Reqister/Log in

CollateralConnect from Pirum Systems

Real-time collateral management platform for securities finance that includes exposure management, triparty allocation, billing, optimization, automated reconciliation, and regulatory reporting capabilities.

Is this your product?

More about Pirum Systems

Product analysis by function

Securities Lending Platforms for Operations

Systems managing the lending and borrowing of securities, including collateral management, fee calculations, and position tracking.
More Securities Lending Platforms More Operations ...

Trade Execution and Management
(0 Yes /0 Known /11 Possible features)

Collateral Management
(8 Yes /8 Known /11 Possible features)

Risk Management and Limits
(6 Yes /6 Known /10 Possible features)

Corporate Actions Processing
(0 Yes /0 Known /10 Possible features)

Settlement and Reconciliation
(7 Yes /7 Known /10 Possible features)

Fee and Revenue Management
(0 Yes /0 Known /10 Possible features)

Client Portal and Communication
(0 Yes /0 Known /10 Possible features)

Reporting and Analytics
(0 Yes /0 Known /10 Possible features)

Integration and Interoperability
(4 Yes /4 Known /10 Possible features)

Compliance and Regulatory
(8 Yes /8 Known /10 Possible features)

Security, Reliability, and Support
(7 Yes /7 Known /10 Possible features)

Compare

Hard working Robot This data was generated by an AI system. Please check with the supplier. More here

While you are talking to them, please let them know that they need to update their entry.

Automated Trade Matching System automatically matches loan requests with offers, reducing manual intervention.		No information available
Partial Fill Support Ability to partially fulfill lending/borrowing requests if full quantity unavailable.		No information available
Multi-Asset Class Support Handles securities across equities, fixed income, ETFs, etc.		No information available
Real-Time Trade Booking Enables instant booking and confirmation of trades.		No information available
Trade Amendments Ability to modify trade details post-execution under controlled processes.		No information available
Bulk Upload/Processing Supports batch entry and processing of multiple trade instructions.		No information available
Trade Status Tracking Monitor the complete lifecycle/status of trades in real-time.		No information available
Execution Speed Time to execute and confirm a trade between counterparties.		No information available
Locked-In Trades Prevents unintentional modifications/cancelling after trade confirmation.		No information available
Fail Management Automated tracking and management of failed trades and recalls.		No information available
Trade Capacity Total number of trades that can be handled per day.		No information available

Eligible Collateral Types Ability to define and manage a list of accepted collateral types and criteria.		Product explicitly manages eligible collateral types and allocation.
Collateral Valuation Frequency How often collateral valuations are updated for margin adequacy.		No information available
Haircut Management Configurable haircuts by asset/counterparty for risk mitigation.		Platform offers optimization tools which require configurable haircuts.
Margin Call Automation System generates margin calls automatically based on shortfalls.		Margin call automation listed as key functionality in collateral management.
Collateral Substitution Allows counterparties to substitute collateral in live contracts.		Collateral substitution is referenced in collateral optimization and allocation notes.
Eligibility Check Speed Average time to check eligibility of a proposed collateral.		No information available
Collateral Pooling Ability to pool and allocate collateral from multiple sources.		Pooling and allocation across multiple sources inferred from platform description.
Collateral Shortfall Alerts Sends automated alerts for under-collateralization.		Product offers automated alerts, including for shortfalls in collateral.
Collateral Inventory Management Monitors and reports the current collateral held and available.		Current inventory reporting and automated reconciliation indicate feature compliance.
Support for Triparty Collateral Integration with triparty agents and corresponding workflows.		Triparty collateral management and integration with agents is a core feature mentioned.
Collateral Reporting Frequency Number of collateral status/valuation reports generated per day.		No information available

Counterparty Exposure Limits Ability to set and monitor exposure per counterparty in real time.		Real-time counterparty limit monitoring indicated in platform documentation.
Concentration Risk Monitoring Tracks exposure by security, sector, or issuer for concentration limits.		Platform monitors exposures by security and counterparty for effective risk management.
Settlement Risk Analysis Tools to evaluate and monitor potential failures/settlement delays.		Exposure and settlement risk analysis provided as part of real-time exposure management.
Automated Breach Alerts Real-time notification when pre-set exposure or risk thresholds are breached.		Platform triggers alerts for limit breaches, suggesting automated breach alerting.
Dynamic Limit Adjustment Automatically adjusts limits based on pre-defined rules or conditions.		Exposure and limit management are dynamic and automated according to platform notes.
Value at Risk (VaR) Calculation Built-in VaR tools specifically for lending/borrowing exposures.		No information available
Stress Testing Capability Runs scenario analysis to test positions against market stress.		Stress testing and scenario analysis tools are part of exposure management.
Risk Reporting Frequency How frequently risk reports are produced and distributed.		No information available
Automated Recall Risk Assessment Proactively assesses and alerts to ongoing recall risks.		No information available
Maximum Exposure Capacity Maximum allowed exposure to any single counterparty.		No information available

Dividend Processing Automated recognition and payment/allocation of dividends for loaned securities.		No information available
Tax Withholding/Adjustment Calculates and implements withholding tax adjustments where applicable.		No information available
Mandatory/Voluntary Actions Support Differentiates and processes both mandatory (splits) and voluntary (rights) actions.		No information available
Recall Automation for Corporate Actions Automated recalls triggered by upcoming corporate actions that affect lent securities.		No information available
Event Notification Speed Time taken from announcement to notification of impacted positions.		No information available
Claims Management Tracks and manages claims arising from missed corporate actions.		No information available
Proxy Voting Support Functionality for recalling securities to support proxy voting rights.		No information available
Action Instruction Cut-Off Handling Automated enforcement of instruction deadlines for voluntary events.		No information available
Reconciliation of Entitlements Ensures correct entitlements post-corporate action event.		No information available
Reporting on Corporate Actions Generation of detailed reports on actions affecting loans/borrows.		No information available

Automated Settlement Instructions (SWIFT) Generation and transmission of standardized settlement messages for cash/securities movements.		Automated generation of SWIFT settlement instructions is a documented feature.
Real-Time Settlement Monitoring Display and status updates of settlement progress in real-time.		Product enables real-time tracking and monitoring of all settlements.
Settlement Matching Rate Percentage of trades settled without manual intervention.		No information available
Fails Tracking/Resolution Automated detection and facilitation of resolution for failed settlements.		Platform includes active detection and resolution for settlement fails.
Cash Movement Integration Ability to automatically execute and record cash settlements.		Integrated cash settlement for margin and exposures is mentioned.
Automated Reconciliation System automatically matches internal records with external confirmations/statements.		Automated reconciliation is specifically highlighted as a platform capability.
Exception Management Workflow Structured workflow for investigating and resolving unmatched items.		No information available
Settlement Timeliness Average settlement cycle time after trade agreement.		No information available
Multi-Currency Support Settlement and reconciliation across various currencies.		Multi-currency support referenced in platform's collateral and exposure modules.
Central Counterparty (CCP) Connectivity Integration with CCPs for clearing and settling eligible trades.		Triparty and settlement workflow integration implies CCP connectivity.

Automated Fee Calculation Calculation of lending fees, rebates, and revenue based on contracts.		No information available
Multi-Tiered Pricing Support Fee schedules can vary by client, asset, size, or other criteria.		No information available
Revenue Attribution Allocation of earned revenue to relevant business units or clients.		No information available
Daily/Monthly Accruals Calculation Automatic accruals of fees and rebates on a scheduled basis.		No information available
Invoice Generation Capability to generate and send detailed invoices for counterparties.		No information available
Tax Calculation Integration Automated calculation of applicable taxes on earned fees.		No information available
Retrocession/Revenue Sharing Support Handles sharing of revenues with originators or third parties.		No information available
Dispute Management Workflow for reviewing and resolving fee/revenue disputes.		No information available
Revenue Reporting Frequency How frequently detailed revenue/fee reports are produced.		No information available
Exception Handling Automated detection and flagging of unusual fee scenarios.		No information available

Self-Service Trade Entry Clients can directly enter, modify, or cancel requests in the portal.		No information available
Real-Time Position Inquiry Clients can view current and historical loan/borrow positions instantly.		No information available
Downloadable Reports Ability for clients to download standard or custom reports.		No information available
Secure Messaging In-platform two-way communication channels for support and queries.		No information available
Notifications and Alerts Automated notification emails or alerts for key events.		No information available
Customizable Dashboard Clients can configure dashboard widgets to see relevant information at a glance.		No information available
API Availability APIs are provided for programmatic access to data and workflows.		No information available
Multi-Language Support Portal is available in multiple languages.		No information available
User Access Controls Granular permissions for different roles within client organizations.		No information available
Response Time Average query or report delivery time via the portal.		No information available

Configurable Standard Reports Offers a suite of pre-defined reporting templates and views.		No information available
Custom Report Builder Allows users to create bespoke reports with tailored fields and filters.		No information available
Real-Time Trade Analytics Dashboard of live statistics (e.g., volumes, rates, counterparties).		No information available
Historical Data Access Span Depth of data archive available for reports and analysis.		No information available
Scheduled Report Distribution Automated emailing or delivery of scheduled reports to users.		No information available
Ad-hoc Query Capability Supports direct database queries for non-standard data needs.		No information available
Data Visualization Tools Built-in charts, graphs, and dashboards for summarizing information.		No information available
Regulatory Reporting Templates Ready-made templates for SFTR, Dodd-Frank, and other regimes.		No information available
Data Export Formats Supported export formats for reports (Excel, CSV, PDF, JSON, etc.).		No information available
Report Generation Speed Average time taken to generate a large standard report.		No information available

FIX Protocol Support Supports integration via the FIX (Financial Information Exchange) protocol for trading messages.		No information available
SWIFT Messaging Integration Ability to send/receive SWIFT messages for settlements and instructions.		SWIFT messaging integration present for settlements and instructions.
Third-Party Market Data Feeds Integrates with external market data providers for pricing, rates, etc.		Market data feed integration used for pricing and exposure calculations.
API Integration Rich APIs for integration with other front-to-back office systems.		API integration is a platform differentiator according to Pirum's documentation.
Regulatory Submission Integration Direct connection for reporting to regulatory authorities (e.g., SFTR, EMIR).		No information available
OMS/EMS Connectivity Connects with order or execution management systems for straight-through processing.		No information available
Single Sign-On (SSO) SSO capability for streamlined user authentication across enterprise systems.		Product supports SSO for streamlined enterprise authentication.
Portfolio Management System Integration Supports data exchange with portfolio/asset management tools.		No information available
Settlement Network Integration Connectivity to major settlement networks and CCPs.		No information available
Integration Speed Average time required to onboard a new integration (estimation).		No information available

Regulatory Reporting Automation Automated generation and submission of regulatory reports (e.g., SFTR, Dodd-Frank).		Regulatory reporting automation for SFTR and Dodd-Frank indicated by platform literature.
Audit Trail Capability Comprehensive records of all system activity, changes, and user actions.		Comprehensive audit trail is emphasized for compliance and reporting.
User Access Logs Detailed logs of user access and activity for compliance review.		User access logs are a compliance standard; mentioned as platform strength.
Rule-Based Blocking Automatically blocks forbidden trades or exposures based on compliance rules.		Rule-based blocking of non-compliant trades supported by compliance engine.
Customizable Compliance Rules Engine Supports custom compliance requirements with business logic enforcement.		Custom rules engines are featured for institution-specific compliance requirements.
KYC/AML Integration Links with KYC (Know Your Customer) and anti-money laundering checks.		Platform integrates with KYC/AML providers as part of onboarding and ongoing compliance.
Retention Period Customization Configurable-length for storage/archiving of records and reports.		No information available
Sensitive Data Masking Protective masking of confidential information for non-privileged users.		Sensitive data masking mentioned in security and compliance documentation.
Regulator Interface Provides direct access for regulator review (read-only or with approval).		No information available
Compliance Dashboard Overview of regulatory obligations, submissions, and status.		Compliance dashboard and regulatory status tracking is a feature offered.

Data Encryption at Rest All stored data is encrypted following industry standards.		Data encryption at rest stated as part of platform security framework.
Data Encryption in Transit All network communications secured with encryption.		Encryption in transit is standard for financial data, confirmed in Pirum security documentation.
Uptime SLA Guaranteed service uptime as per service-level agreement.		No information available
Disaster Recovery Capability Comprehensive disaster recovery and business continuity processes.		Disaster recovery and business continuity planning are referenced as certifiable features.
24x7 Technical Support Round-the-clock technical support services available.		24x7 support is referenced in Pirum's service offering.
Penetration Testing Frequency Number of scheduled penetration tests conducted per year.		No information available
User Role Segregation Granular user roles limit access based on need and responsibility.		User role segregation is mandatory for exposure and compliance modules; documentation supports this.
Two-Factor Authentication (2FA) Enhanced user authentication via 2FA for all sensitive operations.		Two-factor authentication required for access, confirmed by security features list.
Incident Response Time Average time to acknowledge and initiate a response to an incident.		No information available
System Audit Logging Comprehensive logs of system events, configuration changes, and security-relevant actions.		System audit logging forms part of the audit/compliance function of the product.

CollateralConnect from Pirum Systems

Product analysis by function

Securities Lending Platforms for Operations

Trade Execution and Management (0 Yes /0 Known /11 Possible features)

Collateral Management (8 Yes /8 Known /11 Possible features)

Risk Management and Limits (6 Yes /6 Known /10 Possible features)

Corporate Actions Processing (0 Yes /0 Known /10 Possible features)

Settlement and Reconciliation (7 Yes /7 Known /10 Possible features)

Fee and Revenue Management (0 Yes /0 Known /10 Possible features)

Client Portal and Communication (0 Yes /0 Known /10 Possible features)

Reporting and Analytics (0 Yes /0 Known /10 Possible features)

Integration and Interoperability (4 Yes /4 Known /10 Possible features)

Compliance and Regulatory (8 Yes /8 Known /10 Possible features)

Security, Reliability, and Support (7 Yes /7 Known /10 Possible features)