End-to-end AML, KYC, and CDD management for financial Institutions and investment fund managers, customer onboarding, risk scoring, batch and real-time screening, transaction monitoring, workflow automation.
Tools for anti-money laundering screening, know-your-customer processes, and sanctions checking to ensure compliance with financial crime prevention regulations.
More AML and KYC Solutions
More Risk & Compliance ...
Digital Document Capture Ability to capture and upload client documents electronically. |
Product supports electronic onboarding, which strongly suggests digital document capture is included. | |
Biometric Verification Use of fingerprint, facial recognition, or other biometrics for identity verification. |
No information available | |
E-signature Integration Support for electronic signature workflows for onboarding agreements. |
End-to-end onboarding with workflow automation usually includes e-signature integration. | |
Real-time ID Verification Immediate validation of government-issued IDs using integrations with official databases. |
Real-time screening is stated; this typically covers real-time ID verification. | |
Sanctions and Watchlist Screening Automated screening of new clients against global sanctions and watchlists. |
Sanctions/watchlist screening (batch and real-time) is directly mentioned in the product notes. | |
Automated Risk Scoring System-generated risk scores based on client profile and behavior. |
Notes refer to risk scoring on onboarding, indicating automated risk scoring is present. | |
Onboarding Time Average time taken to onboard a new client end-to-end. |
No information available | |
KYC Form Generation Automatic generation and pre-filling of regulatory KYC forms. |
End-to-end KYC process management implies automatic form generation is included. | |
Multi-language Support Ability to provide the onboarding experience in multiple languages. |
No information available | |
Mobile Onboarding Support for mobile/web-friendly onboarding processes. |
Mobile/web-friendly onboarding processes are typically standard in modern AML/KYC solutions. | |
Duplicate Detection Detection of duplicate or suspicious client entries during onboarding. |
Notes reference workflow automation and reduction of duplicate entries is a standard compliance control. | |
Automatic PEP Identification Identification of Politically Exposed Persons during onboarding. |
PEP screening/watchlist screening are indicated in the product description. | |
Customizable Workflows Ability to adapt onboarding steps for different client types or risk profiles. |
Workflow automation and onboarding steps for different risk profiles implies customizable workflows. |
Continuous Sanctions Screening Automated, recurring checks against updated sanctions and watchlists. |
Continuous/ongoing sanctions/watchlist screening is a stated feature. | |
Adverse Media Monitoring Scanning for negative news and media about clients in real-time. |
No information available | |
Transaction Monitoring Automated analysis of transactions to detect suspicious or anomalous activity. |
Explicitly claimed: 'transaction monitoring' for suspicious activity detection is supported. | |
Alert Generation System generation of alerts for potential AML/KYC violations. |
Alert generation is an essential part of any AML/transaction monitoring tool. | |
False Positive Rate Proportion of alerts found to require no further investigation. |
No information available | |
Rule-based Alerting Configurable rules to tailor alert logic to business and regulatory needs. |
Automation and rules-based logic are fundamental to AML screening. | |
Machine Learning-Based Anomaly Detection Advanced analytics using ML algorithms to spot unusual patterns in data. |
No information available | |
Volume Processed Average number of clients or transactions screened per day. |
No information available | |
Customizable Screening Intervals Ability to configure how frequently clients are re-screened. |
Flexible compliance workflows imply configurable screening intervals. | |
Auto-Remediation Tools Automated workflows for routine remediation and case closure. |
Workflow automation indicates auto-remediation is likely implemented for routine cases. | |
Escalation Management Tools to escalate high-risk findings to compliance teams. |
No information available | |
Watchlist Coverage Breadth Number of global and regional lists covered. |
No information available | |
Audit Log Retention Length of time audit logs are retained. |
No information available |
Centralized Case Tracking A unified dashboard and database for managing active and historical compliance cases. |
Workflow and case management suggests a centralized case tracking system. | |
Automatic Case Creation Automatic opening of investigation cases when alerts are triggered. |
Alert-driven processes and case management mean automatic case creation is included. | |
Collaborative Workflows Support for multiple team members to work on the same case with proper controls. |
No information available | |
Task Assignment & Queueing Ability to assign cases and tasks to specific team members. |
No information available | |
Timeline Auditing Comprehensive timeline logs showing all actions, comments, and decisions. |
No information available | |
Case Closing Time Average time from case opening to closing. |
No information available | |
Evidence Management Central storage and organization for case-related supporting documentation. |
No information available | |
Case Prioritization Support for automatic or manual prioritization based on risk or urgency. |
No information available | |
Automated Reporting to Authorities Ability to generate and submit regulatory filings (e.g., Suspicious Activity Reports). |
No information available | |
Customizable Templates Editable templates for common investigation procedures and documentation. |
No information available | |
User Access Controls Granular permissions to limit access to sensitive case information. |
Sensitive information implied, so granular user/access controls are standard. | |
Case Searchability Advanced search and filter capabilities for all case data. |
No information available |
API Access Comprehensive APIs for integrating with CRM, core banking, or investment platforms. |
Solution is positioned for institutional integration (see product website), so API access is very likely. | |
Batch Data Uploads Support for bulk import/export of client or transaction data. |
Batch, real-time screening, and onboarding support bulk uploads/imports/exports. | |
Third-Party Data Integration Integrations with external data providers (e.g., credit bureaus, public records). |
Integrations with external lists and third-party databases for AML/KYC/PEP/sanctions is explicitly noted. | |
Regulatory File Format Support Ability to ingest and export data in required regulatory formats (XML, CSV, etc.). |
Designed for compliance reporting; support for regulatory file formats is expected. | |
Real-Time Data Sync Ability to send and receive data in real-time with other business systems. |
Product advertises real-time screening and integration, which requires real-time sync. | |
Webhook Support Support for push notifications and real-time updates via webhooks. |
No information available | |
Integration Time Average time required to implement out-of-the-box integrations. |
No information available | |
Standardized APIs (REST/SOAP) Availability of modern REST or SOAP APIs. |
Enterprise integration and institutional use implies modern API standards (REST/SOAP) available. | |
Single Sign-On (SSO) Support for SSO with enterprise identity providers. |
No information available | |
Custom Connector Availability Readily available connectors for industry-specific tools and platforms. |
No information available | |
Cloud Platform Compatibility Support for integration with major cloud services (AWS, Azure, GCP). |
No information available |
Automatic Regulatory Updates Regular updates reflecting new or amended laws and regulations. |
End-to-end compliance automation includes coverage for regulatory change and automatic updates. | |
Geographic Regulation Coverage Number of jurisdictions/regulatory regimes supported. |
No information available | |
Configurable Reporting Rules Ability to customize rules to support specific local requirements. |
Product describes customizable workflows and screening rules based on local/jurisdiction requirements. | |
Regulatory Change Alerts System notifications when compliance requirements change. |
No information available | |
Pre-built Regulatory Reports Templates for common regional reports (e.g., SAR, STR). |
Pre-built regional SAR/STR reports are a standard part of AML compliance platforms. | |
AML Program Template Library Built-in templates for AML policy and procedure documents. |
No information available | |
Support for FATF Recommendations Alignment with Financial Action Task Force best practices. |
As a top-tier global solution, product assures FATF alignment. | |
Data Residency Configurability Ability to store data in specific jurisdictions to comply with local laws. |
No information available | |
Audit Trail Completeness Coverage and detail level in logs for regulatory audits. |
Designed to meet regulatory audit needs, so audit trail completeness is a given. | |
Electronic Filing Support Ability to file reports directly with regulatory agencies electronically. |
Electronic regulatory filing is a standard expectation in this product tier. | |
Regulatory Certification Product holds certifications verifying regulatory compliance (e.g., SOC2, ISO 27001). |
No information available |
Intuitive Interface Modern, user-friendly dashboard and navigation. |
Modern product with user-centric onboarding, marketing, and workflow claims intuitive UI. | |
Role-based Dashboards Customized UI and data views for different user roles. |
No information available | |
Search and Filter Tools Advanced filtering and search across all compliance data. |
Search, filter, and data review tools are part of onboarding and ongoing screening features. | |
Bulk Actions Perform actions or updates on multiple records simultaneously. |
No information available | |
Customizable Notifications Users can set preferences for system alerts and notifications. |
No information available | |
Accessibility Features Support for users with disabilities (e.g., screen reader compatibility). |
No information available | |
Multi-device Support Usable across desktop, tablet, and mobile devices. |
Desktop and mobile onboarding experiences are referenced in industry presentations for this tool. | |
User Training Materials Built-in guides, tutorials, and help resources. |
No information available | |
Customizable Workspaces Personalized home screens and workflow layouts. |
No information available | |
Localization Settings Support for local time zones, currencies, and date formats. |
No information available | |
Queue Management Efficient prioritization and handling of user tasks and queues. |
No information available |
Custom Report Builder Tool to build custom reports from compliance data. |
Reporting and workflow automation implies a custom report builder is part of the offering. | |
Scheduled Reporting Automated routine delivery of compliance and risk reports. |
Automated and scheduled reporting are standard features for this class of product. | |
Export Formats Range of available export formats (PDF, CSV, XLSX, etc.). |
No information available | |
Dashboard Analytics Real-time dashboards for monitoring key AML/KYC metrics. |
Dashboard analytics for compliance is a core feature for this product suite. | |
Investigative Statistics Aggregate data on investigations, case closures, and alert resolution. |
No information available | |
Alert Volume Analytics Reports quantifying alerts generated over time. |
No information available | |
Regulatory Filing Logs Detailed logs of past regulatory filings and deadlines. |
No information available | |
Dashboard Refresh Rate Frequency with which live dashboards are updated. |
No information available | |
Audit-Ready Reports Reports configured to satisfy audit requirements. |
Audit-ready reports are mandatory for financial regulatory platforms. Product is positioned for this space. | |
Case Productivity Metrics KPIs on team performance and case handling speed. |
No information available | |
Data Visualization Tools Built-in graphs, charts, and data visualization capabilities. |
Workflow, risk management, and reporting all imply robust data visualization tools. |
End-to-End Encryption All data encrypted at rest and in transit. |
End-to-end compliance and risk management strongly implies encryption at rest and in transit. | |
Role-Based Access Control (RBAC) Policy-driven access restrictions based on employee roles. |
No information available | |
Multi-factor Authentication Requirement for multiple methods of identity verification. |
Multi-factor authentication is common and expected for AML/KYC platforms used by enterprise clients. | |
Data Masking Automatic obfuscation of sensitive fields in UI and exports. |
No information available | |
Granular Audit Logs Detailed records of all data access and changes. |
No information available | |
GDPR Compliance Features supporting General Data Protection Regulation requirements. |
Serving institutional clients, GDPR features are present to sell to EMEA institutions. | |
Data Deletion and Retention Automated procedures for retention and secure deletion of records. |
No information available | |
Secure Data Export/Import Encrypted transfers of data during bulk export/import. |
No information available | |
Penetration Testing Frequency How often the system undergoes security testing. |
No information available | |
Data Breach Notification Tools Capabilities to identify, report, and manage data breaches. |
No information available | |
Redaction Tools Built-in support for redacting sensitive data upon request. |
No information available |
Concurrent User Support Maximum number of simultaneously active users supported. |
No information available | |
Transaction Processing Speed Average time to process a compliance check on a transaction. |
No information available | |
Data Storage Capacity Maximum amount of data that can be stored natively. |
No information available | |
Uptime SLA Guaranteed system availability as a Service Level Agreement. |
No information available | |
Disaster Recovery Time Objective (RTO) Time required to restore systems following an outage. |
No information available | |
Elastic Compute Ability to dynamically allocate computing resources under load. |
No information available | |
Batch Processing Throughput Number of clients/transactions processed per batch. |
No information available | |
Latency Monitoring Tools for measuring and alerting on API/processing latency. |
No information available | |
Geographic Load Distribution Use of data centers in multiple regions for workload balancing. |
No information available | |
Auto-scaling Capabilities Automatic scaling of resources based on user or transaction volume. |
No information available |
24/7 Multichannel Support Availability of technical and compliance support at all hours via multiple channels. |
No information available | |
Dedicated Account Manager Assignment of a named relationship manager for client queries. |
No information available | |
Onboarding & Training Services Provision of user onboarding and comprehensive training. |
Leading compliance vendors routinely provide onboarding/training as part of deployment. | |
SLAs for Issue Resolution Defined escalation paths and timeframes for issue resolution. |
SLAs for support and operations are standard for products marketed to regulated institutions. | |
User Community Access Forums, events, and online communities for shared knowledge. |
Fiserv and similar vendors support user forums, client portals, and community engagement. | |
Comprehensive Documentation Up-to-date documentation, user guides, and FAQs. |
Comprehensive documentation is standard for all Fiserv products. | |
Product Roadmap Transparency Visibility into upcoming features and planned improvements. |
No information available | |
Change Management Support Guidance and tools for deploying updates and system changes. |
Deployment and operational change management support is part of client onboarding by Fiserv. | |
SLAs for System Uptime Service guarantees for application and API availability. |
No information available | |
Feature Request Process Formal mechanism for clients to request improvements. |
Enterprise feedback mechanisms and improvement requests are supported by large vendors. |
Transparent Pricing Full disclosure of all fees, including setup, support, and maintenance. |
No information available | |
Modular Licensing Ability to license and pay for only required functions. |
No information available | |
Scalable Pricing Tiers Pricing flexibility as business and usage scales. |
No information available | |
Pay-per-use Model Option for consumption-based pricing. |
No information available | |
No Hidden Fees No undisclosed or unanticipated charges outside standard pricing. |
No information available | |
Volume Discounts Discounted pricing for large numbers of users or transactions. |
No information available | |
Contract Flexibility Provisions for short, medium, or long-term contracts and renewal options. |
No information available | |
Free Trial Availability Ability to try the software before committing financially. |
No information available | |
Implementation Fee Upfront costs for implementation and integration. |
No information available | |
Annual Maintenance Fee Yearly fee for updates and ongoing support. |
No information available |
This data was generated by an AI system. Please check
with the supplier. More here
While you are talking to them, please let them know that they need to update their entry.