Integrated securities finance platform that optimizes borrowing costs, automates position reconciliation, provides counterparty exposure management, and delivers analytics for optimal allocation decisions.
Systems managing the lending and borrowing of securities, including collateral management, fee calculations, and position tracking.
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Automated Trade Matching System automatically matches loan requests with offers, reducing manual intervention. |
Marketing claims and solution overview reference automation of borrowing/lending matching and position optimization; implies automated trade matching. | |
Partial Fill Support Ability to partially fulfill lending/borrowing requests if full quantity unavailable. |
Partial fill support is standard in advanced securities finance platforms; Hazeltree's focus on optimization and automation strongly suggests support for partial fills. | |
Multi-Asset Class Support Handles securities across equities, fixed income, ETFs, etc. |
Solution advertises support for equities, fixed income and more, indicating multi-asset class support. | |
Real-Time Trade Booking Enables instant booking and confirmation of trades. |
Hazeltree documentation and platform overview mention real-time booking/updates; real-time trade booking is implied. | |
Trade Amendments Ability to modify trade details post-execution under controlled processes. |
Ability to reconcile and amend positions is called out as a feature; system likely enables trade amendments post-execution. | |
Bulk Upload/Processing Supports batch entry and processing of multiple trade instructions. |
Bulk upload of positions/trade data is advertised as a streamlining benefit—Hazeltree supports batch entry. | |
Trade Status Tracking Monitor the complete lifecycle/status of trades in real-time. |
Real-time status dashboards and lifecycle tracking mentioned in product details. | |
Execution Speed Time to execute and confirm a trade between counterparties. |
No information available | |
Locked-In Trades Prevents unintentional modifications/cancelling after trade confirmation. |
Hazeltree promotes post-trade controls and instructions lockdowns; prevention of unauthorized modification is implied. | |
Fail Management Automated tracking and management of failed trades and recalls. |
Fail management module specifically listed for failed trades and recall management. | |
Trade Capacity Total number of trades that can be handled per day. |
No information available |
Eligible Collateral Types Ability to define and manage a list of accepted collateral types and criteria. |
Platform advertises flexible collateral eligibility configuration for counterparties. | |
Collateral Valuation Frequency How often collateral valuations are updated for margin adequacy. |
No information available | |
Haircut Management Configurable haircuts by asset/counterparty for risk mitigation. |
Collateral management solution describes configurable haircuts and eligibility criteria. | |
Margin Call Automation System generates margin calls automatically based on shortfalls. |
System can automate margin calculations and alerts based on position/valuation changes. | |
Collateral Substitution Allows counterparties to substitute collateral in live contracts. |
Collateral substitution for live contracts is a standard feature and referenced by Hazeltree in product literature. | |
Eligibility Check Speed Average time to check eligibility of a proposed collateral. |
No information available | |
Collateral Pooling Ability to pool and allocate collateral from multiple sources. |
Collateral pooling and allocation functionality specifically mentioned. | |
Collateral Shortfall Alerts Sends automated alerts for under-collateralization. |
Platform can notify and alert on collateral and margin shortfalls. | |
Collateral Inventory Management Monitors and reports the current collateral held and available. |
Dashboards and inventory management for collateral positions are highlighted in their solution. | |
Support for Triparty Collateral Integration with triparty agents and corresponding workflows. |
No information available | |
Collateral Reporting Frequency Number of collateral status/valuation reports generated per day. |
No information available |
Counterparty Exposure Limits Ability to set and monitor exposure per counterparty in real time. |
System advertises real-time exposure monitoring for counterparties. | |
Concentration Risk Monitoring Tracks exposure by security, sector, or issuer for concentration limits. |
Solution monitors sector and counterparty concentration risk and supports custom limits. | |
Settlement Risk Analysis Tools to evaluate and monitor potential failures/settlement delays. |
Risk analytics include settlement risk/recall risk monitoring. | |
Automated Breach Alerts Real-time notification when pre-set exposure or risk thresholds are breached. |
Automated, rule-based breach alerts for risk limits described in marketing materials. | |
Dynamic Limit Adjustment Automatically adjusts limits based on pre-defined rules or conditions. |
Dynamic limits adjustment based on exposure and market changes detailed in collateral/risk modules. | |
Value at Risk (VaR) Calculation Built-in VaR tools specifically for lending/borrowing exposures. |
No information available | |
Stress Testing Capability Runs scenario analysis to test positions against market stress. |
Stress testing and scenario analysis tools referenced in risk management solution. | |
Risk Reporting Frequency How frequently risk reports are produced and distributed. |
No information available | |
Automated Recall Risk Assessment Proactively assesses and alerts to ongoing recall risks. |
Recall risk monitoring and automation included in platform's risk management. | |
Maximum Exposure Capacity Maximum allowed exposure to any single counterparty. |
No information available |
Dividend Processing Automated recognition and payment/allocation of dividends for loaned securities. |
Automated dividend processing is standard and referenced in solution documentation. | |
Tax Withholding/Adjustment Calculates and implements withholding tax adjustments where applicable. |
No information available | |
Mandatory/Voluntary Actions Support Differentiates and processes both mandatory (splits) and voluntary (rights) actions. |
Support for all corporate actions, both mandatory and voluntary, is mentioned in platform details. | |
Recall Automation for Corporate Actions Automated recalls triggered by upcoming corporate actions that affect lent securities. |
Automated recall workflows for corporate actions affecting lendable securities explicitly listed as a feature. | |
Event Notification Speed Time taken from announcement to notification of impacted positions. |
No information available | |
Claims Management Tracks and manages claims arising from missed corporate actions. |
No information available | |
Proxy Voting Support Functionality for recalling securities to support proxy voting rights. |
Hazeltree's role in proxy recall and voting is often emphasized; proxy voting support is included. | |
Action Instruction Cut-Off Handling Automated enforcement of instruction deadlines for voluntary events. |
No information available | |
Reconciliation of Entitlements Ensures correct entitlements post-corporate action event. |
No information available | |
Reporting on Corporate Actions Generation of detailed reports on actions affecting loans/borrows. |
Many Hazeltree reporting and analytics modules offer detailed reporting on corporate actions. |
Automated Settlement Instructions (SWIFT) Generation and transmission of standardized settlement messages for cash/securities movements. |
No information available | |
Real-Time Settlement Monitoring Display and status updates of settlement progress in real-time. |
Monitoring and real-time updates on settlement status described as part of operations automation. | |
Settlement Matching Rate Percentage of trades settled without manual intervention. |
No information available | |
Fails Tracking/Resolution Automated detection and facilitation of resolution for failed settlements. |
Settlement and fail resolution automation mentioned in support documentation. | |
Cash Movement Integration Ability to automatically execute and record cash settlements. |
End-to-end automation and straight-through processing describe cash movement integration. | |
Automated Reconciliation System automatically matches internal records with external confirmations/statements. |
Automated reconciliation is a core value proposition of Hazeltree’s platform. | |
Exception Management Workflow Structured workflow for investigating and resolving unmatched items. |
Exception workflow handling for reconciliation and unmatched trades described on platform site. | |
Settlement Timeliness Average settlement cycle time after trade agreement. |
No information available | |
Multi-Currency Support Settlement and reconciliation across various currencies. |
Supports multi-currency transactions as described under 'global reach' and operations. | |
Central Counterparty (CCP) Connectivity Integration with CCPs for clearing and settling eligible trades. |
Integration with CCPs and central clearing agencies referenced as part of settlement and reconciliation workflow. |
Automated Fee Calculation Calculation of lending fees, rebates, and revenue based on contracts. |
Fee and rebate calculation modules automate all contract-based fee aspects. | |
Multi-Tiered Pricing Support Fee schedules can vary by client, asset, size, or other criteria. |
Custom pricing and multi-tiered support for clients are distinguishing features of Hazeltree. | |
Revenue Attribution Allocation of earned revenue to relevant business units or clients. |
Revenue allocation to business units/clients is standard in fee management and is referenced. | |
Daily/Monthly Accruals Calculation Automatic accruals of fees and rebates on a scheduled basis. |
Daily and monthly fee accrual automation listed as a core benefits of their platform. | |
Invoice Generation Capability to generate and send detailed invoices for counterparties. |
Automated invoicing and bill presentment described for counterparties. | |
Tax Calculation Integration Automated calculation of applicable taxes on earned fees. |
Tax calculation features integrate with external systems for withholding and earnings. | |
Retrocession/Revenue Sharing Support Handles sharing of revenues with originators or third parties. |
No information available | |
Dispute Management Workflow for reviewing and resolving fee/revenue disputes. |
No information available | |
Revenue Reporting Frequency How frequently detailed revenue/fee reports are produced. |
No information available | |
Exception Handling Automated detection and flagging of unusual fee scenarios. |
Automated handling and alerting on fee calculation and revenue exceptions mentioned. |
Self-Service Trade Entry Clients can directly enter, modify, or cancel requests in the portal. |
Client portals offer direct trade entry, modification, and cancellation. | |
Real-Time Position Inquiry Clients can view current and historical loan/borrow positions instantly. |
Clients entitled to real-time and historical loan/borrow position inquiry. | |
Downloadable Reports Ability for clients to download standard or custom reports. |
All client-facing modules support report exports and downloads. | |
Secure Messaging In-platform two-way communication channels for support and queries. |
Platform enables secure client communications and messaging. | |
Notifications and Alerts Automated notification emails or alerts for key events. |
Clients can opt to receive automatic notifications and alerts for operational events. | |
Customizable Dashboard Clients can configure dashboard widgets to see relevant information at a glance. |
Custom dashboard configuration for clients highlighted as a benefit in UI overview. | |
API Availability APIs are provided for programmatic access to data and workflows. |
Rich API access for client integration and automation is promoted in technical documentation. | |
Multi-Language Support Portal is available in multiple languages. |
No information available | |
User Access Controls Granular permissions for different roles within client organizations. |
Platform supports granular user access and role security for clients. | |
Response Time Average query or report delivery time via the portal. |
No information available |
Configurable Standard Reports Offers a suite of pre-defined reporting templates and views. |
Configurable report templates and dashboards are described in analytics documentation. | |
Custom Report Builder Allows users to create bespoke reports with tailored fields and filters. |
Custom report builder tools described and promoted in reporting solution. | |
Real-Time Trade Analytics Dashboard of live statistics (e.g., volumes, rates, counterparties). |
Real-time trade analytics and dashboards are highlighted features. | |
Historical Data Access Span Depth of data archive available for reports and analysis. |
No information available | |
Scheduled Report Distribution Automated emailing or delivery of scheduled reports to users. |
Scheduled and automated report production/distribution referenced in product brochures. | |
Ad-hoc Query Capability Supports direct database queries for non-standard data needs. |
Enables users to run custom, ad-hoc queries (advanced analytics capabilities promoted). | |
Data Visualization Tools Built-in charts, graphs, and dashboards for summarizing information. |
Built-in visual analytics (charts, dashboards) in reporting/analytics modules. | |
Regulatory Reporting Templates Ready-made templates for SFTR, Dodd-Frank, and other regimes. |
Pre-configured reporting for SFTR and other regulatory requirements. | |
Data Export Formats Supported export formats for reports (Excel, CSV, PDF, JSON, etc.). |
Reports can be exported in multiple formats—Excel, CSV, PDF—per solution description. | |
Report Generation Speed Average time taken to generate a large standard report. |
No information available |
FIX Protocol Support Supports integration via the FIX (Financial Information Exchange) protocol for trading messages. |
Product integration overview lists support for FIX protocol for trade messaging integration. | |
SWIFT Messaging Integration Ability to send/receive SWIFT messages for settlements and instructions. |
Platform enables automated SWIFT messaging workflows for settlements. | |
Third-Party Market Data Feeds Integrates with external market data providers for pricing, rates, etc. |
Third-party market/pricing data feed integration promoted as a key interoperability feature. | |
API Integration Rich APIs for integration with other front-to-back office systems. |
API integration with front/middle/back office solutions described repeatedly. | |
Regulatory Submission Integration Direct connection for reporting to regulatory authorities (e.g., SFTR, EMIR). |
Direct integration with trade repositories and regulators (SFTR/EMIR submissions) supported. | |
OMS/EMS Connectivity Connects with order or execution management systems for straight-through processing. |
OMS/EMS connectivity is a promoted technical feature. | |
Single Sign-On (SSO) SSO capability for streamlined user authentication across enterprise systems. |
Single sign-on (SSO) integration for institutional clients is offered. | |
Portfolio Management System Integration Supports data exchange with portfolio/asset management tools. |
Platform connects with portfolio and asset management tools as detailed in product integrations. | |
Settlement Network Integration Connectivity to major settlement networks and CCPs. |
Settlement network and CCP connectivity highlighted in the integration/settlement overview. | |
Integration Speed Average time required to onboard a new integration (estimation). |
No information available |
Regulatory Reporting Automation Automated generation and submission of regulatory reports (e.g., SFTR, Dodd-Frank). |
Automated regulatory reporting as part of compliance and control modules is referenced. | |
Audit Trail Capability Comprehensive records of all system activity, changes, and user actions. |
Audit trails and complete records of all activity and user changes are promised for compliance. | |
User Access Logs Detailed logs of user access and activity for compliance review. |
Detailed access logs available for audit/compliance purposes as referenced in documentation. | |
Rule-Based Blocking Automatically blocks forbidden trades or exposures based on compliance rules. |
Rule-based trade blocking described for enforcement of compliance and risk policies. | |
Customizable Compliance Rules Engine Supports custom compliance requirements with business logic enforcement. |
Product claims customizable business/compliance rules supported by rules engine. | |
KYC/AML Integration Links with KYC (Know Your Customer) and anti-money laundering checks. |
Integration with KYC/AML providers referenced in compliance section. | |
Retention Period Customization Configurable-length for storage/archiving of records and reports. |
No information available | |
Sensitive Data Masking Protective masking of confidential information for non-privileged users. |
System features data obfuscation and masking for regulatory and user security. | |
Regulator Interface Provides direct access for regulator review (read-only or with approval). |
Regulator interface and access offered as an optional read-only portal for compliance. | |
Compliance Dashboard Overview of regulatory obligations, submissions, and status. |
Compliance dashboard, including regulatory submission tracking, is referenced throughout compliance section. |
Data Encryption at Rest All stored data is encrypted following industry standards. |
Statement about industry-standard encrypted data at rest present in technical whitepapers. | |
Data Encryption in Transit All network communications secured with encryption. |
Platform security documentation assures end-to-end encryption in transit (TLS/SSL). | |
Uptime SLA Guaranteed service uptime as per service-level agreement. |
No information available | |
Disaster Recovery Capability Comprehensive disaster recovery and business continuity processes. |
Disaster recovery and business continuity standards described in platform reliability literature. | |
24x7 Technical Support Round-the-clock technical support services available. |
24x7 support coverage for global clients mentioned in the client support section. | |
Penetration Testing Frequency Number of scheduled penetration tests conducted per year. |
No information available | |
User Role Segregation Granular user roles limit access based on need and responsibility. |
Granular user role and partitioning features described on Hazeltree’s website. | |
Two-Factor Authentication (2FA) Enhanced user authentication via 2FA for all sensitive operations. |
Two-factor authentication described as an available security option in user management. | |
Incident Response Time Average time to acknowledge and initiate a response to an incident. |
No information available | |
System Audit Logging Comprehensive logs of system events, configuration changes, and security-relevant actions. |
System audit logging covers changes, configurations, access, and other tracking. |
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