated backups of all system and client data. |
Automated, scheduled backup tools available in cloud product. | |
|
Patch Management Tools Automation of system security patching and compliance rule changes. |
Patch management and automated update utilities are documented. | |
|
User Feedback Loop Mechanisms for users to submit feedback and feature requests. |
LexisNexis collects and implements user feedback through structured feedback channels. | |
|
Multi-Tier Support Levels Choose from basic to premium support plans based on needs. |
Various support tiers available for different enterprise and business needs. |
Cost and Licensing
(5 Yes /5 Known /10 Possible features)
|
Transparent Pricing Model Clearly published and predictable licensing or usage costs. |
No information available | |
|
Pay-As-You-Go Option Usage-based billing for modular feature access. |
No information available | |
|
Volume Discounts Available Lower per-unit pricing as transaction or client count increases. |
Volume pricing arrangements available for enterprise clients per sales literature. | |
|
Free Trial/POC Period for free evaluation or proof of concept. |
Free trials and proof-of-concept deployments are referenced for onboarding. | |
|
Feature-Based Licensing Modular pricing per individual function/module. |
Feature-based, module licensing options are outlined for different AML modules. | |
|
Perpetual License Option Option to purchase software outright rather than as a subscription. |
No information available | |
|
Annual Billing Option Discounted pricing for annual upfront payment. |
Annual billing with discount available for larger clients/contracts. | |
|
Multi-Entity Licensing Special terms for multi-subsidiary or group licensing. |
Multi-entity licensing/enterprise agreements arranged for holding companies and global brokerages. | |
|
Seat/User License Cap Maximum number of named users included without additional charges. |
No information available | |
|
Additional Data Storage Pricing Published price per additional unit of data storage. |
No information available |
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