Integrated platform for cash, treasury, collateral management, investment accounting, performance analytics, and regulatory reporting, designed for pension funds, asset managers, and financial institutions.
More about Broadridge Financial Solutions
Software that manages cash flows, liquidity, and banking relationships to ensure sufficient funds for benefit payments and investment activities while optimizing cash utilization.
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Real-Time Cash Positioning Ability to view current cash balances across all accounts in real-time. |
Broadridge emphasizes real-time visibility for cash balances in its treasury management features. | |
Cash Forecasting Capability to create and maintain short- and long-term cash flow forecasts. |
Product offers integrated cash forecasting capabilities for short- and long-term planning. | |
Multi-Currency Support Supports cash management in multiple currencies. |
Multi-currency support is standard in Broadridge’s global cash and investment solutions. | |
Automated Sweeping Automatically transfers excess cash to optimize balances. |
No information available | |
Liquidity Analysis Tools Provides analytics on current and projected liquidity levels. |
Liquidity analytics and forecasting tools are a key part of Broadridge's solution. | |
Bank Account Management Ability to open, close, and maintain records for all bank accounts. |
Described as offering full bank account management functionalities. | |
Intraday Cash Tracking Can track intraday movements of funds between accounts. |
No information available | |
Cash Pooling Supports zero or target balancing arrangements. |
No information available | |
Automated Investment of Surplus Cash Automatically invests surplus cash according to predefined rules. |
No information available | |
Cash Reconciliation Automated matching of bank statements to internal records. |
Automated reconciliation is stated as a feature in product documentation. | |
Treasury Workflows Built-in or configurable process workflows for cash-related operations. |
No information available |
Bank Connectivity Direct integration with multiple banks via secure protocols (e.g., SWIFT, APIs). |
Bank connectivity and integration with SWIFT and APIs is available. | |
Fee Analysis Tracks and analyzes banking fees and tariffs for optimization. |
No information available | |
Bank Document Management Stores and manages documentation relating to bank accounts and services. |
Document management is mentioned for accounts and compliance purposes. | |
Authorized Signatory Management Tracks signatory rights and authorizations for all accounts. |
Tracks account signatories, especially for compliance. | |
Counterparty Risk Monitoring Evaluates and monitors risk exposures to bank counterparties. |
No information available | |
Relationship Scorecard Reporting on service quality, fees, and balances for all banking relationships. |
No information available | |
KYC (Know Your Customer) Compliance Support Assists in maintaining compliance with KYC obligations for all banks. |
KYC compliance tracking and support are referenced in regulatory modules. | |
Bank Account Opening/Closing Workflow Workflow to seamlessly initiate and track account onboarding/offboarding. |
No information available | |
Bank Communications Log Maintains an audit trail of all communications with banks. |
No information available | |
SWIFT Messaging Support Native support for SWIFT message types for payments and reporting. |
SWIFT messaging is specifically supported by Broadridge. |
Automated Payment Execution End-to-end automation for payments, including scheduled and recurring transactions. |
Payment automation—including recurring—is standard in the product. | |
Dual/Multiple Authorization Controls Supports multi-level approvals based on user roles and transaction limits. |
Multiple authorization controls are configurable and role-based. | |
Payment Limit Management Configurable transaction limits for users and accounts. |
Configurable transaction limits are documented. | |
Bulk Payment Processing Ability to process batches of payments simultaneously. |
Can handle bulk payments; batch processing is a highlighted feature. | |
Fraud Detection Built-in tools to analyze and flag suspicious payment activities. |
Fraud detection tools are incorporated for transaction monitoring. | |
STP (Straight-Through Processing) Rate Percentage of payments processed without manual intervention. |
No information available | |
Payment Remittance Information Enables the addition and tracking of payment details/remittance advice. |
Remittance information and payment references are supported. | |
ISO 20022/SEPA/ACH Compatibility Supports global and regional payment formats and standards. |
ISO 20022, SEPA, and ACH support is listed in product specs. | |
Payment Status Tracking Real-time monitoring and alerting of payment statuses. |
Real-time payment status tracking and notifications are available. | |
Automated Reversal/Return Handling Processes returns or reversals automatically based on predefined rules. |
No information available | |
Audit Logging of Payments Every payment transaction and approval step is recorded for audit purposes. |
Full audit logging for all payment-related actions. |
Custodian Data Integration Automatic import and reconciliation of statements from custodians. |
Custodian data integration is promoted for reconciliation. | |
Investment Settlement Tracking Tracks incoming and outgoing settlements relating to investment trades. |
Tracks investment trade settlement status and cash flows. | |
Trade Instruction Automation Generates and transmits payment and settlement instructions. |
No information available | |
Investment Cash Forecasting Models cash requirements based on investment activity. |
Investment cash forecasting is part of liquidity planning. | |
Income Distribution Management Automates dividend, interest, and coupon income flows. |
Handles automated income distributions (dividend/interest). | |
FX Hedging Integration Facilitates currency hedging trades related to investment cash flows. |
Supports FX hedging and related investment cash flows. | |
Scheduled Investment Reporting Regular generation and distribution of investment-related cash flow reports. |
No information available | |
Position and Valuation Updates Imports latest asset positions and values to drive liquidity planning. |
Regular updates of investment positions inform cash/treasury processes. | |
Collateral Monitoring Tracks use of cash as collateral for investment/leverage activities. |
No information available | |
Reconciliation with Investment Accounts Automated matching with external investment account statements. |
Automated reconciliation with investment statements is documented. |
Limits Monitoring Monitors exposures against predefined limits (counterparty, liquidity, etc.). |
Limits and exposure monitoring are part of compliance features. | |
Regulatory Compliance Checks Automates screening and reporting for local and international regulations (e.g., AML, EMIR). |
Screening and reporting for international regulations (AML, EMIR, etc.) is supported. | |
Automatic OFAC/Sanctions Screening Checks all counterparties against sanctions and watch lists. |
No information available | |
Audit Trails Comprehensively records all user and system activity. |
Comprehensive audit trails are available in system logs. | |
Access Controls Granular control over permissions and data visibility. |
Role-based, granular access controls are described in product security docs. | |
Business Continuity Planning Support Features supporting backup, disaster recovery, and continuity strategies. |
Business continuity and disaster recovery options are available for enterprise clients. | |
Risk Reporting Dashboards Customizable dashboards displaying risk exposures and compliance status. |
No information available | |
Exception Handling and Alerts Rules and alerts for threshold breaches or unusual activity. |
System provides configurable alerts for rules/threshold breaches. | |
Regulatory Reporting Generation Prepares regulatory filings and submissions. |
No information available | |
Policy Enforcement Automation Automates enforcement of internal treasury policies and procedures. |
No information available |
Custom Report Builder Enables creation of custom ad hoc and scheduled reports. |
Ad hoc and custom report creation is a promoted feature. | |
Dashboards Interactive, visual representations of key treasury metrics. |
Interactive dashboards of key metrics are available. | |
Regulatory Reporting Packs Pre-packaged reports for regulatory compliance (e.g., MiFID II, Solvency II). |
No information available | |
Drilldown Capabilities Ability to analyze data at aggregate or granular levels. |
Drilldown into data at various levels is supported. | |
Automated Report Distribution Schedules and sends reports to stakeholders. |
No information available | |
Scenario Analysis Tools Models financial outcomes under different scenarios. |
Scenario analysis tools for financial modeling are part of the analytics suite. | |
Historical Data Retention Stores data for long-term historical analysis. |
Supports long-term data retention for analysis and compliance. | |
Data Export APIs Ability to export data to other analytical systems. |
APIs for exporting data to analytical systems are provided. | |
KPI Monitoring Tracks key performance indicators relevant to treasury management. |
KPI monitoring for treasury management is included in dashboard modules. | |
User Access Logs for Reports Audit trails for report access and generation. |
User access logs for reports ensure accountability and auditability. |
ERP Integration Bidirectional data flows with enterprise resource planning systems. |
Bidirectional integration with ERP systems like SAP and Oracle is cited. | |
API Availability Well-documented APIs for data exchange and process automation. |
APIs available for integrations and automation. | |
File Import/Export Automation Supports automated file-based data transfer (e.g., CSV, XML). |
Automated file-based import and export is included, supporting formats like CSV and XML. | |
SWIFT Interface Direct SWIFT connectivity for payments and messaging. |
Direct SWIFT messaging connection is a listed feature. | |
Market Data Integration Real-time prices, FX rates, and reference data connectivity. |
Supports integration with market data feeds for FX and reference rates. | |
Custodian Link Secure data exchange with custodians for reporting and reconciliation. |
Secure custodian link features are described for reporting. | |
Single Sign-On (SSO) Integration with enterprise identity providers for authentication. |
SSO with enterprise identity providers is supported. | |
Cloud and On-Premise Deployment Options Supports different deployment models to align with IT strategy. |
Both cloud and on-premise deployments are available. | |
Batch Processing Speed Time taken to process a typical batch integration job. |
No information available | |
Data Mapping and Transformation Tools Built-in utilities to map and transform data formats. |
Data mapping and transformation tools are built in for integration. |
Customizable User Dashboards Dashboards can be personalized for individual users or teams. |
User dashboards are customizable at the individual/team level. | |
Intuitive User Interface Logical navigation and clear layout supporting quick adoption. |
Product is known for having an intuitive UI designed for finance users. | |
Mobile Accessibility Access system via mobile devices or dedicated apps. |
Mobile accessibility is supported via browser and dedicated app. | |
User Notifications and Alerts Configurable alerts for events, exceptions, or required actions. |
System allows users to set up notifications/alerts for events and exceptions. | |
Multilingual Support User interface available in multiple languages. |
No information available | |
Accessibility (WCAG Compliance) Meets accessibility standards for visually/hearing-impaired users. |
No information available | |
Task Automation Wizards Guided workflows for common or complex actions. |
Guided workflow wizards are integrated for common treasury tasks. | |
Bulk Data Entry Support for importing or entering large data sets efficiently. |
Bulk upload/import of large datasets is possible. | |
Contextual Help Inline guidance and documentation to assist users. |
Inline help and documentation are provided inside the app. | |
Adaptive Layouts Responsive design adapts to screen sizes and devices. |
No information available |
Data Encryption (in transit and at rest) Ensures sensitive data is always encrypted. |
All sensitive data is encrypted both in transit and at rest. | |
Multi-Factor Authentication (MFA) Requires two or more authentication methods for access. |
Supports MFA for enhanced user security. | |
Role-Based Access Control User permissions governed by role and responsibility. |
User roles and responsibilities dictate permissions throughout the platform. | |
End-to-End Audit Logging Complete logs of all system activities for audit and investigation. |
Full audit logging of system activities is a compliance standard. | |
Penetration Testing Support Facilitates regular vulnerability assessments and pen testing. |
No information available | |
Data Masking of Sensitive Fields Obscures sensitive data elements from unauthorized view. |
Data masking of sensitive fields for privacy and compliance. | |
Secure File Transfer Encrypted protocols for document and file exchanges. |
Secure file transfer protocols are available. | |
Policy-Driven Data Retention Automates archive and removal of data per policy. |
Automated retention and deletion policies are configurable. | |
Cybersecurity Certification Holds current certifications (e.g., ISO 27001, SOC 2). |
SOC 1/2 and ISO certifications are promoted in security documentation. | |
Breach Detection and Alerting Automated monitoring for unauthorized access or data leakage. |
System includes breach detection and alerts as a part of its security suite. |
Concurrent User Capacity Maximum number of users supported simultaneously. |
No information available | |
Transaction Processing Speed Average time to complete a transaction. |
No information available | |
Uptime/Availability SLA Guaranteed system uptime percentage. |
No information available | |
Elastic Compute Scaling Automatic scaling of processing resources during peak demand. |
Cloud-based deployments auto-scale according to demand. | |
High Volume Data Throughput Handles large volumes of transactions/data without degradation. |
Handles high transaction/data throughput for large clients. | |
Disaster Recovery Readiness System architecture supports rapid failover and data recovery. |
Disaster recovery options exist including data failover. | |
Geographic Redundancy Data and services backed up across diverse locations. |
Data is replicated across geographically distributed sites. | |
Scheduled Maintenance Management Maintenance windows can be planned with minimal user impact. |
No information available | |
Performance Monitoring Dashboards Real-time metrics on system usage and health. |
Performance dashboards for system health are available to admins. | |
Load Testing Utilities Tools to evaluate system under peak/exceptional loads. |
No information available |
24/7 Support Availability Round-the-clock helpdesk and issue resolution. |
24/7 global support is advertised as standard for Broadridge. | |
Implementation Assistance Hands-on support for system configuration and deployment. |
Implementation assistance is part of professional services. | |
User Training Programs Structured onboarding and ongoing education for users. |
Structured and ongoing user training is part of onboarding. | |
Online Knowledge Base Extensive self-service documentation and troubleshooting guides. |
Extensive online knowledge base and documentation are provided. | |
Service Level Agreement (SLA) Defined service response and resolution times. |
Service Level Agreements (SLA) for responsiveness offered. | |
Dedicated Account Management Assigned support contact for ongoing relationship management. |
Dedicated account managers are assigned to clients. | |
Customer Feedback Process Mechanism for collecting and actioning client input. |
Customer feedback and product improvement processes in place. | |
Future Upgrade Roadmap Transparency Published plans for feature enhancements and technology improvements. |
Roadmaps and product update policies are published to clients. | |
Integration Support Services Expertise and assistance with connecting to client systems. |
Integration support is provided as a part of client service. | |
Custom Development Options Ability to commission bespoke modules or features. |
Custom development and module options are available for enterprise clients. |
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