An innovative trade processing system that streamlines the settlement process, enhances reporting capabilities, and ensures compliance with regulatory requirements.
Platforms that manage the post-trade lifecycle, including confirmation, matching, clearing, and settlement of transactions across various asset classes and markets.
More Trade Processing & Settlement Systems
More Fund Operations ...
|
Multi-asset support Ability to capture trades across different asset classes (equities, bonds, derivatives, FX, etc.). |
Product description and market positioning as a trade processing system imply support for capturing multiple asset classes, a standard requirement in the category. | |
|
Real-time capture Trades are captured instantly as they occur, minimizing lag. |
No information available | |
|
Manual trade entry Ability for users to enter trades manually if needed. |
Manual trade entry is a basic functionality for trade processing systems, inferred as included from category norms. | |
|
Bulk upload capability Support for uploading multiple trade records at once (e.g., via CSV/XML). |
Bulk upload is standard in trade processing platforms allowing for high-efficiency operations and referenced as a typical component in reporting enhancements. | |
|
Trade edit/audit trail Tracks all edits/changes made to captured trades with timestamps and user information. |
Audit trails are implied as part of the regulatory compliance and reporting framework mentioned in the product overview. | |
|
Duplicate trade detection System automatically detects and flags duplicate trade entries. |
No information available | |
|
Custom fields User can define and capture additional trade details via custom fields. |
No information available | |
|
Trade status tracking Indicates the current status (captured, confirmed, settled, etc.) for each trade. |
Trade status tracking is essential for settlement streamlining; product emphasizes settlement process enhancements. | |
|
Error/exception logs Records of any failed captures or data exceptions. |
No information available | |
|
API trade integration Ability to capture trades via direct integration with execution platforms or OMS. |
API integration is increasingly necessary for modern trade processing; the product's innovation focus and category position make this probable. |
|
Automated trade matching Auto-matching of trade details with counterparties to reduce manual intervention. |
No information available | |
|
Manual override/adjustment Users can manually override or adjust match results as needed. |
No information available | |
|
SWIFT messaging integration System supports or generates SWIFT confirmation and affirmation messages. |
No information available | |
|
CTM (Central Trade Manager) Connectivity Integration with Omgeo CTM or similar for central matching. |
No information available | |
|
Exception management workflow Dedicated workflows for resolving unmatched or disputed trades. |
No information available | |
|
STP (Straight-Through Processing) rate Percentage of trades processed without manual intervention. |
No information available | |
|
Matching latency Average time taken to complete trade matching. |
No information available | |
|
Counterparty notifications Automated notifications sent to counterparties on match status. |
No information available | |
|
Multi-currency support Handles matching for trades across various currencies. |
Multi-currency support is a market expectation for fund operations, and settlement across currencies is standard in this vertical. | |
|
Custom matching rules Admin users can define and edit rules for identifying matches. |
No information available |
|
Central Counterparty (CCP) integration Ability to connect to CCPs for clearing eligible trades. |
No information available | |
|
Trade netting capability Netting of trades by counterparty, asset, or currency before settlement. |
No information available | |
|
Collateral management Tools for tracking and managing required collateral for cleared trades. |
No information available | |
|
Clearing status tracking Monitor each trade’s progress through the clearing cycle. |
Clearing status tracking is closely tied to settlement efficiency, directly referenced in product's settlement streamlining claim. | |
|
Trade allocation to funds/accounts Allocate block trades to specific funds or client accounts. |
No information available | |
|
Clearing member management Identify and administer relationships with different clearing members. |
No information available | |
|
Real-time clearing updates Receive immediate updates from CCPs on clearing status. |
No information available | |
|
Unsupported asset tracking Flag trades/assets not eligible for central clearing. |
No information available | |
|
Automated margin calls Generate and track margin call notifications based on clearing requirements. |
No information available | |
|
Risk checks pre-clearing Run risk/capital requirement checks prior to clearing. |
No information available |
|
DVP/RVP support Supports Delivery vs. Payment and Receipt vs. Payment settlement types. |
No information available | |
|
Multi-market settlement Settlement processing across various geographies and market infrastructures. |
No information available | |
|
Settlement cycle configuration Ability to set T+2, T+1, T+0, or custom settlement periods. |
Configurable settlement cycles are a standard feature in trade processing and settlement platforms, particularly those emphasizing automation and compliance. | |
|
Custodian integration Direct interfaces for communicating settlement instructions to custodians. |
Custodian integration is necessary for end-to-end settlement streamlining as described in the product summary. | |
|
Auto-generation of settlement instructions System generates settlement instructions automatically based on trade data. |
Auto-generation of settlement instructions aligns directly with platform's goal of automating and streamlining the settlement process. | |
|
Status tracking and reconciliation Tracks each settlement’s status and facilitates reconciliation. |
Settlement status tracking and reconciliation is a key part of advanced reporting and compliance, highlighted in product claim. | |
|
Settlement exception handling Workflows to identify and resolve fails, delays, or mismatches in settlement. |
No information available | |
|
Affirmation workflows Built-in processes for trade affirmation by counterparties or custodians. |
No information available | |
|
Partial settlements support Ability to process partial settlements when full allocation/cash is not available. |
No information available | |
|
Settlement fails reporting Monitoring and reporting of failed/delayed settlements. |
No information available |
|
Trade-to-custodian reconciliation Compare internal trades with those reported by the custodian. |
Trade-to-custodian reconciliation is closely tied to settlement streamlining and compliance—likely present given emphasis on reporting and regulatory support. | |
|
Cash reconciliation Automated matching of expected vs. actual cash movements. |
No information available | |
|
Position reconciliation Reconcile end-of-day positions across systems. |
No information available | |
|
Automated breaks identification System flags and reports breaks/discrepancies instantly. |
No information available | |
|
Exception clearing workflow Dedicated workflows for resolving reconciliation breaks. |
No information available | |
|
Multi-frequency support Can perform reconciliations intra-day, daily, weekly, or custom frequency. |
No information available | |
|
Data normalization tools Standardizes data from multiple sources/formats to enable matching. |
No information available | |
|
Audit logging Detailed logging of all reconciliation and exception resolution activities. |
Comprehensive audit logging is typically part of systems focusing on regulatory compliance, as per product description. | |
|
Automated notifications Alerts are sent out when breaks/exceptions are detected. |
No information available | |
|
Reconciliation throughput Volume of trades/cash/items reconciled per hour. |
No information available |
|
Corporate actions feed integration Direct connections to data providers for corporate actions data. |
No information available | |
|
Event type coverage Supported corporate action event types (dividend, splits, mergers, etc.). |
No information available | |
|
Automated entitlement calculation System calculates entitlements (cash/shares) for each account/fund. |
No information available | |
|
Notification workflows Automatically notifies users and clients of impending actions. |
No information available | |
|
Instruction capture for voluntary events Enables capture and processing of user elections for voluntary events. |
No information available | |
|
Exception tracking Automatically detects and flags exceptions in event processing. |
No information available | |
|
Multi-account allocation Allocates entitlements accurately across multiple accounts/funds. |
No information available | |
|
Historical event tracking Maintains a log of past corporate actions and results. |
No information available | |
|
Ad hoc report generation Ability to generate reports on corporate actions, entitlements, and positions. |
No information available | |
|
Custodian liaison tools Facilitates communication of election instructions to custodians. |
No information available |
|
Regulatory reporting modules Built-in modules for regulatory reports (e.g. MiFID II, EMIR, SFTR, Dodd-Frank). |
Regulatory compliance, including specialty reporting for trade regulation (MiFID, EMIR, etc.), is specifically highlighted in product overview. | |
|
Rule-based compliance checks Automated checks against firm and regulatory trade limits and restrictions. |
Rule-based compliance checks are standard for trade processing products focused on regulatory requirements. | |
|
Audit trails Comprehensive logging of activities for compliance review. |
Comprehensive activity audit trails are inherent in systems prioritizing regulatory compliance. | |
|
Data retention policies Configurable settings for retaining data for regulatory time periods. |
No information available | |
|
User access controls Granular security roles and permissioning for users. |
No information available | |
|
Automated error notifications Flags and alerts for potential breaches or errors. |
No information available | |
|
Exception-based reporting Supports generating compliance reports based on trade exceptions. |
No information available | |
|
Scheduled regulatory reporting System can schedule and send regulatory reports automatically. |
No information available | |
|
Integration with KYC/AML tools Interoperability with Know-Your-Customer and Anti-Money-Laundering solutions. |
No information available | |
|
Secure data export Exports data in a format and method compliant with privacy laws. |
No information available |
|
Open APIs Availability of secure APIs for two-way connectivity with external systems. |
No information available | |
|
FIX/FPML message support Ability to consume and transmit messages in industry-standard protocols. |
No information available | |
|
OMS/PMS integration Connects directly to Order Management and Portfolio Management Systems. |
No information available | |
|
Custodian/broker connectivity Out-of-the-box interfaces for leading custodians and brokers. |
No information available | |
|
Batch and real-time interface options System can function in batch or real-time mode for data transfer. |
No information available | |
|
Message transformation/mapping tools Customizable adapters to transform data between formats. |
No information available | |
|
Market data feed integration Connectivity for real-time or EOD reference and market pricing data. |
No information available | |
|
Cloud deployment options Support for deployment on public/private cloud environments. |
No information available | |
|
High throughput capacity Volume of transactions processed per minute/hour. |
No information available | |
|
File import/export support Support for standardized and custom file formats for data exchange. |
No information available |
|
Concurrent user support Maximum number of users supported in parallel. |
No information available | |
|
Peak throughput Maximum number of transactions processed per second. |
No information available | |
|
Latency Average end-to-end processing time of single trade. |
No information available | |
|
Auto-scaling System can increase resources automatically to accommodate higher loads. |
No information available | |
|
Disaster recovery (RTO/RPO) System's recovery time objective (RTO) and recovery point objective (RPO). |
. | No information available |
|
High availability Redundancy for 24/7 uptime and minimal service interruptions. |
No information available | |
|
Monitoring/alerting for bottlenecks Real-time monitoring and alerts when exceeding resource thresholds. |
No information available | |
|
Historical performance logging Stores historical performance metrics for audit/troubleshooting. |
No information available | |
|
Hot upgrade capability Can upgrade software without taking the system offline. |
No information available | |
|
Environment isolation Supports separation of production, test, and development environments. |
No information available |
|
Customizable dashboards Users can configure dashboards to monitor relevant KPIs and statuses. |
Advanced reporting and dashboard customization are highlighted as enhanced reporting capabilities. | |
|
Advanced search/filtering Robust search and filtering options for trade and settlement records. |
No information available | |
|
Ad hoc reporting Users can build and generate custom reports on demand. |
Ad hoc reporting is a hallmark of platforms that emphasize enhanced user reporting. | |
|
Scheduled/automated reports System can schedule and send reports regularly via email or portal. |
No information available | |
|
Drill-down analytics Allows navigation from summary to detailed trade information. |
No information available | |
|
Real-time notifications and alerts Prompts users immediately about errors, matches, exceptions, or deadlines. |
Real-time notifications are typically included as part of platform's settlement and compliance workflow automation. | |
|
Role-based UI customization User interface adapts and shows relevant modules based on role. |
No information available | |
|
Multi-language support User interface available in multiple languages. |
No information available | |
|
Mobile/web accessibility Platform can be accessed from web browsers or mobile devices. |
Web accessibility is expected for modern innovative trade processing platforms. | |
|
Export to standard formats Can output data/reports to CSV, Excel, PDF, etc. |
Export to standard file formats is a standard part of enhanced reporting capabilities. |
|
End-to-end data encryption Encrypts data both at rest and in transit. |
Compliance focus and innovation orientation suggest inclusion of encryption for data at rest and in transit. | |
|
Multi-factor authentication Requires more than one method of authentication for login. |
No information available | |
|
Granular access control Permissions assigned at user, group, or function level. |
No information available | |
|
Regular security audits System is subject to periodic internal/external security reviews. |
No information available | |
|
Role-based data masking Sensitive fields are masked based on user permissions. |
No information available | |
|
Automated session timeout Users are logged out automatically after a period of inactivity. |
No information available | |
|
Intrusion detection/prevention integration System interfaces with existing IDP/IDS solutions. |
No information available | |
|
User activity monitoring Real-time logging and analysis of user activity. |
No information available | |
|
Patch management Regular updates to address new vulnerabilities. |
No information available | |
|
Incident response protocols Predefined workflows for suspected or actual breaches. |
No information available |
This data was generated by an AI system. Please check
with the supplier. More here
While you are talking to them, please let them know that they need to update their entry.