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IBM OpenPages with Watson from IBM

Enterprise risk management solution with AI capabilities for integrated risk management across operational risk, regulatory compliance, financial controls, IT governance, and model risk. Features include GRC platform, risk assessments, key risk indicators, loss event analysis, and regulatory reporting.

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Enterprise Risk Management for Risk Management

Integrated solutions for managing risk across the entire organization, providing a holistic view of the bank's risk profile.
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Data Integration and Aggregation
(11 Yes /11 Known /12 Possible features)

Risk Analytics and Modeling
(11 Yes /11 Known /12 Possible features)

Reporting and Dashboards
(0 Yes /0 Known /10 Possible features)

Risk Identification and Assessment
(0 Yes /0 Known /9 Possible features)

Risk Controls and Mitigation
(0 Yes /0 Known /10 Possible features)

Governance, Compliance, and Audit
(0 Yes /0 Known /9 Possible features)

Security and Access Controls
(0 Yes /0 Known /9 Possible features)

Workflow and Collaboration
(0 Yes /0 Known /7 Possible features)

Integration and Interoperability
(0 Yes /0 Known /7 Possible features)

Scalability and Performance
(0 Yes /0 Known /7 Possible features)

User Experience and Support
(0 Yes /0 Known /9 Possible features)

User and Access Management
(0 Yes /0 Known /10 Possible features)

Risk Assessment and Identification
(0 Yes /0 Known /11 Possible features)

Modeling and Analytics
(0 Yes /0 Known /10 Possible features)

Compliance and Regulatory Management
(0 Yes /0 Known /10 Possible features)

Data Integration and Management
(0 Yes /0 Known /10 Possible features)

Risk Mitigation and Control Management
(0 Yes /0 Known /10 Possible features)

Operational Risk Management
(0 Yes /0 Known /10 Possible features)

Credit Risk Management
(0 Yes /0 Known /10 Possible features)

Market Risk Management
(0 Yes /0 Known /10 Possible features)

Reporting and Dashboards
(0 Yes /0 Known /10 Possible features)

Platform, Scalability and Support
(0 Yes /0 Known /10 Possible features)

Regulatory Reporting for Compliance

Systems for automating the preparation and submission of required regulatory reports to supervisory authorities.
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Data Integration & Extraction
(9 Yes /9 Known /10 Possible features)

Report Generation and Customization
(10 Yes /10 Known /10 Possible features)

Regulatory Compliance Coverage
(10 Yes /10 Known /10 Possible features)

Data Quality & Validation
(7 Yes /7 Known /10 Possible features)

Automation & Workflow Management
(8 Yes /8 Known /10 Possible features)

Security & Access Control
(9 Yes /9 Known /10 Possible features)

Audit & Traceability
(9 Yes /9 Known /10 Possible features)

Scalability & Performance
(5 Yes /5 Known /10 Possible features)

User Experience & Usability
(7 Yes /7 Known /10 Possible features)

Analytics & Business Intelligence
(9 Yes /9 Known /10 Possible features)

Support, Maintenance & Vendor Management
(9 Yes /9 Known /10 Possible features)

Compliance Management for Compliance

Platforms for managing the overall compliance program, including policy management, training, and regulatory change management.
More Compliance Management More Compliance ...

Regulatory Compliance Monitoring
(8 Yes /8 Known /10 Possible features)

KYC & Customer Due Diligence
(1 Yes /1 Known /11 Possible features)

Anti-Money Laundering (AML)
(1 Yes /1 Known /11 Possible features)

Audit & Reporting
(8 Yes /8 Known /10 Possible features)

Workflow Automation
(9 Yes /9 Known /10 Possible features)

User Access & Security
(9 Yes /9 Known /10 Possible features)

Data Management & Quality
(9 Yes /9 Known /10 Possible features)

Integration & Interoperability
(9 Yes /9 Known /10 Possible features)

User Experience & Accessibility
(9 Yes /9 Known /10 Possible features)

Training & Knowledge Management
(10 Yes /10 Known /10 Possible features)

Continuous Improvement & Risk Management
(9 Yes /9 Known /10 Possible features)

Risk Analytics for Analytics and Business Intelligence

Platforms for advanced analysis of various risk types to support risk management decisions.
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Data Integration and Connectivity
(9 Yes /9 Known /10 Possible features)

Risk Modeling and Scoring
(10 Yes /10 Known /10 Possible features)

Reporting and Visualization
(9 Yes /9 Known /10 Possible features)

Risk Data Governance and Security
(10 Yes /10 Known /10 Possible features)

Predictive Analytics and Machine Learning
(9 Yes /9 Known /10 Possible features)

Scenario and Stress Testing
(9 Yes /9 Known /10 Possible features)

Compliance and Regulatory Support
(9 Yes /9 Known /10 Possible features)

Performance and Scalability
(4 Yes /4 Known /10 Possible features)

User Experience and Collaboration
(10 Yes /10 Known /10 Possible features)

Integration and Extensibility
(10 Yes /10 Known /10 Possible features)

Enterprise Risk Management Platforms for Risk & Compliance

Comprehensive systems that identify, assess, and manage various types of enterprise risks, including operational, reputational, strategic, and financial risks across the organization.
More Enterprise Risk Management Platforms More Risk & Compliance ...

Data Integration & Connectivity
(9 Yes /9 Known /10 Possible features)

Risk Analytics & Modeling
(9 Yes /9 Known /10 Possible features)

Regulatory Compliance Management
(9 Yes /9 Known /10 Possible features)

Reporting & Visualization
(8 Yes /8 Known /10 Possible features)

Security & Access Control
(9 Yes /9 Known /10 Possible features)

Workflow & Task Automation
(8 Yes /8 Known /10 Possible features)

Audit & Monitoring
(8 Yes /8 Known /10 Possible features)

Performance & Scalability
(5 Yes /5 Known /10 Possible features)

User Experience & Usability
(7 Yes /7 Known /10 Possible features)

Vendor Support & Platform Maintenance
(8 Yes /8 Known /10 Possible features)

Scenario Analysis & Stress Testing for Investment Strategy & Asset Allocation

Tools that simulate portfolio performance under various economic and market scenarios to assess resilience and identify potential vulnerabilities in investment strategies.
More Scenario Analysis & Stress Testing More Investment Strategy & Asset Allocation ...

Data Integration & Sources
(8 Yes /8 Known /10 Possible features)

Scenario Library & Customization
(7 Yes /7 Known /10 Possible features)

Modeling & Analytics
(4 Yes /4 Known /10 Possible features)

Asset Allocation & Optimization
(3 Yes /3 Known /10 Possible features)

Risk Analytics & Reporting
(8 Yes /8 Known /10 Possible features)

Workflow & Collaboration
(8 Yes /8 Known /10 Possible features)

User Interface & Usability
(3 Yes /3 Known /10 Possible features)

Integration & Extensibility
(5 Yes /5 Known /10 Possible features)

Security & Compliance
(8 Yes /8 Known /10 Possible features)

Performance & Scalability
(4 Yes /4 Known /10 Possible features)

Support & Vendor Services
(8 Yes /8 Known /10 Possible features)

Regulatory Compliance Tracking Systems for Product Development

Software that monitors insurance regulations across jurisdictions and ensures product features, documentation, and filing requirements meet current legal standards.
More Regulatory Compliance Tracking Systems More Product Development ...

Regulatory Coverage & Mapping
(13 Yes /13 Known /15 Possible features)

Filing and Documentation Management
(12 Yes /12 Known /13 Possible features)

Change & Alert Management
(8 Yes /8 Known /9 Possible features)

Product Compliance Validation
(7 Yes /7 Known /10 Possible features)

Integration & API Capabilities
(7 Yes /7 Known /8 Possible features)

Workflow and Collaboration Tools
(8 Yes /8 Known /9 Possible features)

Reporting and Analytics
(6 Yes /6 Known /9 Possible features)

Audit, Logging and Traceability
(8 Yes /8 Known /9 Possible features)

User Experience & Accessibility
(7 Yes /7 Known /9 Possible features)

Security & Privacy
(8 Yes /8 Known /9 Possible features)

Enterprise Risk Management Platforms for Risk Management

Comprehensive solutions that provide a holistic view of organizational risks, enabling identification, assessment, mitigation, and reporting of risks across the enterprise.
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Risk Identification & Assessment
(10 Yes /10 Known /12 Possible features)

Risk Mitigation & Control Management
(9 Yes /9 Known /10 Possible features)

Risk Reporting & Analytics
(7 Yes /7 Known /9 Possible features)

Integration Capabilities
(7 Yes /7 Known /8 Possible features)

Governance, Risk, and Compliance (GRC) Features
(8 Yes /8 Known /8 Possible features)

User Management & Access Control
(6 Yes /6 Known /8 Possible features)

Scalability & Performance
(3 Yes /3 Known /7 Possible features)

Configurability & Customization
(8 Yes /8 Known /8 Possible features)

Auditability & Traceability
(6 Yes /6 Known /6 Possible features)

Security & Data Protection
(8 Yes /8 Known /8 Possible features)

Collaboration & Communication
(7 Yes /7 Known /8 Possible features)

Risk Modeling Platforms for Risk Management

Advanced analytical systems that quantify potential losses from various risk factors, including natural catastrophes, financial market movements, and operational failures.
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Data Integration and Import
(5 Yes /5 Known /14 Possible features)

Modeling Capabilities
(0 Yes /0 Known /15 Possible features)

Reporting and Visualization
(5 Yes /5 Known /15 Possible features)

Regulatory Compliance and Governance
(3 Yes /3 Known /14 Possible features)

Security and Data Privacy
(5 Yes /5 Known /14 Possible features)

Scalability and Performance
(3 Yes /3 Known /13 Possible features)

Usability and User Experience
(2 Yes /2 Known /13 Possible features)

Integration and Extensibility
(2 Yes /2 Known /13 Possible features)

Support and Service
(3 Yes /3 Known /13 Possible features)

Cost and Licensing
(0 Yes /0 Known /13 Possible features)

Artificial Intelligence and Automation
(2 Yes /2 Known /13 Possible features)

Regulatory Compliance Management Systems for Compliance and Legal

Platforms that track regulatory requirements, monitor changes in insurance laws, and manage compliance activities across multiple jurisdictions and business units.
More Regulatory Compliance Management Systems More Compliance and Legal ...

Regulatory Coverage
(13 Yes /13 Known /15 Possible features)

Workflow Management
(12 Yes /12 Known /15 Possible features)

Change Monitoring
(10 Yes /10 Known /15 Possible features)

Policy & Procedures Management
(0 Yes /0 Known /15 Possible features)

Audit Management
(0 Yes /0 Known /15 Possible features)

Risk Assessment
(0 Yes /0 Known /15 Possible features)

Reporting & Analytics
(0 Yes /0 Known /15 Possible features)

User Management & Security
(6 Yes /6 Known /15 Possible features)

Integration & Interoperability
(4 Yes /4 Known /15 Possible features)

Training & Certification Management
(0 Yes /0 Known /15 Possible features)

Case & Incident Management
(0 Yes /0 Known /15 Possible features)

Support & Usability
(1 Yes /1 Known /15 Possible features)

Governance Management Platforms for Compliance and Governance

Software that supports board and committee management, policy administration, and governance workflows. These platforms maintain governance documents, manage meeting schedules, and track decision implementation.
More Governance Management Platforms More Compliance and Governance ...

Board & Committee Management
(15 Yes /15 Known /15 Possible features)

Policy & Document Management
(10 Yes /10 Known /15 Possible features)

Governance Workflow Automation
(0 Yes /0 Known /15 Possible features)

Compliance & Regulatory Management
(10 Yes /10 Known /15 Possible features)

Decision & Action Tracking
(3 Yes /3 Known /15 Possible features)

User & Access Management
(5 Yes /5 Known /15 Possible features)

Audit & Evidence Management
(5 Yes /5 Known /15 Possible features)

Reporting & Analytics
(4 Yes /4 Known /15 Possible features)

Integration & Interoperability
(5 Yes /5 Known /15 Possible features)

Security & Data Protection
(6 Yes /6 Known /15 Possible features)

Usability & Support
(5 Yes /5 Known /15 Possible features)

Enterprise Risk Management Systems for Risk Management

Comprehensive platforms that provide an integrated view of all risks facing the pension fund, including tools for risk identification, assessment, mitigation, and reporting across multiple risk categories.
More Enterprise Risk Management Systems More Risk Management ...

Risk Identification
(10 Yes /10 Known /10 Possible features)

Risk Assessment & Measurement
(9 Yes /9 Known /10 Possible features)

Risk Mitigation & Controls
(9 Yes /9 Known /10 Possible features)

Risk Reporting & Visualization
(8 Yes /8 Known /10 Possible features)

Integration & Interoperability
(7 Yes /7 Known /10 Possible features)

Governance & Workflow
(8 Yes /8 Known /10 Possible features)

Security & Data Protection
(9 Yes /9 Known /10 Possible features)

Performance & Scalability
(2 Yes /2 Known /10 Possible features)

User Experience & Training
(9 Yes /9 Known /10 Possible features)

Audit & Regulatory Compliance
(8 Yes /8 Known /10 Possible features)

Vendor Support & Service Level
(8 Yes /8 Known /10 Possible features)

Compare

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Multi-source Data Integration Ability to integrate data from various core banking, treasury, and trading systems.		IBM OpenPages provides connectors and modules for integrating with multiple core banking and external systems as part of its GRC platform.
Real-time Data Feed Ingestion and processing of near real-time or real-time risk data.		The product advertises support for real-time and near real-time risk monitoring, indicating real-time risk data ingestion is included.
Batch Data Processing Capability Ability to process large datasets in scheduled batches.		Batch data processing is supported for scheduled uploads, risk assessments, and report generation.
Data Normalization Tools Processes and tools to normalize disparate data into a standardized format.		Data normalization and standardization are core to integrating disparate risk/compliance data in OpenPages.
Data Volume Capacity Maximum volume of data that can be processed within a given time.		No information available
API Integration Support Availability of APIs for easy connection to other platforms.		OpenPages is API-centric; REST/SOAP APIs are documented for integration with IT and risk systems.
ETL (Extract, Transform, Load) Workflows Support for building automated data transformation pipelines.		Supports ETL workflows for data ingestion, including extract, transform, and load cycles into risk modules.
Automated Data Quality Checks Capability to automatically check and correct data inconsistencies.		Automated data quality checks are built in for data lineage, cleansing, and validation.
Unstructured Data Support Ability to ingest and interpret unstructured data (e.g., PDFs, scanned images).		There are modules for ingesting and extracting from unstructured documents (scanned, PDFs, etc.) using AI/NLP.
Historical Data Archiving Retention and easy retrieval of historical data for back-testing and analysis.		Historical data archiving and retrieval is a standard GRC requirement supported in OpenPages, used for audit and analysis.
Data Privacy Controls Mechanisms to ensure sensitive data is handled according to privacy regulations.		OpenPages includes features for data privacy and access controls, with configurable policies aligned to global regulations.
Manual Data Input Option Ability to input or edit essential data manually when necessary.		Manual data input and override is supported for risk records and compliance documentation.

Credit Risk Models Inbuilt or customizable models to assess credit risk.		Integrates a range of credit risk models, including custom and regulatory types.
Market Risk Models Support for Value at Risk (VaR), stress testing, and other market risk calculations.		Market risk models—such as VaR and stress testing—are supported or can be integrated through APIs or custom models.
Operational Risk Modules Assessment and quantification of operational risks.		Operational risk assessment is a primary OpenPages feature, including scenario-based and statistical approaches.
Liquidity Risk Analytics Tools to measure and simulate liquidity risk across the institution.		Liquidity risk analytics and simulation modules are available or can be enabled through integration.
Scenario Analysis Engine Ability to create and evaluate custom stress and scenario analyses.		Scenario analysis (including user-defined and regulatory-driven) is built in and configurable.
Monte Carlo Simulation Support Capability to run Monte Carlo simulations as part of risk calculations.		Monte Carlo simulation capability is present for advanced analytics (per IBM datasheets).
User-defined Model Support Flexibility to implement bank-specific or regulatory-defined analytics models.		OpenPages allows banks to implement user- or regulation-specific risk and analytics models.
Portfolio Aggregation Ability to assess risk at the portfolio and sub-portfolio levels.		Portfolio-level and sub-portfolio risk aggregation are standard in financial controls and credit modules.
Non-performing Loan Analysis Analytics to identify and analyze non-performing assets.		NPL/non-performing loan analysis is part of integrated risk analytics.
Predictive Analytics Use of machine learning or statistical techniques to forecast future risk exposures.		Predictive analytics is core to the AI/Watson component of OpenPages, used in early-warning and scenario modules.
Limit Checking and Enforcement Ability to monitor and enforce risk limits in real-time.		Limit checking is available, including real-time monitoring and automated enforcement (credit, market, etc).
Exposure Calculation Speed Time taken to calculate exposure metrics.		No information available

Regulatory Reporting Templates Pre-defined templates to produce required regulatory disclosures (e.g., Basel III, Dodd-Frank).		No information available
Customizable Dashboards Interactive dashboards tailored by user or role.		No information available
Automated Report Generation Scheduled and on-demand automated report production.		No information available
Data Export Formats Supported formats for report export (e.g., PDF, Excel, CSV).		No information available
Drill-down Capability Ability to explore reports interactively down to granular transaction data.		No information available
Mobile Access Access to dashboards and reports from mobile devices.		No information available
Ad Hoc Reporting Support for custom, on-the-fly report creation.		No information available
Visual Analytics Tools Inbuilt charts, graphs, and data visualization components.		No information available
Presentation-Ready Output Direct export to formats usable in board-level presentations.		No information available
Report Scheduling Automated scheduling of regular report distribution.		No information available

Automated Risk Identification System automatically flags and records emerging risks based on data patterns.		No information available
Manual Risk Entry and Categorization Users can enter, describe, and classify risks manually.		No information available
Risk Taxonomy Management Flexible, hierarchical categorization of risk types.		No information available
Risk Register Central repository to track and manage all identified risks.		No information available
Qualitative Risk Assessment Tools Facilities to score or rate risks based on qualitative criteria (likelihood, impact, etc.).		No information available
Automated Risk Scoring Automatic assignment of risk scores based on preset algorithms.		No information available
Alert and Notification System Notification to relevant parties when new risks are logged or thresholds breached.		No information available
Risk Appetite Alignment Compatibility checks of identified risks against board-approved risk appetite.		No information available
Third-party Risk Assessment Ability to assess risks posed by external vendors and partners.		No information available

Control Library Central database of controls with descriptions, owners, and effectiveness ratings.		No information available
Action Tracking and Workflow Features to track mitigation actions, assign owners, and monitor deadlines.		No information available
Automated Control Testing Automated assessment of control operating effectiveness.		No information available
Audit Trail for Control Changes Logging of all modifications to controls for compliance and transparency.		No information available
Incident Management Integration Linking risk controls to incident or loss event records.		No information available
Control Effectiveness Scoring Mechanism to rate and report effectiveness of controls.		No information available
Remediation Plan Automation Automated reminders and workflow for outstanding remediation actions.		No information available
Control Ownership Assignment Ability to designate owners and stakeholders for each control.		No information available
Evidence Collection Support Ability to attach documentation or evidence to control records.		No information available
Risk Treatment Tracking Monitor progress and results of selected risk mitigation treatments.		No information available

Regulatory Change Management Tools to monitor and update policies/processes for regulatory changes.		No information available
Compliance Checklist Module Interactive modules to manage and complete compliance requirements.		No information available
Policy Document Management Facility to store, distribute, and update risk policies and procedures.		No information available
Automated Control Mapping Auto-mapping of risks and controls to relevant regulatory requirements (e.g., SOX, Basel).		No information available
Internal Audit Workflow Integration Integration with internal audit plans, findings, and follow-ups.		No information available
Compliance Monitoring Alerts Notifications for lapses or upcoming compliance obligations.		No information available
Audit Trail Logging Comprehensive logs of user actions for traceability and audit purposes.		No information available
Attestation Management Ability to record user sign-offs on policies, controls, or process changes.		No information available
External Reporting Tools Support for required interfaces with regulators and industry bodies.		No information available

Role-based Access Control (RBAC) User permissions and access tailored to job role.		No information available
Multi-factor Authentication Multiple verification steps for user login.		No information available
Encryption of Data at Rest Data stored in the platform is encrypted.		No information available
Encryption of Data in Transit Data exchanged with the platform is encrypted.		No information available
Single Sign-On Support Integration with enterprise authentication (SSO/AD/LDAP).		No information available
Granular User Permissioning Ability to specify access rights at module or data level.		No information available
Session Timeouts Automatic log-off after periods of inactivity.		No information available
User Access Audit Logs Tracking of login, logout, and user activity.		No information available
Segregation of Duties Enforcement Prevents conflicting roles from being assigned to the same user.		No information available

Workflow Automation Automated routing and escalation of risk-related tasks.		No information available
Task Assignment and Tracking Assign and monitor activities related to risk management.		No information available
Commenting and Discussion Tools Facilities for team collaboration and communication on risk records.		No information available
Notification Systems In-platform and email notifications on workflow progress and deadlines.		No information available
Role Escalation Paths Automated escalation of issues to higher authorities when needed.		No information available
Workflow Customization Ability to tailor workflows to match organization-specific processes.		No information available
Calendar Integration Sync with calendars for deadlines, reviews, and meetings.		No information available

Open API Support APIs available for both inbound and outbound integration.		No information available
Pre-built Connectors Ready-to-use integrations with widely used banking platforms and ERPs.		No information available
Third-party Data Integration Ability to ingest data feeds from market data providers and rating agencies.		No information available
Bulk Import/Export Tools Import or export large data sets in various formats.		No information available
Cloud Platform Support Compatible with major cloud providers (AWS, Azure, GCP).		No information available
On-premises Deployment Option Available as an on-premise install for banks with strict data residency requirements.		No information available
Mobile App/API Integration Integration with mobile apps and APIs for remote access.		No information available

Concurrent User Support The number of simultaneous users supported without performance degradation.		No information available
System Uptime Guaranteed service availability over a defined time period.		No information available
Response Time Time to retrieve or save risk data.		No information available
Load Balancing Automatic distribution of work across servers for high performance.		No information available
Horizontal Scalability Ability to increase capacity by adding more servers or resources.		No information available
Disaster Recovery Capability Ability to restore operations quickly after major system failure.		No information available
Data Backup Frequency Interval between automated data backups.		No information available

Intuitive User Interface Ease of navigating and performing tasks within the platform.		No information available
Role-based User Interfaces Customized views and features available depending on the user's role.		No information available
Multilingual Support Availability of the platform in multiple languages.		No information available
Contextual Help and Tooltips In-line help and guidance for forms and features.		No information available
Video and Written Training Materials Access to training resources for onboarding and ongoing learning.		No information available
Dedicated Customer Success Team Access to a team for onboarding, training, and support.		No information available
24/7 Support Availability Ability to obtain technical or functional assistance at any time.		No information available
User Community Portal Access to a collaborative portal for users to exchange best practices.		No information available
Feedback and Feature Request Tools Facility for users to submit feedback or request new features.		No information available

Role-based Access Control Support for assigning roles with fine-grained permissions to users.		No information available
Multi-factor Authentication Requirement for multiple identity verification factors for secure access.		No information available
Single Sign-On (SSO) Integration Ability to connect with enterprise identity providers to enable SSO.		No information available
User Activity Audit Trail Captures and stores detailed logs of all user actions for compliance.		No information available
Password Policy Management Controls enforcing password length, complexity, and expiry.		No information available
User Provisioning Automation Automated onboarding and offboarding of users based on HR systems.		No information available
Session Timeout/Control Automatic logoff after defined inactivity periods.		No information available
Access Review and Certification Functionality to periodically review and certify user access rights.		No information available
Delegated Administration Allows delegation of administrative tasks to designated users.		No information available
Separation of Duties Enforces separation of critical duties to reduce fraud risks.		No information available

Risk Register Management Centralized cataloging of risks with metadata like owner, category, and risk level.		No information available
Risk Scoring Methodologies Configurable approaches for calculating inherent and residual risk scores.		No information available
Qualitative Risk Assessments Supports narrative and descriptive assessments of risks.		No information available
Quantitative Risk Analysis Enables numerical evaluation including financial impact and probability.		No information available
Monte Carlo Simulations Supports stochastic simulations for estimating risk outcome distributions.		No information available
Risk Taxonomy Customization Ability to customize risk categories and subcategories.		No information available
Heat Map Visualization Graphical visualization of risk levels across all business units.		No information available
Automated Risk Detection Uses algorithms to flag emerging risks from transaction or market data.		No information available
Issue and Incident Capture Ability to log and track operational risk events/incidents.		No information available
Scenario Analysis Tools Functionality for impact analysis of hypothetical risk events.		No information available
Self-Assessment Workflows Supports recurring risk self-assessment by business units.		No information available

Custom Model Creation Enables users to define and deploy bespoke risk models.		No information available
Model Version Control Maintains version history and supports rollbacks of risk models.		No information available
Integrated Stress Testing Ability to simulate stress scenarios and measure impact on portfolios.		No information available
Sensitivity Analysis Tools for assessing how changes in assumptions affect risk output.		No information available
Backtesting Framework Provides historical validation of model performance.		No information available
Model Calibration Tools Enables periodic tuning of parameters against actual data.		No information available
Data Visualization Dashboards Interactive dashboards for analytics, trends, and key indicators.		No information available
Embedded Machine Learning Uses AI/ML for risk classification, prediction, or anomaly detection.		No information available
Advanced Reporting Custom or scheduled risk and compliance reports with export options.		No information available
Speed of Model Computation Average time taken for complex model runs.		No information available

Regulatory Framework Mapping Ability to map risks and controls to specific regulations (e.g., Basel, SOX).		No information available
Regulation Update Alerts Automatic notifications for regulatory changes relevant to the business.		No information available
Automated Regulatory Reporting Generates reports in formats required by different regulators.		No information available
Compliance Calendar Tracks and alerts for upcoming compliance deadlines and deliverables.		No information available
Audit Trail Comprehensive logging of all compliance-related activities and changes.		No information available
Policy Management Centralized control for creating, reviewing, and disseminating risk management policies.		No information available
KYC/AML Integration Integration support for Know Your Customer (KYC) and Anti Money Laundering (AML) workflows.		No information available
Regulatory Gap Analysis Identifies areas where processes fall short of regulatory expectations.		No information available
Export To Regulatory Portals One-click export of reports in formats accepted by supervisory authorities.		No information available
Attestation Workflows Functionality for compliance certificate review and attestation processes.		No information available

Multi-source Data Integration Supports connections to various data sources (core banking, trading, market feeds, etc.).		No information available
Real-time Data Ingestion Processes and analyzes data as it flows in, with minimal delay.		No information available
Batch Data Upload Support Allows for periodic uploads of large data sets.		No information available
Data Quality Management Assesses and manages completeness, accuracy, and consistency of data.		No information available
Master Data Management Centralizes reference data for risk categories, products, and counterparties.		No information available
APIs for Data Exchange Well-documented REST/SOAP APIs for integration with other enterprise systems.		No information available
Data Encryption At Rest/In Transit Ensures all sensitive data is encrypted during storage and transmission.		No information available
ETL Process Speed Average time required for extract-transform-load cycles.		No information available
Data Retention Policy Enforcement Automates archival and deletion as per regulatory requirements.		No information available
Data Lineage & Traceability Tracks the origin, transformations, and usage of all key data fields.		No information available

Control Library Central repository of controls mapped to risks/regulations.		No information available
Control Effectiveness Testing Automated or manual assessment of control adequacy and effectiveness.		No information available
Action Plan Management Tracking and assignment of remediation tasks for control gaps.		No information available
Policy and Procedure Documentation Storage and distribution of related risk management policies.		No information available
Automated Risk Control Self-Assessment (RCSA) Periodic self-review and rating of risk controls by business units.		No information available
Mitigation Workflow Automation Automates processes for identifying and remediating risks.		No information available
Mitigation Effect Tracking Measures and documents effectiveness of implemented mitigations.		No information available
Exception Management Logs, tracks, and escalates deviations or exceptions to control processes.		No information available
Automated Reminders System-generated reminders for upcoming and overdue mitigation tasks.		No information available
Continuous Monitoring of Controls Use of automated monitoring to validate ongoing control performance.		No information available

Incident Management Workflow Provides end-to-end tracking from incident detection to resolution.		No information available
Loss Data Collection Records and aggregates loss events by category, cause, and amount.		No information available
Key Risk Indicators (KRIs) Configurable indicators for ongoing risk exposure monitoring.		No information available
Incident Notification System Automated notification to stakeholders on important events/incidents.		No information available
Incident Resolution Time Monitoring Average time to closure for operational risk incidents.		No information available
Near Miss Capture Records potential incidents that could have led to losses.		No information available
Root Cause Analysis Tools Helps identify underlying causes of operational loss events.		No information available
Scenario Testing for Operational Events Simulation and response planning for critical operational risks.		No information available
Integration With Workflow Systems Supports linking incident records to workflow/ticketing tools.		No information available
Automated Escalation Rules Systematic escalation of high impact/priority incidents.		No information available

Exposure Calculation Automated computation of counterparty and portfolio exposures.		No information available
Credit Rating Integration Ability to import ratings from agencies or internal models.		No information available
Credit Limits Management Definition, monitoring, and enforcement of internal and regulatory limits.		No information available
Concentration Risk Analysis Identification and visualization of credit concentration risks.		No information available
Collateral Management Linking exposures with real-time collateral positions and values.		No information available
Probability of Default (PD) Modeling Utilizes statistical models to predict probability of borrower default.		No information available
Loss Given Default (LGD) Calculation Estimates loss severity assuming default occurs.		No information available
Exposure at Default (EAD) Calculation Assesses amount at risk when default occurs.		No information available
Limit Breach Notification Alerts on breaches of credit limits or adverse rating changes.		No information available
Credit Application Workflow Integration Integrates with origination and approval workflows for holistic view.		No information available

Value-at-Risk (VaR) Calculation Single or multi-factor methodologies for market risk estimation.		No information available
Stress Testing for Market Risk Simulations of extreme but plausible market conditions.		No information available
Real-time Market Data Integration Connects to market data providers for up-to-date valuations.		No information available
Risk Factor Sensitivity Analysis Assess risk to market variables such as interest rates or volatilities.		No information available
Mark-to-Market Valuation Automated daily revaluation of trading positions.		No information available
Limit Monitoring & Breach Alerts Tracks market risk limits and signals threshold breaches.		No information available
Market Risk Reporting Provides comprehensive reporting tools with export capabilities.		No information available
Scenario Analysis for Trading Portfolios Simulates impact of market shifts on trading books.		No information available
Integration With Front/Back Office Systems Links with trading, treasury, or accounting systems for data sharing.		No information available
Portfolio Aggregation Speed Time taken to aggregate positions and calculate exposures.		No information available

Custom Report Builder Drag-and-drop tools for designing bespoke reports.		No information available
Scheduled Reporting Ability to schedule automated generation and delivery of reports.		No information available
Interactive Dashboards Live dashboards with drill-down and filtering options.		No information available
Self-service Analytics Business users can create analytics queries without IT intervention.		No information available
Mobile Reporting Support for viewing and interacting with reports on mobile devices.		No information available
Export Formats Supported Options for exporting reports in various formats (PDF, XLSX, CSV, etc.).		No information available
Dashboard Refresh Rate Frequency of data refresh in dashboards.		No information available
Role-based Report Distribution Configurable rules for distributing reports to appropriate users.		No information available
Key Metric Alerts System-driven notifications when critical thresholds are breached.		No information available
Ad-hoc Report Generation Speed Time taken to generate an unexpected or impromptu report.		No information available

On-premises and Cloud Deployment Flexibility to deploy solution in the cloud, on-premise, or hybrid mode.		No information available
High Availability Architecture Resilient design ensuring minimal downtime.		No information available
Disaster Recovery and Backup Automated backup and recovery capabilities to ensure business continuity.		No information available
Horizontal Scalability Supports adding hardware or cloud resources to expand capacity.		No information available
Concurrent User Support Maximum number of users supported simultaneously.		No information available
Performance SLAs Guaranteed system response and uptime commitments from vendor.		No information available
24/7 Customer Support Round-the-clock support services from the vendor.		No information available
Product Training Resources Availability of onboarding, documentation, and training materials.		No information available
Localization and Language Support Multi-language interface and support for regional formats.		No information available
Active User Community Vendor maintains forums, knowledge bases, or user groups for support.		No information available

Multi-source Connectivity Ability to connect and pull data from diverse banking systems, databases, and third-party platforms.		IBM OpenPages with Watson connects to multiple data sources and third-party platforms as part of its integrated GRC data infrastructure.
Automated Data Extraction Automates the extraction of required information based on configurable rules.		Automated data extraction is a key feature of OpenPages, leveraging AI to extract and process large volumes of information.
Data Normalization Standardizes and normalizes disparate data sets for uniform processing.		Data normalization is supported to ensure consistent risk data across systems, as described in technical documentation and best practices for implementation.
Real-time Data Sync Synchronizes data feeds in real time or near-real time.		Real-time or near-real-time data synchronization is cited in IBM OpenPages product literature as a capability to maintain up-to-date risk and compliance data.
Batch Data Processing Capacity Maximum volume of records that can be processed in a batch run.		No information available
Historical Data Import Allows bulk import and integration of historical data for retrospective reporting.		Bulk and historical data import is available for onboarding and retrospective reporting as part of implementation workflows.
Custom Data Mapping Supports user-defined mapping of data fields from source to destination formats.		Custom data mapping can be configured within IBM OpenPages for various regulatory forms and integration points.
Error Logging and Handling Captures and manages data extraction and integration errors.		Error logging and handling is supported as part of data workflow and audit features.
Data Lineage Tracking Tracks the origin and movement of data across the integration process.		Data lineage tracking is part of audit and traceability, allowing users to follow data as it moves through the system.
API Support Provides APIs for integrating with external systems or tools.		IBM OpenPages exposes APIs for integration with external tools and systems.

Pre-built Report Templates Contains a library of standard regulatory reporting templates (e.g., Basel III, FATCA).		Pre-built regulatory report templates are part of the solution's compliance content packages.
Custom Report Builder Allows users to design and build reports tailored to unique regulatory or internal requirements.		Custom report builder present; users can design reports tailored to specific requirements.
Automated Report Scheduling Automatically generates and submits reports according to a configurable schedule.		Automated report scheduling is included for regular reporting cycles in compliance workflows.
Multi-format Export Supports export of reports in multiple formats (Excel, XML, XBRL, PDF, CSV).		Multi-format export (Excel, PDF, CSV etc.) is supported for reporting.
Workflow Management Enables step-by-step workflow for report generation, review, and approval.		Workflow management is a core part of IBM OpenPages, including approvals and collaborative work.
Report Preview Provides preview functionality before finalizing reports.		Report preview and pre-submission review is supported.
Ad Hoc Reporting Enables quick generation of non-standard or urgent reports as needed.		Ad hoc reporting is available through the custom report builder.
Version Control Manages multiple versions of reports for audit and tracking.		Version control for compliance reports and documents is included for auditability.
Bulk Report Generation Ability to generate numerous reports in a single operation.		Bulk report generation is supported for high-volume compliance processes.
Digital Signatures Supports digital approval and e-signatures on reports.		Digital signatures supported for workflow approvals and regulatory compliance.

Multi-jurisdictional Coverage Supports regulatory frameworks for multiple countries or regions.		Multi-jurisdictional coverage is a key feature, supporting major global regulatory frameworks.
Regulation Library Maintains an up-to-date library of regulatory rules and guidelines.		Regulation library maintained with up-to-date content packs provided by IBM.
Automatic Regulatory Updates Automatically updates compliance logic as regulatory requirements change.		Automatic regulatory updates included for compliance with evolving regulations.
Cross-regulation Consistency Checks Checks for inconsistencies or conflicts among various regulations.		Cross-regulation consistency checks are part of compliance checks and reporting.
Custom Compliance Rules Allows users to input and manage custom regulatory rules.		Custom compliance rules can be defined using solution configuration.
Compliance Deadline Reminders Notifies users of upcoming regulatory reporting deadlines.		Compliance deadline reminders and notifications available.
Rule Version History Tracks the history and changes of regulatory rules over time.		Rule version history enabled to track regulatory and workflow logic changes.
Deficiency Alerts Notifies users about non-compliance or missing elements.		Deficiency alerts are generated for non-compliance or missing information.
Scenario Simulation Allows users to test the impact of regulatory changes before implementation.		Scenario simulation and impact analysis available in risk and compliance modules.
Peer Benchmarking Compares compliance status and metrics with industry peers.		Peer benchmarking supported in certain OpenPages analytic offerings.

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Financial Technology Year

IBM OpenPages with Watson from IBM

Product analysis by function

Enterprise Risk Management for Risk Management

Data Integration and Aggregation (11 Yes /11 Known /12 Possible features)

Risk Analytics and Modeling (11 Yes /11 Known /12 Possible features)

Reporting and Dashboards (0 Yes /0 Known /10 Possible features)

Risk Identification and Assessment (0 Yes /0 Known /9 Possible features)

Risk Controls and Mitigation (0 Yes /0 Known /10 Possible features)

Governance, Compliance, and Audit (0 Yes /0 Known /9 Possible features)

Security and Access Controls (0 Yes /0 Known /9 Possible features)

Workflow and Collaboration (0 Yes /0 Known /7 Possible features)

Integration and Interoperability (0 Yes /0 Known /7 Possible features)

Scalability and Performance (0 Yes /0 Known /7 Possible features)

User Experience and Support (0 Yes /0 Known /9 Possible features)

User and Access Management (0 Yes /0 Known /10 Possible features)

Risk Assessment and Identification (0 Yes /0 Known /11 Possible features)

Modeling and Analytics (0 Yes /0 Known /10 Possible features)

Compliance and Regulatory Management (0 Yes /0 Known /10 Possible features)

Data Integration and Management (0 Yes /0 Known /10 Possible features)

Risk Mitigation and Control Management (0 Yes /0 Known /10 Possible features)

Operational Risk Management (0 Yes /0 Known /10 Possible features)

Credit Risk Management (0 Yes /0 Known /10 Possible features)

Market Risk Management (0 Yes /0 Known /10 Possible features)

Reporting and Dashboards (0 Yes /0 Known /10 Possible features)

Platform, Scalability and Support (0 Yes /0 Known /10 Possible features)

Regulatory Reporting for Compliance

Data Integration & Extraction (9 Yes /9 Known /10 Possible features)

Report Generation and Customization (10 Yes /10 Known /10 Possible features)

Regulatory Compliance Coverage (10 Yes /10 Known /10 Possible features)

Data Quality & Validation (7 Yes /7 Known /10 Possible features)

Automation & Workflow Management (8 Yes /8 Known /10 Possible features)

Security & Access Control (9 Yes /9 Known /10 Possible features)

Audit & Traceability (9 Yes /9 Known /10 Possible features)

Scalability & Performance (5 Yes /5 Known /10 Possible features)

User Experience & Usability (7 Yes /7 Known /10 Possible features)

Analytics & Business Intelligence (9 Yes /9 Known /10 Possible features)

Support, Maintenance & Vendor Management (9 Yes /9 Known /10 Possible features)

Compliance Management for Compliance

Regulatory Compliance Monitoring (8 Yes /8 Known /10 Possible features)

KYC & Customer Due Diligence (1 Yes /1 Known /11 Possible features)

Anti-Money Laundering (AML) (1 Yes /1 Known /11 Possible features)

Audit & Reporting (8 Yes /8 Known /10 Possible features)

Workflow Automation (9 Yes /9 Known /10 Possible features)

User Access & Security (9 Yes /9 Known /10 Possible features)

Data Management & Quality (9 Yes /9 Known /10 Possible features)

Integration & Interoperability (9 Yes /9 Known /10 Possible features)

User Experience & Accessibility (9 Yes /9 Known /10 Possible features)

Training & Knowledge Management (10 Yes /10 Known /10 Possible features)

Continuous Improvement & Risk Management (9 Yes /9 Known /10 Possible features)

Risk Analytics for Analytics and Business Intelligence

Data Integration and Connectivity (9 Yes /9 Known /10 Possible features)

Risk Modeling and Scoring (10 Yes /10 Known /10 Possible features)

Reporting and Visualization (9 Yes /9 Known /10 Possible features)

Risk Data Governance and Security (10 Yes /10 Known /10 Possible features)

Predictive Analytics and Machine Learning (9 Yes /9 Known /10 Possible features)

Scenario and Stress Testing (9 Yes /9 Known /10 Possible features)

Compliance and Regulatory Support (9 Yes /9 Known /10 Possible features)

Performance and Scalability (4 Yes /4 Known /10 Possible features)

User Experience and Collaboration (10 Yes /10 Known /10 Possible features)

Integration and Extensibility (10 Yes /10 Known /10 Possible features)

Enterprise Risk Management Platforms for Risk & Compliance

Data Integration & Connectivity (9 Yes /9 Known /10 Possible features)

Risk Analytics & Modeling (9 Yes /9 Known /10 Possible features)

Regulatory Compliance Management (9 Yes /9 Known /10 Possible features)

Reporting & Visualization (8 Yes /8 Known /10 Possible features)

Security & Access Control (9 Yes /9 Known /10 Possible features)

Workflow & Task Automation (8 Yes /8 Known /10 Possible features)

Audit & Monitoring (8 Yes /8 Known /10 Possible features)

Performance & Scalability (5 Yes /5 Known /10 Possible features)

User Experience & Usability (7 Yes /7 Known /10 Possible features)

Vendor Support & Platform Maintenance (8 Yes /8 Known /10 Possible features)

Scenario Analysis & Stress Testing for Investment Strategy & Asset Allocation

Data Integration & Sources (8 Yes /8 Known /10 Possible features)

Scenario Library & Customization (7 Yes /7 Known /10 Possible features)

Modeling & Analytics (4 Yes /4 Known /10 Possible features)

Asset Allocation & Optimization (3 Yes /3 Known /10 Possible features)

Risk Analytics & Reporting (8 Yes /8 Known /10 Possible features)

Workflow & Collaboration (8 Yes /8 Known /10 Possible features)

Data Integration and Aggregation
(11 Yes /11 Known /12 Possible features)

Risk Analytics and Modeling
(11 Yes /11 Known /12 Possible features)

Reporting and Dashboards
(0 Yes /0 Known /10 Possible features)

Risk Identification and Assessment
(0 Yes /0 Known /9 Possible features)

Risk Controls and Mitigation
(0 Yes /0 Known /10 Possible features)

Governance, Compliance, and Audit
(0 Yes /0 Known /9 Possible features)

Security and Access Controls
(0 Yes /0 Known /9 Possible features)

Workflow and Collaboration
(0 Yes /0 Known /7 Possible features)

Integration and Interoperability
(0 Yes /0 Known /7 Possible features)

Scalability and Performance
(0 Yes /0 Known /7 Possible features)

User Experience and Support
(0 Yes /0 Known /9 Possible features)

User and Access Management
(0 Yes /0 Known /10 Possible features)

Risk Assessment and Identification
(0 Yes /0 Known /11 Possible features)

Modeling and Analytics
(0 Yes /0 Known /10 Possible features)

Compliance and Regulatory Management
(0 Yes /0 Known /10 Possible features)

Data Integration and Management
(0 Yes /0 Known /10 Possible features)

Risk Mitigation and Control Management
(0 Yes /0 Known /10 Possible features)

Operational Risk Management
(0 Yes /0 Known /10 Possible features)

Credit Risk Management
(0 Yes /0 Known /10 Possible features)

Market Risk Management
(0 Yes /0 Known /10 Possible features)

Reporting and Dashboards
(0 Yes /0 Known /10 Possible features)

Platform, Scalability and Support
(0 Yes /0 Known /10 Possible features)

Data Integration & Extraction
(9 Yes /9 Known /10 Possible features)

Report Generation and Customization
(10 Yes /10 Known /10 Possible features)

Regulatory Compliance Coverage
(10 Yes /10 Known /10 Possible features)

Data Quality & Validation
(7 Yes /7 Known /10 Possible features)

Automation & Workflow Management
(8 Yes /8 Known /10 Possible features)

Security & Access Control
(9 Yes /9 Known /10 Possible features)

Audit & Traceability
(9 Yes /9 Known /10 Possible features)

Scalability & Performance
(5 Yes /5 Known /10 Possible features)

User Experience & Usability
(7 Yes /7 Known /10 Possible features)

Analytics & Business Intelligence
(9 Yes /9 Known /10 Possible features)

Support, Maintenance & Vendor Management
(9 Yes /9 Known /10 Possible features)

Regulatory Compliance Monitoring
(8 Yes /8 Known /10 Possible features)

KYC & Customer Due Diligence
(1 Yes /1 Known /11 Possible features)

Anti-Money Laundering (AML)
(1 Yes /1 Known /11 Possible features)

Audit & Reporting
(8 Yes /8 Known /10 Possible features)

Workflow Automation
(9 Yes /9 Known /10 Possible features)

User Access & Security
(9 Yes /9 Known /10 Possible features)

Data Management & Quality
(9 Yes /9 Known /10 Possible features)

Integration & Interoperability
(9 Yes /9 Known /10 Possible features)

User Experience & Accessibility
(9 Yes /9 Known /10 Possible features)

Training & Knowledge Management
(10 Yes /10 Known /10 Possible features)

Continuous Improvement & Risk Management
(9 Yes /9 Known /10 Possible features)

Data Integration and Connectivity
(9 Yes /9 Known /10 Possible features)

Risk Modeling and Scoring
(10 Yes /10 Known /10 Possible features)

Reporting and Visualization
(9 Yes /9 Known /10 Possible features)

Risk Data Governance and Security
(10 Yes /10 Known /10 Possible features)

Predictive Analytics and Machine Learning
(9 Yes /9 Known /10 Possible features)

Scenario and Stress Testing
(9 Yes /9 Known /10 Possible features)

Compliance and Regulatory Support
(9 Yes /9 Known /10 Possible features)

Performance and Scalability
(4 Yes /4 Known /10 Possible features)

User Experience and Collaboration
(10 Yes /10 Known /10 Possible features)

Integration and Extensibility
(10 Yes /10 Known /10 Possible features)

Data Integration & Connectivity
(9 Yes /9 Known /10 Possible features)

Risk Analytics & Modeling
(9 Yes /9 Known /10 Possible features)

Regulatory Compliance Management
(9 Yes /9 Known /10 Possible features)

Reporting & Visualization
(8 Yes /8 Known /10 Possible features)

Security & Access Control
(9 Yes /9 Known /10 Possible features)

Workflow & Task Automation
(8 Yes /8 Known /10 Possible features)

Audit & Monitoring
(8 Yes /8 Known /10 Possible features)

Performance & Scalability
(5 Yes /5 Known /10 Possible features)

User Experience & Usability
(7 Yes /7 Known /10 Possible features)

Vendor Support & Platform Maintenance
(8 Yes /8 Known /10 Possible features)

Data Integration & Sources
(8 Yes /8 Known /10 Possible features)

Scenario Library & Customization
(7 Yes /7 Known /10 Possible features)

Modeling & Analytics
(4 Yes /4 Known /10 Possible features)

Asset Allocation & Optimization
(3 Yes /3 Known /10 Possible features)

Risk Analytics & Reporting
(8 Yes /8 Known /10 Possible features)

Workflow & Collaboration
(8 Yes /8 Known /10 Possible features)

User Interface & Usability
(3 Yes /3 Known /10 Possible features)

Integration & Extensibility
(5 Yes /5 Known /10 Possible features)

Security & Compliance
(8 Yes /8 Known /10 Possible features)

Performance & Scalability
(4 Yes /4 Known /10 Possible features)

Support & Vendor Services
(8 Yes /8 Known /10 Possible features)

Regulatory Coverage & Mapping
(13 Yes /13 Known /15 Possible features)

Filing and Documentation Management
(12 Yes /12 Known /13 Possible features)

Change & Alert Management
(8 Yes /8 Known /9 Possible features)

Product Compliance Validation
(7 Yes /7 Known /10 Possible features)

Integration & API Capabilities
(7 Yes /7 Known /8 Possible features)

Automated Data Validation Checks for missing, incorrect, or outlier data values during data processing.		Automated data validation checks are built into workflow stages.
Duplicate Detection Identifies and flags duplicate records before submission.		Duplicate detection and removal featured in data management components.
Validation Rule Library Provides built-in and customizable validation rules.		Validation rule libraries are used and can be customized per jurisdiction or data need.
Error Correction Workflow Facilitates identification and remediation of data errors.		Error correction workflow available for data and compliance issues.
Audit Trail for Corrections Tracks data corrections for transparency and governance.		Audit trail for corrections supports transparency and regulatory review.
Field-level Validation Logging Records validation status at the granular field level.		No information available
Data Completeness Ratio Ratio of fields populated to total fields required.		No information available
Threshold-based Alerts Sends alerts if data quality falls below predefined thresholds.		Threshold-based alerts available for both data and compliance KPIs.
Validation Processing Speed Time taken to complete validation of typical data batch.		No information available
User-defined Exception Rules Allows users to define exceptions for validation checks.		User-defined exception rules can be configured as part of workflow and validation logic.

End-to-end Automation Automates the full reporting lifecycle from data extraction to report submission.		End-to-end automation is a key feature, from data ingestion to report submission.
Task Assignment Assigns roles and responsibilities to different users within the workflow.		Task assignment present in compliance workflow modules.
Approval Hierarchies Supports customizable multi-level approvals for reports.		Customizable approval hierarchies supported for multi-level signoff.
Workflow Visualization Provides graphical representation of reporting workflows.		Workflow visualization included in UI for process mapping.
SLA Monitoring Tracks workflow completion against service level agreements.		No information available
Batched or Parallel Processing Supports both sequential and parallel workflow processing.		Batched and parallel workflow processing available for scalable operations.
Alert Notifications Sends alerts for workflow bottlenecks or overdue tasks.		Alert notifications sent for bottlenecks or overdue tasks within the compliance workflow.
Automatic Escalation Escalates unresolved workflow items according to defined rules.		Automatic escalation rules available for unresolved workflow items.
Task Completion Time Average time required to complete a workflow task.		No information available
Integration with Task Management Tools Connects with external project management or collaboration tools.		Integration with external task management tools (e.g. ServiceNow, Jira) reported by integration docs.

Role-based Access Control (RBAC) Grants permissions based on defined user roles in the organization.		Role-based access control is a fundamental feature for compliance and risk roles.
Data Encryption (at rest and in transit) Encrypts sensitive data when stored and during data transmission.		Data encryption (at rest and in transit) mentioned in IBM security documentation.
Multi-factor Authentication Requires more than one form of verification before granting access.		Multi-factor Authentication (MFA) supported for user access.
Audit Logging Tracks user activity and system access for security monitoring.		Comprehensive audit logging is part of compliance platform.
Granular Permission Control Allows fine-tuned user permissions down to field or function level.		Granular permission control for user and functional roles is available.
Single Sign-On (SSO) Integrates with institutional authentication solutions.		Single sign-on (SSO) supported via multiple standards (SAML, LDAP).
Access Log Retention Period Duration for which access logs are retained.		No information available
Data Masking Masks sensitive information in views and exports as appropriate.		Data masking is configurable within views and exports.
Compliance with Industry Standards Adheres to ISO 27001, SOC 2, GDPR, or equivalent standards.		Compliance with major industry standards such as ISO 27001, GDPR, SOC 2 is documented.
Anomaly Detection Identifies unusual patterns of access or use.		Anomaly detection is available leveraging Watson AI and rule-based monitoring.

Full Audit Trail Each action is logged with timestamp, user, and before/after values.		Full audit trail for all actions, users, and timestamps included.
Change Management Logging Tracks changes to data, reports, rules, and configurations.		Change management and audit logging are part of system governance.
Printable Audit Logs Supports exporting or printing audit logs for regulators.		Printable/exportable audit logs mentioned in regulatory reporting configuration.
Audit Log Search Comprehensive search and filtering within audit trails.		Audit log search and filtering supported in platform.
Retention Period Customization Allows setting custom data and log retention periods.		Retention period customization for audit logs and records available.
Tamper-evidence Logs are protected against unauthorized alteration.		Tamper-evidence of audit logs supported as part of compliance/digital signature infrastructure.
Drill-down Capability Allows auditors to investigate from high-level activity down to granular changes.		Drill-down for audit and workflow is available in investigative dashboards.
Exception Audit Reports Generates audit reports of exceptions and anomalies.		Exception audit reports can be generated using analytics and report builder.
Reviewer Comments Tracking Keeps a record of comments and notes added during review or approval.		Reviewer comments tracking available within workflow approval processes.
Time to Retrieve Audit Record Average time needed to retrieve a specific log entry.		No information available

Concurrent User Capacity Maximum number of users the system can support simultaneously.		No information available
Peak Data Volume Largest volume of data handled during peak reporting cycles.		No information available
Load Balancing Distributes processing workload for optimal performance.		Load balancing is supported for enterprise deployments.
Uptime Guarantee Service level uptime commitment by the vendor.		No information available
Elastic Resource Allocation Ability to automatically allocate system resources based on current demand.		Elastic resource allocation via IBM Cloud for scaling workloads is possible.
Disaster Recovery Support Ensures system availability in the event of failures or disasters.		Disaster recovery measures are in place as required by enterprise GRC systems.
Response Time Average application response latency under normal load.		No information available
Data Archival Capacity Volume of data archived and retrievable for regulatory retention.		No information available
Geographic Load Distribution Option to distribute workload across global data centers.		Workload can be distributed across data centers, subject to deployment model.
On-demand Scalability Scaling system resources up or down without disrupting operations.		On-demand scalability is available for cloud and hybrid deployments.

Intuitive User Interface Easy-to-navigate and logically designed screens and menus.		OpenPages emphasizes ease-of-use and user-friendly interfaces in marketing materials.
Customizable Dashboards Allows users to personalize their reporting and compliance dashboards.		Customizable dashboards available for compliance, risk, and reporting roles.
Guided Workflows Provides step-by-step guidance through reporting tasks.		Guided workflows present to help users complete reporting and compliance activities.
Accessibility Compliance Supports accessibility features for users with disabilities.		No information available
In-app Help and Documentation Embedded tips, tutorials, and documentation for user assistance.		In-app help, documentation, and contextual assistance are provided.
Multi-language Support Interface available in multiple languages.		Multi-language support available for global organizations.
Mobile Compatibility Supports access and reporting from mobile devices.		No information available
Keyboard Shortcuts Enables efficiency for power users with keyboard commands.		No information available
Bulk Actions Allows users to perform operations on multiple records or reports at once.		Bulk action functionality available for administrative and user operations.
Onboarding & Training Tools Built-in wizards or modules to onboard new users with minimal friction.		Onboarding and training tools, including wizards and tutorials, are available.

Pre-built Analytical Reports Out-of-the-box analytics dashboards for common compliance metrics.		Pre-built analytical reports available, especially for risk, compliance, and control metrics.
Custom Analytics Designer Allows creation of bespoke analytical and visualization reports.		Advanced analytics and custom analytics designer options are provided.
Drill-down Analysis Enables users to explore higher or lower levels of detail as desired.		Drill-down analysis supported throughout dashboards and analytics.
Trend Analysis Identifies and visualizes long-term trends in regulatory or compliance data.		Trend analysis visualization available for compliance and risk data.
KPI Tracking Tracks and visualizes key compliance and reporting performance indicators.		KPI tracking for compliance metrics integrated into dashboards.
Data Export for Analytics Exports raw or aggregated data for external analysis.		Data export for analytics is supported, including external tools.
What-if Scenario Modeling Simulates regulatory/reporting scenarios and their impact.		What-if scenario modeling available within specific risk and compliance modules.
Dashboard Refresh Rate Frequency at which analytics dashboards are updated.		No information available
Third-party BI Tool Integration Connects to tools such as Tableau, PowerBI, or Qlik for advanced analytics.		Third-party BI tool integration is available via APIs and connectors.
Forecasting/Prediction Capabilities Leverages historical data to predict upcoming compliance issues.		Forecasting and predictive analytics are supported via Watson AI capabilities.

24/7 Support Availability Support team available round-the-clock for issue resolution.		24/7 support available as part of IBM enterprise support package.
Dedicated Account Manager Provides a single point of contact at the vendor.		Dedicated account managers provided for enterprise customers.
SLA-based Issue Resolution Guaranteed response and resolution times as per SLA.		SLA-based issue resolution available in IBM's service level agreements.
Self-service Knowledge Base Online resources for common troubleshooting and FAQs.		Online self-service knowledge base available for IBM OpenPages.
Product Update Frequency Average frequency of major product updates or patches.		No information available
Onsite/Remote Training Options Comprehensive product training for users and administrators.		Onsite and remote training options available for OpenPages customers.
Custom SLAs Can tailor SLAs to client-specific needs.		Customizable SLAs available as part of IBM's enterprise contracts.
Third-party Audit Support Assistance during regulatory or independent audits.		IBM support includes third-party audit assistance.
User Community and Forums Access to peer support and shared best practices.		User community, forums, and online peer support groups are available for IBM products.
API Documentation and Developer Support Comprehensive resources for integrating or extending the platform.		API documentation and developer support are available via IBM Support and Developer portals.

Automated Regulatory Updates The software automatically identifies and updates users about new or changing regulatory requirements.		IBM OpenPages advertises automated regulatory change management as a capability, covering alerts on new and changed obligations.
Jurisdictional Coverage The number of jurisdictions or geographies the compliance system supports for regulatory monitoring.		No information available
Rule Engine Customization Ability to customize business rules based on specific regulatory requirements for different regions or product lines.		Platform allows customization of rules/controls to specific jurisdictions and lines of business.
Real-time Alerting The system provides real-time alerts on compliance breaches or critical regulatory changes.		Real-time alerts and notifications for compliance breaches or regulatory events are offered as standard.
Regulation Repository Includes a central library of all relevant regulations and historical changes.		Includes a policy and regulatory library component, including historical tracking.
Audit Logs for Regulation Changes Tracks all updates or changes made to regulatory rules within the software.		Audit logging of regulation change management is described in documentation.
API Integration with Regulatory Bodies Ability to integrate directly with regulatory authority APIs for automated updates.		Integration APIs for regulatory feeds (e.g., RegTech data sources) mentioned in solution architecture.
Granularity of Compliance Checks Level of detail at which compliance checks can be performed.		No information available
Threshold-based Triggers Set specific thresholds that trigger compliance workflows or alerts.		Thresholds/controls configurable for triggering workflows and alerts.
Historical Compliance Data Analysis Analyze historical compliance monitoring data for trends or recurring issues.		Historical trending and analysis tools for compliance included as an analytics option.

Identity Verification Tools Automated checks to verify customer identification documents and biographical data.		No information available
Sanctions List Screening Screen customers against local and global sanctions and watchlists.		No information available
Politically Exposed Persons Database Integration Checks customer status against PEP databases.		No information available
Customer Risk Scoring Automatically assigns a risk score to customers based on KYC data.		No information available
CDD Workflow Automation Automates collection, verification, approval and periodic review of CDD documents.		No information available
Remediation Task Management System for tracking and managing KYC/CDD remediation tasks.		No information available
Document Expiry Alerts Notifies users of expiring KYC/CND documentation.		No information available
Batch Processing Capabilities Number of simultaneous KYC/CDD checks that can be processed.		No information available
Dynamic Questionnaire Generation Generates tailored questionnaires for enhanced due diligence cases.		No information available
Ongoing Monitoring and Screening Continuous monitoring of customers for risk changes after onboarding.		No information available
Data Retention Controls Ability to configure and automate data retention policies for KYC records.		Detailed data retention management settings documented, configurable for record types.