A comprehensive platform for regulatory reporting that helps financial institutions address multiple regulatory frameworks including EBA, FINREP, COREP, AnaCredit, and statistical reporting. It provides data integration, validation, report generation, and submission capabilities while supporting various central bank and supervisory authority requirements.
More about BearingPoint RegTech (now part of Nordic Capital)
Software that automates the preparation and submission of required regulatory reports such as Form PF, Form ADV, AIFMD reporting, and transaction reporting under various regulatory regimes.
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Multi-Source Data Import Capability to ingest data from various formats, protocols, and platforms (e.g., databases, APIs, flat files, custodians). |
Official product description states support for integration with various data sources including APIs, flat files, and databases. | |
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Real-Time Data Sync Synchronization of data feeds at or near real-time for up-to-date reporting. |
Platform emphasizes real-time or near-real-time data sync for up-to-date reporting and compliance, as stated in solution overview. | |
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Data Validation Rules Built-in checks and logic to ensure data quality and flag inconsistencies. |
Data validation and quality checks are a documented part of Abacus' regulatory reporting pipeline. | |
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Data Enrichment Capabilities Ability to supplement imported data with reference, market, or external datasets. |
Official documentation mentions enrichment with market and reference data for reporting. | |
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Automated Data Mapping Tools to facilitate mapping of disparate data sources to unified reporting structures. |
Platform includes configurable data mapping tools for disparate data sources. | |
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Data Cleansing Functionality Automated routines to correct errors and fill missing values in data sets. |
Automated data cleansing is included as part of the ETL and validation workflow. | |
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Support for Unstructured Data Ability to process documents, emails, or other non-tabular data sources. |
No information available | |
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Batch Data Processing Speed Time taken to process and transform datasets for reporting. |
No information available | |
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Data Lineage Tracking Ability to trace data origins and transformation history for audit purposes. |
Data lineage for audit and traceability is repeatedly cited as a critical feature—important for regulated entities. | |
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Manual Data Entry Support Functionality for entering data manually in the absence of automated feed. |
Manual data entry is supported as a fallback for institutions where automation is not available. |
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Multi-Jurisdiction Support Ability to handle regulatory rules for multiple countries and regions. |
Supports multi-jurisdictional reporting—explicit support for EBA, national and transnational frameworks. | |
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Regulation Specific Modules Pre-built modules/templates for major regulatory standards (e.g., AIFMD, UCITS, MiFID II, FATCA, EMIR, SEC, CFTC). |
Lists pre-configured modules for various regulatory frameworks and jurisdictions (EBA, ECB, AnaCredit, etc.). | |
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Automated Rule Updates System updates regulatory rules automatically as new laws come into effect. |
Product offers automated updates for rule changes to keep institutions compliant with regulatory changes. | |
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Custom Rule Creation Admins can define custom compliance rules tailored to organizational policies. |
Custom rule creation is possible through a no-code rule engine and scripting. | |
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Version Control on Regulation Logic Maintains historical versions of rule logic to support retrospective reporting. |
Maintains historical versions of regulatory logic for retrospective reporting and compliance. | |
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Audit Trail on Rule Changes Logs and tracks all changes made to compliance and reporting rules. |
Tracks and logs all regulatory rule changes for audit trail. |
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Automated Report Generation Scheduled creation of required regulatory filings. |
Provides automated, scheduled report generation for regulatory filings. | |
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Custom Report Designer Allows creation of bespoke reports in addition to standard templates. |
Offers both standard templates and a designer for custom report layouts. | |
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Multi-Format Export Export reports in all required electronic and paper formats (XBRL, XML, CSV, PDF, Excel, etc.). |
Export available to multiple data formats such as XBRL, XML, Excel, CSV, PDF. | |
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Error and Exception Highlighting Automatically identifies and flags potential errors or omissions in draft reports. |
Error, exception, and validation highlights are part of the product to ensure quality control before submission. | |
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Direct e-Filing Integration Connects directly to regulators’ portals/APIs for automated submission. |
Enables direct e-filing with some regulators (e.g., Bundesbank, EBA); integration specifics depend on jurisdiction. | |
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Filing Status Tracking Monitors the progress, success, or failure of each report submission. |
Status tracking of report submissions and acknowledgments is provided. | |
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Ad Hoc Reporting Enables rapid, one-off report production for non-routine compliance queries. |
Ad hoc report creation is available for non-routine compliance queries. | |
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Historical Filing Storage Stores previously submitted reports for comparison and retrieval. |
Stores and allows retrieval of previously submitted filings for audit and comparison. | |
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Reporting Frequency Options Supports daily, monthly, quarterly, annual or ad-hoc schedules. |
Supports multiple filing frequencies: daily, monthly, quarterly, annual, or on-demand. |
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Role-Based Task Assignment Allocates tasks to individuals or teams based on permissions and expertise. |
Task and workflow assignment by role and permissions is part of the workflow engine. | |
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Automated Alerts & Reminders Sends notifications for deadlines, approvals, and exception handling. |
Automated alerts and reminders for deadlines and exceptions are built in. | |
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Approval Workflow Customization Configurable multi-level review and sign-off processes. |
Approval workflows are configurable for review/signoff. | |
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Escalation Management Automatically escalates overdue tasks or exceptions to management. |
Escalation management is mentioned in workflow management and compliance materials. | |
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Task Status Dashboard Visualizes progress of all workflow tasks in real-time. |
Dashboards are available for workflow monitoring and task status. | |
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SLA Monitoring Monitors workflow steps against Service Level Agreements. |
No information available | |
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Automated Scheduling Allows pre-scheduling of recurring tasks and report runs. |
Automated task/report scheduling is enabled by workflow module. | |
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Exception Handling Rules Predefined responses to common exceptions or workflow bottlenecks. |
No information available |
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Role-Based Access Control (RBAC) Access permissions can be defined per user or group. |
Role-based access control is implemented for user and permission management per regulatory and IT requirements. | |
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Multi-Factor Authentication (MFA) Supports two/multi-factor authentication for user login. |
Supports multi-factor authentication per best practices for financial industry. | |
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Single Sign-On (SSO) Integration Allows users to log in with corporate credentials. |
Single Sign-On (SSO) is frequently requested and supported for enterprise clients. | |
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Audit Logging Tracks all user actions for monitoring and compliance. |
Tracks and logs all user actions for compliance and traceability (audit logging). | |
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Encryption at Rest and in Transit Data is encrypted both when stored and when sent between systems. |
Industry-standard encryption both at rest and in transit is confirmed for sensitive data. | |
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Granular Data Permissions Fine-grained control over which data a user can view or edit. |
Granular, field-level permissions configurable by user/group. | |
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Time-Based Access Control Ability to restrict system access to specific hours or dates. |
No information available |
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Full Data Audit Trails Tracks every change to relevant data, reports, and workflows. |
Tracks and logs all changes at data, workflow, and report levels. | |
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Audit Log Export Ability to export audit logs for regulator or auditor review. |
Audit logs can be exported for external regulator/auditor review. | |
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Immutable Records Stores all changes in a tamper-evident manner. |
No information available | |
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Report Reconciliation Logs Logs comparisons between system data and filed reports. |
No information available | |
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User Action History View actions performed by each user on specific records or reports. |
User action histories are available for audit and oversight. | |
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Change Reason Capture Requires users to provide rationale for material changes. |
No information available |
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Exception Trend Analysis Tracks patterns in reporting errors or regulatory breaches over time. |
No information available | |
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Compliance Dashboard Visual interface summarizing key compliance risks and activities. |
Compliance dashboards visualize reporting risks, task status, and regulatory issues. | |
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Data Quality Metrics Monitors consistency, completeness, and accuracy of reporting data. |
Monitors and reports on data quality (completeness, consistency, accuracy) as part of platform analytics. | |
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Historical Comparison Reports Allows period-to-period comparison to identify discrepancies or risks. |
Enables historical comparisons across reporting periods to spot changes/discrepancies. | |
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Outlier Detection Automatically flags results that deviate from norms. |
No information available | |
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Workflow Efficiency Metrics Measures task throughput and identifies bottlenecks. |
No information available |
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Custom Workflow Builder Design and deploy custom task and approval steps. |
Custom workflow builder is part of deployment/configuration tools. | |
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Configurable Data Fields Add, remove, or modify data fields for changing needs. |
Allows customization of data fields and templates. | |
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White-Labelling Options Apply custom branding to user interfaces and reports. |
No information available | |
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User Interface Personalization Enables individual users to customize their dashboards. |
User dashboards and views can be tailored by individual users. | |
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Rule Engine for Custom Logic Allows non-technical users to define new rules and triggers. |
Rule engine supports custom logic creation by users/admins. |
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Open REST/SOAP APIs Enables external systems to connect and automate data exchanges. |
REST and SOAP API documentation available for external integration. | |
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Pre-Built Integrations Available plugins for common fund management and accounting platforms. |
Pre-built integrations available for common accounting, fund management, and regulatory platforms. | |
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Webhook/Event Notification Support Outbound triggers for events like report completion or data changes. |
No information available | |
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API Call Throughput Maximum number of API requests supported per second. |
No information available | |
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Bulk Data Upload & Download Ability to move large data sets efficiently. |
Bulk upload/download of data is part of ETL and integration workflow. |
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Horizontal/Vertical Scaling System can scale out by adding resources or nodes. |
Described as scalable for large institutions, supporting both horizontal and vertical scaling. | |
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Concurrent User Limit Maximum number of users able to use the system simultaneously. |
No information available | |
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High Availability/Uptime SLA Service level guarantee for system availability. |
No information available | |
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Peak Load Processing Speed Performance under heavy data or usage peaks. |
No information available |
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24/7 Technical Support Around-the-clock assistance for critical issues. |
24/7 technical support is available via support contracts for regulated entities. | |
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Comprehensive User Documentation Detailed manuals and online help resources. |
Comprehensive user and online documentation is offered with product. | |
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Integration Support Services Assistance for connecting the product with other systems. |
Integration support services are available as part of services contracts. | |
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Dedicated Account Manager A single point of contact for complex support needs. |
Dedicated account management is offered for enterprise clients. | |
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Onboarding & Training Packages Structured user education for rollout and adoption. |
Onboarding and structured user training packages are provided. | |
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Compliance Alert Service Proactive notifications of regulatory changes impacting reporting. |
Compliance alert services notify clients of regulatory changes and product updates. |
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