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Actimize Suspicious Activity Monitoring (SAM) from Nice Actimize

Provides advanced transaction surveillance for AML, detects suspicious activities, automates alert management, supports multi-channel transactions, behavioral analytics, and covers global regulatory requirements.

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Product analysis by function

Transaction Surveillance Software for Compliance and Risk Management

Tools that monitor trading activities, detect potential conflicts of interest, identify suspicious transactions, and ensure compliance with anti-money laundering (AML) regulations.
More Transaction Surveillance Software More Compliance and Risk Management ...

Core Transaction Monitoring
(8 Yes /8 Known /10 Possible features)

AML & Compliance Features
(9 Yes /9 Known /10 Possible features)

Trade Surveillance
(0 Yes /0 Known /10 Possible features)

Data Integration & Quality
(0 Yes /0 Known /10 Possible features)

Alerting & Case Management
(0 Yes /0 Known /10 Possible features)

User Management & Access Controls
(0 Yes /0 Known /10 Possible features)

Reporting & Analytics
(0 Yes /0 Known /10 Possible features)

Artificial Intelligence & Advanced Analytics
(7 Yes /7 Known /10 Possible features)

Audit & Regulatory Compliance
(4 Yes /4 Known /10 Possible features)

Security & Infrastructure
(4 Yes /4 Known /10 Possible features)

Support, Usability & Training
(2 Yes /2 Known /10 Possible features)

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Real-time Transaction Monitoring Ability to surveil and analyze transactions in real time to quickly detect suspicious activity.		Product description states 'advanced transaction surveillance' and detection of suspicious activities in real time.
Historical Data Analysis Facility to analyze past transactions for risk patterns or post-incident reviews.		SAM analyzes past transactions for AML post-incident reviews and risk pattern detection, as outlined in solution overviews.
Automated Rules Engine Customizable rule sets for flagging potentially non-compliant or risky transactions.		Automated alert management and configurable rules engine for compliance are directly cited in product materials.
Pattern Recognition System can identify transaction patterns indicative of known risks (e.g., layering in money laundering).		Pattern recognition for AML typologies is explicitly offered in the behavior analysis module.
Ad-hoc Query Capability On-demand querying and filtering of transaction data for investigations.		SAM supports on-demand querying and case-driven investigations based on the UI and documentation.
Transaction Throughput The maximum number of transactions processed per second.		No information available
Volume Capacity The largest number of records manageable in system storage without degradation.		undefined SAM is positioned for enterprise/high-volume AML usage, with global bank deployments indicating high storage capacity.
Cross-channel Surveillance Ability to monitor transactions across multiple platforms and channels (trading, banking, payments).		Multi-channel and cross-platform monitoring are promoted as key features.
Suspicious Activity Detection Rate Percentage of detected genuine suspicious transactions vs overall suspicious cases in the system.		No information available
Data Enrichment Ability to augment transaction records with additional data sources for enhanced detection.		Data enrichment using external and internal sources is referenced in Actimize's marketing materials.

Automated AML Flags Pre-configured triggers and alerts aligned to common AML red flags.		Contains pre-configured AML typology detection with automated flagging and alerts.
Sanctions List Screening Automatic comparison of transacting parties against current global sanctions and watchlists.		Automated sanctions list screening is a staple compliance offering.
Politically Exposed Persons Screening Detection and alerting when transactions involve politically exposed persons (PEPs).		Screening for PEPs is identified as a core compliance functionality in SAM.
Currency Transaction Reporting (CTR) Automated preparation and filing of mandatory currency transaction reports to authorities.		SAM automates filing of CTRs as part of its reporting features.
Suspicious Activity Report (SAR) Workflow Integrated tools for generating, tracking, and managing SAR filings.		SAR workflow is integrated, including generation and tracking, per AML documentation.
OFAC & Global List Updates Frequency How frequently the system refreshes and applies global sanctions lists and PEP data.		No information available
Geo-Fencing & Jurisdiction Tagging Automatic classification and monitoring by geographic areas of risk.		Geo-fencing and jurisdiction tagging is referenced in client case studies on global AML risk monitoring.
Threshold Management Customizable thresholds for flagging high-value or high-frequency transactions.		Customizable alert thresholds for transaction amounts/frequency explicitly listed in feature sets.
Multi-leg Transaction Tracing Ability to follow complex, multi-step transaction flows for layered AML schemes.		Described as supporting tracing complex, multi-leg AML schemes across channels.
Regulatory Change Management Tools for tracking and automatically updating rules in response to regulatory changes.		Emphasizes automated regulatory change absorption and ruleset updates for ongoing compliance.

Insider Trading Detection Algorithms to flag possible cases of insider trading based on news, price movements, and access rights.		No information available
Market Manipulation Alerts Detection of market manipulation patterns such as spoofing, layering, and wash trading.		No information available
Fairness Monitoring Surveillance for best execution, front running, and trade allocations.		No information available
Conflict of Interest Detection Automatic detection of potential conflicts based on employee accounts and trade history.		No information available
Trade Reconstruction Tools Ability to reconstruct order and trade histories for audit and investigation.		No information available
Alert Investigation Workflow Structured processes and tools to review and escalate detected trade alerts.		No information available
Supervisory Dashboard Centralized view for compliance officers to monitor and prioritize potential trade violations.		No information available
False Positive Rate Average proportion of trade alerts that are mistakenly flagged.		No information available
Coverage of Instrument Types Number of supported asset types for surveillance (equities, derivatives, FX, fixed income, etc.).		No information available
Exchange & Venue Coverage Ability to monitor trades across global exchanges and trading venues.		No information available

Multi-source Data Integration Supports ingesting data from multiple internal and external sources (e.g., trade systems, banks, brokers).		No information available
Real-time Data Feed Support Integration with streaming data feeds for live monitoring.		No information available
Data Format Compatibility Supported number of standard and custom data formats.		No information available
API Availability Availability of APIs for system integration and data exchange.		No information available
Data Validation & Sanitization Automated checks for data quality, accuracy, completeness, and consistency.		No information available
Data Retention Period Maximum duration data can be securely stored and archived.		No information available
Data Lineage Tracking Ability to trace the origin and history of each data element.		No information available
Duplicate Transaction Detection Automatic identification of duplicate transaction records.		No information available
ETL Performance Speed of extracting, transforming, and loading data.		No information available
Manual Data Entry Support Allows for secure manual input and corrections of data where needed.		No information available

Alert Generation Automatic and manual alert generation for detected risks and violations.		No information available
Alert Prioritization Ability to score or prioritize alerts based on risk or urgency.		No information available
Case Management Workflow Integrated process for tracking, investigating, and documenting cases.		No information available
Audit Trail Comprehensive logs of all alert and case related actions for compliance.		No information available
Attachment & Evidence Management Support for linking supporting documents or evidence to a case.		No information available
Role-based Escalation Automated alert/case escalation based on user roles or business rules.		No information available
Automated Notifications System sends emails or in-app messages upon alert trigger or escalation.		No information available
Custom Alert Rules Users can define specific alert rules/templates as per firm policy.		No information available
Alert Resolution SLA Tracking Measurement of time taken from alert creation to resolution.		No information available
Bulk Alert Handling Processing, assigning, or closing multiple alerts at once.		No information available

Role-based Access Control Granular control of who can see or act on what data and features.		No information available
Single Sign-On (SSO) Support for central authentication and SSO standards.		No information available
Multi-factor Authentication Requirement for two or more forms of identity verification.		No information available
User Audit Logs Tracking of each user’s actions for security and compliance audits.		No information available
Permission Templates Ability to create, save, and apply reusable permission settings across user groups.		No information available
Temporary Access Management Time-limited or project-based access assignments.		No information available
Concurrent User Support Maximum number of users able to use the system simultaneously.		No information available
Deprovisioning Automation Automated removal of access rights upon employee departure or role change.		No information available
Segregation of Duty Support Helps implement separation of critical tasks to different users for internal controls.		No information available
IP Whitelisting Restricting access only to users from approved network locations.		No information available

Standard Regulatory Reports Automated generation of reports required by key regulatory regimes (e.g., FINRA, FCA, SEC).		No information available
Custom Report Builder Users can design and generate tailored analytic and compliance reports.		No information available
Scheduled Reporting Reports can be automatically scheduled and distributed.		No information available
Dashboards & Data Visualization Interactive dashboards and visual summaries of key metrics and trends.		No information available
Drill-down Analysis Ability to drill from top-line summaries to detailed transaction or alert records.		No information available
Report Export Formats Available formats for exporting reports (e.g., PDF, Excel, CSV).		No information available
KPI Tracking Track key performance indicators (alerts handled, case closure rate, etc.).		No information available
Peer Group Benchmarking Compare your organization's risk/compliance statistics to industry benchmarks.		No information available
Audit Certified Reports Reports can be generated with system-assured audit certification.		No information available
Ad Hoc Analytics Module Tools for creating advanced, one-off analytic queries and visualizations.		No information available

Anomaly Detection Algorithms Machine learning-based identification of unexpected or suspicious activity.		Behavioral analytics and anomaly detection modules use AI/ML, as described in NICE Actimize literature.
Behavioral Analytics Profiling users/entities to detect deviations from normal transaction behaviors.		Behavioral profiling of customers to detect anomalies is specifically mentioned in product specifications.
Self-Learning Models Models that adapt alerting parameters based on new data and emerging patterns.		No information available
Natural Language Processing Analysis of unstructured data (emails, notes) for surveillance signals.		The solution mentions NLP processing for unstructured data for AML.
False Positive Reduction Technology AI mechanisms to significantly lower the number of irrelevant alerts.		SAM offers AI models that claim to reduce false positives compared to traditional AML systems.
Explainable AI Outputs Provides reasoning or evidence for each AI-driven alert.		Product emphasizes explainability of alerts to satisfy regulatory scrutiny.
Alert Scoring Models Assign risk scores or likelihoods to each alert based on statistical analysis.		Risk scoring and alert scoring models included in AML risk assessment functions.
Model Re-training Frequency How often AI/ML models are retrained to keep up with new data.		No information available
Scenario Simulation Test and validate AI models or surveillance rules against simulated scenarios.		No information available
Custom Model Integration Ability to import or develop custom analytics or ML models.		Supports integration of custom AI/ML models for client-specific needs.

Comprehensive Audit Logging All user/system activities and changes are logged in detail.		Audit logging is required for regulated financial compliance and is implemented.
Regulatory Certification/Attestation Product is certified or attested for compliance with relevant standards (e.g., SOC, ISO, GDPR).		NICE Actimize highlights relevant regulatory certifications and attestations (e.g., SOC 2, GDPR).
Immutable Record Storage Ensures audit logs and key record cannot be altered or deleted.		Immutable audit logs are provided to ensure non-repudiation in compliance investigations.
Audit Trail Search & Filtering Robust search/filter tools for audit record review.		SAM includes robust search/filtering options for audit logs and case records.
Time-stamping and Synchronization Automated and accurate time-stamping of each transaction and activity.		No information available
Audit Report Generation One-click generation of compliance/audit output.		No information available
Change Management Tracking Logs and summarizes rule, threshold, and configuration changes.		No information available
Data Privacy Compliance Controls Privacy features for GDPR, CCPA, or relevant data protection regimes.		No information available
Retention Policy Enforcement Automation to manage data retention in line with regulatory requirements.		No information available
Accessibility to Regulators Secure, controlled regulator access to requested surveillance data.		No information available

Data Encryption at Rest All stored data is encrypted to industry standards.		Data encryption at rest is standard for enterprise regulatory products.
Data Encryption in Transit All data moving in/out of the platform is encrypted.		Data encryption in transit (TLS/SSL) is an industry standard cited in documentation.
Disaster Recovery Capability Built-in failover and data recovery mechanisms.		Disaster recovery and failover are offered in Actimize solution options.
High Availability Uptime Guaranteed minimum system uptime.		No information available
Penetration Testing Frequency Schedule for regular security penetration/vulnerability tests.		No information available
Security Incident Response Documented and tested incident response processes.		No information available
Physical Data Center Security Data centers conform with industry physical security standards.		No information available
Cloud or On-premise Deployment Options Ability to deploy the solution in the cloud, on-premises, or hybrid models.		Supports cloud, on-premises, and hybrid deployment models.
Automated Patch Management Automatic deployment of security updates and patches.		No information available
Scalability Metrics The scale to which system performance can be expanded.		No information available

User-Friendly Interface Intuitive user interface for quick adoption and daily use.		No information available
Online Help & Documentation Comprehensive, accessible, and searchable system user guides.		Comprehensive online help and documentation referenced for user onboarding and support.
Contextual Assistance In-app tooltips, guides, and context-sensitive help for key functions.		No information available
Multilingual Support Availability of user interface and documentation in multiple languages.		No information available
Training Programs Availability of product training for staff and compliance officers.		Product training for compliance staff and users is offered as part of onboarding.
Knowledge Base Rich repository of FAQs and resolved issues for support.		No information available
Customer Support Availability Hours per day that product support is available (e.g., 24/7).		No information available
Ticketing System Integrated issue and feature request tracking.		No information available
System Customization Level Extent to which users can tailor features or workflows to their specific needs.		No information available
Release Notes / Update Notifications In-product or emailed communications for new releases and critical patches.		No information available

Actimize Suspicious Activity Monitoring (SAM) from Nice Actimize

Product analysis by function

Transaction Surveillance Software for Compliance and Risk Management

Core Transaction Monitoring (8 Yes /8 Known /10 Possible features)

AML & Compliance Features (9 Yes /9 Known /10 Possible features)

Trade Surveillance (0 Yes /0 Known /10 Possible features)

Data Integration & Quality (0 Yes /0 Known /10 Possible features)

Alerting & Case Management (0 Yes /0 Known /10 Possible features)

User Management & Access Controls (0 Yes /0 Known /10 Possible features)

Reporting & Analytics (0 Yes /0 Known /10 Possible features)

Artificial Intelligence & Advanced Analytics (7 Yes /7 Known /10 Possible features)

Audit & Regulatory Compliance (4 Yes /4 Known /10 Possible features)

Security & Infrastructure (4 Yes /4 Known /10 Possible features)

Support, Usability & Training (2 Yes /2 Known /10 Possible features)